Share your needs with us, get contacted by law firms.
Free. Takes 2 min.
Or refine your search by selecting a city:
Free Consultation: 30 mins
Refine your search by selecting a city.
Securities law in Romania regulates the issuance and trading of securities, which include stocks, bonds, and other financial instruments. This area of law aims to protect investors and ensure transparency in the financial markets. It governs how securities are issued, traded, and regulated.
There are many situations where you may need a lawyer for securities issues in Romania. Some common reasons include disputes with brokers, fraud or misconduct in securities transactions, regulatory compliance issues, and seeking legal advice on investments and financial planning.
In Romania, securities law is primarily regulated by the Financial Supervisory Authority (ASF) and the Bucharest Stock Exchange (BVB). The main laws governing securities are the Securities Law No. 24/2017 and the Capital Market Law No. 297/2004. These laws set out the rules for issuing securities, trading on the stock exchange, and investor protection.
The main types of securities in Romania are stocks, bonds, and derivatives. These financial instruments represent ownership stakes, debt obligations, or rights to underlying assets.
You can invest in securities in Romania by opening a brokerage account with a licensed broker and buying stocks, bonds, or other financial instruments listed on the Bucharest Stock Exchange.
Investors in Romania have the right to fair and transparent dealings, access to information, and protection against fraud. They also have the responsibility to conduct due diligence, follow market regulations, and make informed investment decisions.
A lawyer can provide legal advice on securities regulations, represent you in disputes with brokers or regulators, help you draft investment agreements, and protect your rights as an investor.
Securities fraud in Romania is punishable by fines, imprisonment, and other sanctions. The severity of the penalty depends on the nature and extent of the fraud.
You can file a complaint against a securities broker in Romania with the ASF or the BVB. It is advisable to seek legal advice before proceeding with a complaint to ensure your rights are protected.
Foreign investors in Romania are generally subject to the same securities laws as domestic investors. However, there may be additional requirements or restrictions for cross-border transactions.
Yes, you can trade securities online in Romania through a licensed brokerage platform. It is important to ensure that the platform is secure and regulated to protect your investments.
Insider trading is the buying or selling of securities based on non-public information. It is illegal in Romania and is punishable by fines, imprisonment, and other penalties.
You can stay informed about securities regulations in Romania by following updates from the ASF, BVB, and other financial news sources. It is also advisable to consult with a securities lawyer for guidance on regulatory changes.
For more information on securities regulations in Romania, you can visit the websites of the Financial Supervisory Authority (ASF) and the Bucharest Stock Exchange (BVB). You can also seek guidance from professional organizations such as the Romanian Association of Securities Dealers (ACPV).
If you require legal assistance with securities issues in Romania, it is advisable to consult with a qualified securities lawyer. They can provide advice on your rights, represent you in legal proceedings, and help you navigate the complex regulations governing securities transactions in Romania.
