Best Brokerage Lawyers in Kenya

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Bond Advocates LLP

Bond Advocates LLP

Nairobi, Kenya

Free Consultation: 15 mins


Founded in 2022
15 people in their team
Bond Advocates LLP is a top law firm located at Top Plaza, Kilimani, Nairobi, Kenya. Our founding partners boast a combined 50+ years of experience...
English
Swahili
Maina & Onsare Partners Advocates LLP

Maina & Onsare Partners Advocates LLP

Nairobi, Kenya

Founded in 2014
18 people in their team
We are a full- size law firm that was set up in the year 2014. Our competence and professional legal services have been tested and proven since then...
Swahili
English
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Kieti Law LLP

Kieti Law LLP

Nairobi, Kenya

Founded in 1853
50 people in their team
Since 1853, CDH has evolved through a series of mergers, and with a reputation for legal excellence, become a highly regarded feature on Africaโ€™s...
Swahili
English
Walker Kontos

Walker Kontos

Nairobi, Kenya

Founded in 1988
50 people in their team
In BriefFounded in 1988 and based in Nairobi, the firm offers a full range of corporate and commercial legal services in Kenya and East Africa. ...
Swahili
English
Njeri Mwaura & Associates Advocates

Njeri Mwaura & Associates Advocates

Ruiru, Kenya

Founded in 2018
50 people in their team
Advocates & Commissioner for OathsNjeri Mwaura & Associates Advocates is a premier law firm that offers bespoke and dependable services to...
Swahili
English
Bowry & Company Advocates

Bowry & Company Advocates

Nairobi, Kenya

Founded in 1971
50 people in their team
Bowry & Company, established 50 years ago in 1971, is a niche firm renowned for criminal, civil and constitutional law litigation embracing...
Swahili
English
Muthoga & Omari Advocates

Muthoga & Omari Advocates

Kilimani, Kenya

Founded in 2015
10 people in their team
Muthoga & Omari Advocates is a modern law firm centred on client needs. It is steeped in a contemporary organisational culture to cater to...
Swahili
English
Andrew & Steve Advocates

Andrew & Steve Advocates

Nairobi, Kenya

Founded in 2017
50 people in their team
ANDREW & STEVE ADVOCATES (A & S) is a dynamic law firm based in Nairobi, Kenya providing a full range of legal services with leading...
Swahili
English
KN Law LLP

KN Law LLP

Nairobi, Kenya

Founded in 2012
50 people in their team
ABOUT KN LAW LLPKN Law LLP is a boutique corporate and commercial law firm operating from Nairobi, Kenya, with a regional reach across multiple...
Swahili
English
Mutheu Muthiani & Co. Advocates

Mutheu Muthiani & Co. Advocates

Nairobi, Kenya

Founded in 2000
50 people in their team
Mutheu Muthiani & Co.Who We AreMutheu Muthiani & Co. Advocates is a modern, innovative,progressive and a dynamic law firm based in Nairobi,...
Swahili
English

About Brokerage Law in Kenya

Brokerage in Kenya refers to the act of intermediating transactions between buyers and sellers of securities such as stocks, bonds, and commodities. It is regulated by the Capital Markets Authority (CMA) in accordance with the Capital Markets Act.

Why You May Need a Lawyer

You may need a lawyer for brokerage matters in Kenya if you are facing disputes with your broker, require legal advice on compliance with regulations, or need assistance in drafting contracts related to securities transactions.

Local Laws Overview

Key aspects of local laws relevant to brokerage in Kenya include the regulation of brokers by the CMA, disclosure requirements for brokers, and penalties for misconduct in securities transactions.

Frequently Asked Questions

1. What are the requirements for licensing as a broker in Kenya?

To obtain a broker's license in Kenya, an individual or entity must meet the qualifications set by the CMA, including capital requirements, fit and proper criteria, and adherence to regulations.

2. What are the duties of a broker in Kenya?

Brokers in Kenya are required to act in the best interests of their clients, provide accurate information, execute transactions promptly, and comply with regulatory requirements.

3. How can I file a complaint against a broker in Kenya?

You can file a complaint against a broker in Kenya with the CMA, which has a complaints handling process for grievances related to brokerage services.

4. What are the penalties for misconduct by a broker in Kenya?

Penalties for misconduct by brokers in Kenya include fines, suspension or revocation of licenses, and criminal charges for serious violations.

5. Can I sue a broker for negligence in Kenya?

Yes, you can sue a broker for negligence in Kenya if you have suffered financial losses due to their failure to exercise reasonable care in handling your securities transactions.

6. Are there alternative dispute resolution mechanisms for brokerage disputes in Kenya?

Yes, the CMA encourages mediation and arbitration as alternative dispute resolution mechanisms for brokerage disputes in Kenya.

7. How can I verify the legitimacy of a broker in Kenya?

You can verify the legitimacy of a broker in Kenya by checking their licensing status with the CMA and ensuring they are registered with relevant professional associations.

8. What are the risks of investing through a broker in Kenya?

The risks of investing through a broker in Kenya include market volatility, fraud, insider trading, and conflicts of interest that may affect the performance of your investments.

9. How can a lawyer help me with brokerage transactions in Kenya?

A lawyer can help you understand your rights and obligations in brokerage transactions, draft and review legal documents, represent you in disputes, and ensure compliance with regulations.

10. What are the limitations on brokerage activities in Kenya?

Brokerage activities in Kenya are subject to limitations such as trade restrictions, capital requirements, disclosure obligations, and regulatory oversight by the CMA to protect investors and maintain market integrity.

Additional Resources

For more information on brokerage in Kenya, you can visit the Capital Markets Authority website or consult legal professionals specializing in securities law.

Next Steps

If you require legal assistance with brokerage matters in Kenya, consider contacting a lawyer with experience in securities regulation and investment law to discuss your options and protect your interests.

Disclaimer:
The information provided on this page is intended for informational purposes only and should not be construed as legal advice. While we strive to present accurate and up-to-date information, we cannot guarantee the accuracy, completeness, or currentness of the content. Laws and regulations can change frequently, and interpretations of the law can vary. Therefore, you should consult with qualified legal professionals for specific advice tailored to your situation. We disclaim all liability for actions you take or fail to take based on any content on this page. If you find any information to be incorrect or outdated, please contact us, and we will make efforts to rectify it.