Best Banking & Finance Lawyers in Boudry
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List of the best lawyers in Boudry, Switzerland
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Switzerland Banking & Finance Legal Questions answered by Lawyers
Browse our 1 legal question about Banking & Finance in Switzerland and read the lawyer answers, or ask your own questions for free.
- Do I need FINMA licensing under FinIA to offer Swiss wealth management services, and how does FinSA affect onboarding?
- I'm starting a Swiss wealth management advisory firm focused on domestic clients. Do I need FINMA licensing under FinIA, and how does FinSA affect client onboarding, suitability assessments, and cross-border advisory rules? What are the ongoing AML obligations and annual reporting costs?
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Lawyer answer by PBM Attorneys-at-law
Thanks for your message.In short: if you intend to manage portfolios on a discretionary basis, you would likely need a FINMA licence as a portfolio manager under Swiss law. If your activity is limited to pure investment advice without any...
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