Best Brokerage Lawyers in Germany

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Founded in 1990
English
SSBP - Ihre Rechtsanwälte Koblenz is a distinguished law firm located in the heart of Germany, known for its deep expertise and comprehensive legal services across various domains. With a strong focus on estate planning, the firm offers meticulous guidance to clients, ensuring their assets are...
Ellies, Bley, Schwartz
Northeim, Germany

English
Ellies, Bley, Schwartz is a distinguished law firm based in Germany, offering specialized legal services in family law, medical law, and real estate law. With offices located in Northeim and Nordhausen, the firm is committed to providing expert legal counsel tailored to the unique needs of each...
MTR Legal Rechtsanwälte
Berlin, Germany

Founded in 2000
50 people in their team
German
English
MTR lawyers www.mtrlegal.com/en/ is an international full service law firm. The lawyers counsel on corporate and commercial law, business law, tax law, IT law and IP law and distribution law. The law firm advises international companies, corporations, mid-sized businesses and private clients...
Watson Farley & Williams LLP
Hamburg, Germany

Founded in 1982
5,000 people in their team
German
English
We are an international law firm advising on complex transactions and disputes through local knowledge and an integrated international network. We have a strong sector focus, combining our technical excellence with deep industry knowledge across energy, transport and associated infrastructure.Our...
SAMP SCHILLING & PARTNER
Berlin, Germany

English
SAMP SCHILLING & PARTNER is a Berlin-based law firm specializing in real estate, mergers and acquisitions (M&A), and energy law. The firm's attorneys have extensive experience from leading international law firms, providing clients with comprehensive legal expertise and a deep understanding of...
Rose & Partner LLP
Berlin, Germany

Founded in 2011
50 people in their team
German
English
Law Firm ROSE & PARTNER in BerlinLawyers, Certified Specialist Lawyers & Tax AdvisorsWelcome to ROSE & PARTNER! We are a well-established German law firm specialising on corporate law, real estate law, financial industry regulation, tax law, inheritance law & family law with offices...
Lawyer Klaus Jakob Schmid
Dachau, Germany

Founded in 2001
English
Rechtsanwaltskanzlei Klaus Jakob Schmid, located in Dachau, Germany, offers over two decades of legal expertise to a diverse clientele, including businesses, employees, civil servants, retirees, and private individuals. The firm specializes in inheritance law, family law, and employment law,...

Founded in 2000
50 people in their team
German
English
Our lawyers support clients in all aspects of commercial law nationwide .Business law includes labor law and claims management . This also includes commercial and corporate law . We also represent clients in commercial tenancy law and construction law .Our lawyers support clients in all aspects of...
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About Brokerage Law in Germany:

Brokerage in Germany refers to the process of buying, selling, or exchanging financial securities, such as stocks, bonds, and commodities. It is a highly regulated industry that requires professionals to adhere to specific laws and guidelines to protect the interests of investors and ensure fair trading practices.

Why You May Need a Lawyer:

There are various situations where individuals may require legal help in brokerage in Germany, such as: - Disputes with brokers or financial institutions - Misrepresentation of investment opportunities - Regulatory investigations - Securities fraud - Breach of contract

Local Laws Overview:

Some key aspects of local laws that are particularly relevant to brokerage in Germany include: - Regulation of financial markets by the Federal Financial Supervisory Authority (BaFin) - Investor protection laws to prevent fraud and ensure transparency - Licensing requirements for brokers and financial advisors - Disclosure and reporting obligations for financial institutions

Frequently Asked Questions:

1. What is the role of BaFin in regulating brokerage in Germany?

BaFin is responsible for oversight and supervision of financial markets, including ensuring compliance with laws and regulations to protect investors and maintain market integrity.

2. Can I sue my broker for investment losses?

It depends on the circumstances of your case, but you may have legal grounds to do so if your broker acted negligently or breached their duty of care.

3. How can I verify if a broker is licensed in Germany?

You can check BaFin's registry of licensed financial institutions to confirm if a broker is authorized to operate in Germany.

4. What are the penalties for securities fraud in Germany?

Securities fraud is a serious offense that may result in criminal charges, fines, and imprisonment for those found guilty of committing such acts.

5. Can I file a complaint against my broker with BaFin?

Yes, you can report any misconduct or violations by your broker to BaFin, who will investigate the matter and take appropriate action if necessary.

6. Are there any time limits for filing legal claims related to brokerage in Germany?

Yes, there are statutes of limitations that vary depending on the type of claim, so it's important to seek legal advice promptly if you believe you have a case.

7. What are the key rights of investors in Germany regarding brokerage services?

Investors have the right to receive accurate and timely information, transparent pricing, fair treatment, and access to dispute resolution mechanisms in case of conflicts with their broker.

8. Can a lawyer help me recover investment losses in Germany?

Yes, a lawyer specializing in brokerage law can assist you in pursuing legal remedies to recover losses incurred due to broker misconduct or negligence.

9. How can I protect myself from investment scams in Germany?

It's essential to conduct thorough research, verify credentials of brokers, diversify investments, and be wary of too-good-to-be-true offers to minimize the risk of falling victim to investment scams.

10. What are the typical legal fees for hiring a lawyer for brokerage matters in Germany?

Legal fees can vary depending on the complexity of your case, the lawyer's experience, and the billing arrangement (hourly rates, flat fees, contingency fees). It's advisable to discuss fees upfront to avoid any surprises.

Additional Resources:

For more information and assistance with brokerage matters in Germany, you may consider reaching out to: - Federal Financial Supervisory Authority (BaFin) - German Bar Association (Bundesrechtsanwaltskammer) - Consumer Protection Associations - Legal aid clinics - Experienced brokerage law attorneys

Next Steps:

If you require legal assistance in brokerage matters in Germany, it's recommended to: 1. Gather all relevant documents and records related to your case 2. Research and consult with reputable brokerage law attorneys 3. Schedule a consultation to discuss your situation and explore legal options 4. Consider alternative dispute resolution methods before initiating litigation 5. Take proactive steps to protect your rights and interests in any legal proceedings

Lawzana helps you find the best lawyers and law firms in Germany through a curated and pre-screened list of qualified legal professionals. Our platform offers rankings and detailed profiles of attorneys and law firms, allowing you to compare based on practice areas, including Brokerage , experience, and client feedback. Each profile includes a description of the firm's areas of practice, client reviews, team members and partners, year of establishment, spoken languages, office locations, contact information, social media presence, and any published articles or resources. Most firms on our platform speak English and are experienced in both local and international legal matters. Get a quote from top-rated law firms in Germany - quickly, securely, and without unnecessary hassle.

Disclaimer:
The information provided on this page is for general informational purposes only and does not constitute legal advice. While we strive to ensure the accuracy and relevance of the content, legal information may change over time, and interpretations of the law can vary. You should always consult with a qualified legal professional for advice specific to your situation. We disclaim all liability for actions taken or not taken based on the content of this page. If you believe any information is incorrect or outdated, please contact us, and we will review and update it where appropriate.