Best Brokerage Lawyers in Colombo

Share your needs with us, get contacted by law firms.

Free. Takes 2 min.

Free Guide to Hiring a Real Estate Lawyer

ATD Legal Associates

ATD Legal Associates

1 hour Free Consultation
Colombo, Sri Lanka

Founded in 1976
10 people in their team
English
Sinhala
Chinese
 Welcome to ATD Legal Associates Innovative Legal Solutions for a Digital and Global EraAt ATD Legal Associate  we specialize in navigating the complexities of modern legal landscapes. From safeguarding your intellectual property to ensuring compliance with international data privacy...
Continental Law AssocIates
Colombo, Sri Lanka

Founded in 2000
50 people in their team
Sinhala
English
Tamil
ABOUT USEstablished in the year 2000, we take pride in our nearly two decades long legal practice providing feasible solutions to the legal needs of clients in a multitude of areas. The firm has had hands on experience, specializing in Commercial Law, Local and International Arbitration, Civil Law...
Simon & Associates
Colombo, Sri Lanka

Founded in 2002
50 people in their team
Sinhala
English
Tamil
Simon & Associates is one of Sri Lankaโ€™s leading legal firms, providing legal counsel and corporate secretarial services to portfolio consisting of local and multinational clients.Led by Simon Senaratna who brings substantial experience in the legal and business sectors, together with Nirosha...
Julius & Creasy
Colombo, Sri Lanka

Founded in 1879
200 people in their team
Sinhala
English
Tamil
Our HistoryWith its near 140 year history Julius & Creasy is one of the oldest law Firms in Sri Lanka, while also being the largest. Its reputation is one that has been built on rich tradition as well as the caliber of professionals passing through its corridors.The beginnings of the...
Gregory's Partners
Colombo, Sri Lanka

Founded in 1970
200 people in their team
Sinhala
English
Tamil
AboutThe Sri Lankan economy and therefore its legal system has traditionally been influenced by the islandโ€™s colonial past. Thus, the legal profession in Sri Lanka was traditionally divided into two fractions based on functionality influenced by a similar divide in the English Legal system.The...
A & N Partners
Colombo, Sri Lanka

Founded in 2003
50 people in their team
Sinhala
English
Tamil
About UsA & N PARTNERS group was established in 2003 with the sole objective of providing an efficient and personalized service in all aspects of corporate, property, commercial, industrial, civil & criminal law and all aspects of the Human Resource Management. We are committed towards...
Invictus Law
Colombo, Sri Lanka

Founded in 2000
50 people in their team
Sinhala
English
Tamil
Invictus Law is a modern and progressive law firm providing a comprehensive range of legal services and solutions for both domestic and international clients.We pride ourselves in providing timely, practical & commercially sensible solutions to our clients and we specialize in multiple fields...
Layards and Stuart
Colombo, Sri Lanka

Founded in 2000
50 people in their team
Sinhala
Tamil
English
Who we are and how we workLayards & Stuart is a law firm based in Colombo, Sri Lanka providing quality legal advice, solutions and representation to both local and international corporate clients. Our experience in cross-border and emerging economies gives us the market perspective to be your...
TRIVE LEGAL ASSOCIATES
Colombo, Sri Lanka

Founded in 2000
50 people in their team
Sinhala
English
Tamil
OverviewRanging from the work of an Instructing Attorney to fully fledged Counsel in the Courts of First Instance, Appellate Courts and any other for a. We also facilitate mediations, arbitrations, negotiations, settlementWe specialize in Company Law, Commercial Law, Intellectual Property, Shipping...
Premier Legal Consultants
Colombo, Sri Lanka

Founded in 2000
50 people in their team
Sinhala
English
Tamil
Premier Legal Consultants is a law firm established in Sri Lanka. Our team of lawyers are committed in providing high quality and timely legal services to our clients. We provide a range of legal services for both local and international clients.Premier Legal Consultants is a law firm established...
AS SEEN ON

About Brokerage in Colombo, Sri Lanka

Brokerage refers to the practice of buying and selling financial securities on behalf of clients. In Colombo, Sri Lanka, the brokerage industry plays a crucial role in facilitating investments and trading in stocks, bonds, and other securities.

