Best Brokerage Lawyers in Colombo

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TRIVE LEGAL ASSOCIATES
Colombo, Sri Lanka

Founded in 2000
50 people in their team
Sinhala
English
Tamil
OverviewRanging from the work of an Instructing Attorney to fully fledged Counsel in the Courts of First Instance, Appellate Courts and any other for a. We also facilitate mediations, arbitrations, negotiations, settlementWe specialize in Company Law, Commercial Law, Intellectual Property, Shipping...
Continental Law AssocIates
Colombo, Sri Lanka

Founded in 2000
50 people in their team
Sinhala
English
Tamil
ABOUT USEstablished in the year 2000, we take pride in our nearly two decades long legal practice providing feasible solutions to the legal needs of clients in a multitude of areas. The firm has had hands on experience, specializing in Commercial Law, Local and International Arbitration, Civil Law...
Layards and Stuart
Colombo, Sri Lanka

Founded in 2000
50 people in their team
Sinhala
Tamil
English
Who we are and how we workLayards & Stuart is a law firm based in Colombo, Sri Lanka providing quality legal advice, solutions and representation to both local and international corporate clients. Our experience in cross-border and emerging economies gives us the market perspective to be your...
Nithya Partners
Colombo, Sri Lanka

Founded in 1997
50 people in their team
Sinhala
Tamil
English
INTRODUCTIONNithya Partners was established in 1997 with the goal of delivering a modern and responsive service in corporate and financial law. The Firm is led by a group of Partners who combine a unique blend of multi-disciplinary experience along with an extensive knowledge base of several years...
C. Mathew & Co.
Colombo, Sri Lanka

Founded in 1892
200 people in their team
Sinhala
English
Tamil
About Us & Our History"Necessarily in connection with the shipping of so important a port as Colombo there is a large field for the business of ship chandlers and stevedores ; and Messrs. C. Mathew & Co., the leading local firm in this line, conduct operations on an extensive scale. This...
DIMEAN LAW CHAMBERS
Colombo, Sri Lanka

Founded in 2000
50 people in their team
Sinhala
English
Tamil
DIMEAN is a premier law firm based in Colombo, Sri Lanka. We aim to provide a personalized service tailored to the specific requirements of our clients. Our attorneys aim to provide innovative legal solutions in various disciplines.DIMEAN is established by a blend of young...
Paul Ratnayeke Associates
Colombo, Sri Lanka

Founded in 1987
50 people in their team
Sinhala
Tamil
English
Paul Ratnayeke AssociatesPaul Ratnayeke Associates was founded in 1987 by its Senior Partner, Mr. J. H. Paul Ratnayeke to create a more focused, efficient and responsive practice in the fields of Corporate, Commercial, Litigation and Financial law.The firm ensures that all clients’ legal needs...
Invictus Law
Colombo, Sri Lanka

Founded in 2000
50 people in their team
Sinhala
English
Tamil
Invictus Law is a modern and progressive law firm providing a comprehensive range of legal services and solutions for both domestic and international clients.We pride ourselves in providing timely, practical & commercially sensible solutions to our clients and we specialize in multiple fields...
de Livera Associates
Colombo, Sri Lanka

Founded in 1872
200 people in their team
Sinhala
English
Tamil
HISTORY & LEGAL INSPIRATIONThe Firm of De Livera Associates was founded, by Solomon Christoffel Obeyesekere De Livera, popularly known as Christo De Livera, on his retirement from the Attorney General’s Department of Sri Lanka, having served for a period of about three decades and who on his...
Colombo Law Alliance (CLA)
Colombo, Sri Lanka

Founded in 2012
50 people in their team
Introduction to CLAThe team at CLA brings together extensive experience and expertise in providing specialized legal services to a substantial network of clients both in the private sector and the public sector. These services are provided in connection with litigation, arbitration, negotiation of...
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About Brokerage in Colombo, Sri Lanka

Brokerage refers to the practice of buying and selling financial securities on behalf of clients. In Colombo, Sri Lanka, the brokerage industry plays a crucial role in facilitating investments and trading in stocks, bonds, and other securities.

