Best Brokerage Lawyers in Kenya

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Bond Advocates LLP

Bond Advocates LLP

15 minutes Free Consultation
Nairobi, Kenya

Founded in 2022
15 people in their team
English
Swahili
Bond Advocates LLP is a top law firm located at Top Plaza, Kilimani, Nairobi, Kenya. Our founding partners boast a combined 50+ years of experience as some of the best lawyers in Kenya. We are a top-notch litigation and commercial law firm serving local and international clients. The mission...

Founded in 2014
18 people in their team
Swahili
English
We are a full- size law firm that was set up in the year 2014. Our competence and professional legal services have been tested and proven since then by our ever expanding client base that ranges from individuals to the high demands of the corporate world and County Governments.Our prowess and...
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Founded in 2014
50 people in their team
Brian Otieno & Company Advocates is one of the top-tier law firms in Nairobi Kenya. We pride ourselves on our commitment to excellence and our ability to deliver exceptional results. We understand that every case is unique, and we work tirelessly to provide tailored solutions that meet the...
Kihara & Wyne Advocates
Nairobi, Kenya

Founded in 1989
50 people in their team
Swahili
English
Kihara & Wyne is a dynamic medium sized firm based in Nairobi, founded on the principles of integrity and accountability with the vision and objective of providing fast and efficient legal services to a rapidly expanding client base.OURCOMMITMENTThe team at Kihara & Wyne shares a...
ENS

ENS

Nairobi, Kenya

Founded in 2000
5,000 people in their team
English
With over 600 specialist practitioners, ENS is Africaโ€™s largest law firm and has the capacity to deliver on your business requirements across all major industries and the African continent. We are able to leverage our resources to deliver legal solutions that suit your pricing preferences and...

Founded in 2015
10 people in their team
Swahili
English
Our FirmThe firm specializes in a wide range of legal services in Corporate and Commercial Law, Probate and Administration, Alternative Dispute Resolution, Real Estate and Conveyancing and Employment law.Our clientele includes both local and foreign individuals and corporations, private and public...

Founded in 2018
50 people in their team
Swahili
English
Advocates & Commissioner for OathsNjeri Mwaura & Associates Advocates is a premier law firm that offers bespoke and dependable services to both individual and corporate clients. We highly regard our relationship with our clients and treat each of their respective legal issues with keenness...

Founded in 2013
50 people in their team
Swahili
English
Superior Legal Services For Our ClientsChege Kibathi & Company Advocates LLP is a well-established corporate law firm with significant national presence through a network of branches in key economic centers throughout the Republic and all throughout East Africa through strategic networks. Our...

Founded in 2011
50 people in their team
Swahili
English
Abdulrahman, Saad & Associates Advocates (ASA) was established in June 2011. Advocates Saad Migdad Saad and Dawid Sheikh Abdulrahman are the partners of Abdulrahman, Saad & Associates Advocates (ASA). ASA is a fast growing firm with qualified lawyers and consultants trained in leading...
Andrew & Steve Advocates
Nairobi, Kenya

Founded in 2017
50 people in their team
Swahili
English
ANDREW & STEVE ADVOCATES (A & S) is a dynamic law firm based in Nairobi, Kenya providing a full range of legal services with leading expertise in Alternative Dispute Resolution and Litigation, Tax, Corporate and Commercial law, Technology and Telecommunication, Intellectual Property,...
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About Brokerage Law in Kenya

Brokerage in Kenya refers to the act of intermediating transactions between buyers and sellers of securities such as stocks, bonds, and commodities. It is regulated by the Capital Markets Authority (CMA) in accordance with the Capital Markets Act.

Why You May Need a Lawyer

You may need a lawyer for brokerage matters in Kenya if you are facing disputes with your broker, require legal advice on compliance with regulations, or need assistance in drafting contracts related to securities transactions.

Local Laws Overview

Key aspects of local laws relevant to brokerage in Kenya include the regulation of brokers by the CMA, disclosure requirements for brokers, and penalties for misconduct in securities transactions.

Frequently Asked Questions

1. What are the requirements for licensing as a broker in Kenya?

To obtain a broker's license in Kenya, an individual or entity must meet the qualifications set by the CMA, including capital requirements, fit and proper criteria, and adherence to regulations.

2. What are the duties of a broker in Kenya?

Brokers in Kenya are required to act in the best interests of their clients, provide accurate information, execute transactions promptly, and comply with regulatory requirements.

3. How can I file a complaint against a broker in Kenya?

You can file a complaint against a broker in Kenya with the CMA, which has a complaints handling process for grievances related to brokerage services.

4. What are the penalties for misconduct by a broker in Kenya?

Penalties for misconduct by brokers in Kenya include fines, suspension or revocation of licenses, and criminal charges for serious violations.

5. Can I sue a broker for negligence in Kenya?

Yes, you can sue a broker for negligence in Kenya if you have suffered financial losses due to their failure to exercise reasonable care in handling your securities transactions.

6. Are there alternative dispute resolution mechanisms for brokerage disputes in Kenya?

Yes, the CMA encourages mediation and arbitration as alternative dispute resolution mechanisms for brokerage disputes in Kenya.

7. How can I verify the legitimacy of a broker in Kenya?

You can verify the legitimacy of a broker in Kenya by checking their licensing status with the CMA and ensuring they are registered with relevant professional associations.

8. What are the risks of investing through a broker in Kenya?

The risks of investing through a broker in Kenya include market volatility, fraud, insider trading, and conflicts of interest that may affect the performance of your investments.

9. How can a lawyer help me with brokerage transactions in Kenya?

A lawyer can help you understand your rights and obligations in brokerage transactions, draft and review legal documents, represent you in disputes, and ensure compliance with regulations.

10. What are the limitations on brokerage activities in Kenya?

Brokerage activities in Kenya are subject to limitations such as trade restrictions, capital requirements, disclosure obligations, and regulatory oversight by the CMA to protect investors and maintain market integrity.

Additional Resources

For more information on brokerage in Kenya, you can visit the Capital Markets Authority website or consult legal professionals specializing in securities law.

Next Steps

If you require legal assistance with brokerage matters in Kenya, consider contacting a lawyer with experience in securities regulation and investment law to discuss your options and protect your interests.

Lawzana helps you find the best lawyers and law firms in Kenya through a curated and pre-screened list of qualified legal professionals. Our platform offers rankings and detailed profiles of attorneys and law firms, allowing you to compare based on practice areas, including Brokerage , experience, and client feedback. Each profile includes a description of the firm's areas of practice, client reviews, team members and partners, year of establishment, spoken languages, office locations, contact information, social media presence, and any published articles or resources. Most firms on our platform speak English and are experienced in both local and international legal matters. Get a quote from top-rated law firms in Kenya - quickly, securely, and without unnecessary hassle.

Disclaimer:
The information provided on this page is for general informational purposes only and does not constitute legal advice. While we strive to ensure the accuracy and relevance of the content, legal information may change over time, and interpretations of the law can vary. You should always consult with a qualified legal professional for advice specific to your situation. We disclaim all liability for actions taken or not taken based on the content of this page. If you believe any information is incorrect or outdated, please contact us, and we will review and update it where appropriate.