Law in Colombo, Sri Lanka: A Brief Overview of Brokerage

The legal framework governing brokerage activities in Colombo, Sri Lanka is primarily regulated by the Securities and Exchange Commission of Sri Lanka (SEC). The SEC is responsible for supervising, regulating, and developing the capital market in the country.

Why You May Need a Lawyer

Engaging in brokerage activities can sometimes lead to legal complexities. You may require a lawyer in the following situations:

  1. Disputes with brokers or clients
  2. Violation of securities laws or regulations
  3. Concerns regarding investment fraud or misconduct
  4. Issues related to brokerage contracts or agreements
  5. Legal advice on compliance with securities laws

Local Laws Overview

When it comes to brokerage in Colombo, Sri Lanka, it is important to be aware of the following key aspects of local laws:

  • The Securities and Exchange Commission Act sets out the regulatory framework for brokerage activities.
  • Brokerage firms must obtain licenses from the SEC to operate legally.
  • Securities laws and regulations require brokers to disclose any conflicts of interest and provide accurate investment advice.
  • Investors have certain rights and protections under the law, such as the right to access information and seek recourse for financial losses caused by fraudulent activities.
  • Non-compliance with securities laws can result in penalties and legal consequences.

Frequently Asked Questions

1. Can I engage in brokerage activities without a license in Colombo?

No, individuals or firms engaging in brokerage activities must obtain a license from the Securities and Exchange Commission of Sri Lanka. Operating without a license is illegal.

2. How can I file a complaint against a broker in Colombo?

You can file a complaint against a broker with the Securities and Exchange Commission of Sri Lanka. They have a complaint handling mechanism in place to address such issues.

3. What are the potential risks associated with brokerage investments in Colombo?

As with any investment, there are risks involved in brokerage activities. The value of securities can fluctuate, and there is a potential for financial loss. It is important to conduct thorough research and seek professional advice before making investment decisions.

4. Are there any restrictions on foreign individuals or entities engaging in brokerage in Colombo?

Foreign individuals or entities can engage in brokerage activities in Colombo, but they may have to comply with certain additional regulations and requirements. It is advisable to consult with a lawyer specializing in brokerage law for guidance.

5. How can I ensure compliance with securities laws in Colombo?

To ensure compliance with securities laws in Colombo, it is recommended to consult with a lawyer experienced in brokerage regulations. They can provide guidance on legal requirements, assist with drafting contracts, and help navigate the regulatory landscape.

Additional Resources

For further information or guidance regarding brokerage in Colombo, Sri Lanka, consider reaching out to the following resources:

  • Securities and Exchange Commission of Sri Lanka - www.sec.gov.lk
  • Colombo Stock Exchange - www.cse.lk
  • Legal Aid Commission of Sri Lanka - www.legalaid.gov.lk

Next Steps

If you require legal assistance in brokerage matters in Colombo, Sri Lanka, it is advisable to consult with a qualified lawyer who specializes in brokerage law. They can provide personalized advice and guidance based on your specific situation.

Lawzana helps you find the best lawyers and law firms in Colombo through a curated and pre-screened list of qualified legal professionals. Our platform offers rankings and detailed profiles of attorneys and law firms, allowing you to compare based on practice areas, including Brokerage , experience, and client feedback. Each profile includes a description of the firm's areas of practice, client reviews, team members and partners, year of establishment, spoken languages, office locations, contact information, social media presence, and any published articles or resources. Most firms on our platform speak English and are experienced in both local and international legal matters. Get a quote from top-rated law firms in Colombo, Sri Lanka - quickly, securely, and without unnecessary hassle.

Disclaimer:
The information provided on this page is for general informational purposes only and does not constitute legal advice. While we strive to ensure the accuracy and relevance of the content, legal information may change over time, and interpretations of the law can vary. You should always consult with a qualified legal professional for advice specific to your situation. We disclaim all liability for actions taken or not taken based on the content of this page. If you believe any information is incorrect or outdated, please contact us, and we will review and update it where appropriate.