Law in Colombo, Sri Lanka: A Brief Overview of Brokerage

The legal framework governing brokerage activities in Colombo, Sri Lanka is primarily regulated by the Securities and Exchange Commission of Sri Lanka (SEC). The SEC is responsible for supervising, regulating, and developing the capital market in the country.

Why You May Need a Lawyer

Engaging in brokerage activities can sometimes lead to legal complexities. You may require a lawyer in the following situations:

  1. Disputes with brokers or clients
  2. Violation of securities laws or regulations
  3. Concerns regarding investment fraud or misconduct
  4. Issues related to brokerage contracts or agreements
  5. Legal advice on compliance with securities laws

Local Laws Overview

When it comes to brokerage in Colombo, Sri Lanka, it is important to be aware of the following key aspects of local laws:

  • The Securities and Exchange Commission Act sets out the regulatory framework for brokerage activities.
  • Brokerage firms must obtain licenses from the SEC to operate legally.
  • Securities laws and regulations require brokers to disclose any conflicts of interest and provide accurate investment advice.
  • Investors have certain rights and protections under the law, such as the right to access information and seek recourse for financial losses caused by fraudulent activities.
  • Non-compliance with securities laws can result in penalties and legal consequences.

Frequently Asked Questions

1. Can I engage in brokerage activities without a license in Colombo?

No, individuals or firms engaging in brokerage activities must obtain a license from the Securities and Exchange Commission of Sri Lanka. Operating without a license is illegal.

2. How can I file a complaint against a broker in Colombo?

You can file a complaint against a broker with the Securities and Exchange Commission of Sri Lanka. They have a complaint handling mechanism in place to address such issues.

3. What are the potential risks associated with brokerage investments in Colombo?

As with any investment, there are risks involved in brokerage activities. The value of securities can fluctuate, and there is a potential for financial loss. It is important to conduct thorough research and seek professional advice before making investment decisions.

4. Are there any restrictions on foreign individuals or entities engaging in brokerage in Colombo?

Foreign individuals or entities can engage in brokerage activities in Colombo, but they may have to comply with certain additional regulations and requirements. It is advisable to consult with a lawyer specializing in brokerage law for guidance.

5. How can I ensure compliance with securities laws in Colombo?

To ensure compliance with securities laws in Colombo, it is recommended to consult with a lawyer experienced in brokerage regulations. They can provide guidance on legal requirements, assist with drafting contracts, and help navigate the regulatory landscape.

Additional Resources

For further information or guidance regarding brokerage in Colombo, Sri Lanka, consider reaching out to the following resources:

  • Securities and Exchange Commission of Sri Lanka - www.sec.gov.lk
  • Colombo Stock Exchange - www.cse.lk
  • Legal Aid Commission of Sri Lanka - www.legalaid.gov.lk

Next Steps

If you require legal assistance in brokerage matters in Colombo, Sri Lanka, it is advisable to consult with a qualified lawyer who specializes in brokerage law. They can provide personalized advice and guidance based on your specific situation.

Lawzana helps you find the best lawyers and law firms in Colombo through a curated and pre-screened list of qualified legal professionals. Our platform offers rankings and detailed profiles of attorneys and law firms, allowing you to compare based on practice areas, including Brokerage, experience, and client feedback. Each profile includes a description of the firm's areas of practice, client reviews, team members and partners, year of establishment, spoken languages, office locations, contact information, social media presence, and any published articles or resources. Most firms on our platform speak English and are experienced in both local and international legal matters. Get a quote from top-rated law firms in Colombo, Sri Lanka - quickly, securely, and without unnecessary hassle.

Disclaimer:
The information provided on this page is for general informational purposes only and does not constitute legal advice. While we strive to ensure the accuracy and relevance of the content, legal information may change over time, and interpretations of the law can vary. You should always consult with a qualified legal professional for advice specific to your situation. We disclaim all liability for actions taken or not taken based on the content of this page. If you believe any information is incorrect or outdated, please contact us, and we will review and update it where appropriate.