Best Brokerage Lawyers in Malaysia

Share your needs with us, get contacted by law firms.

Free. Takes 2 min.

Free Guide to Hiring a Real Estate Lawyer

Or refine your search by selecting a city:

C.S. Hee & Co.
Kuala Lumpur, Malaysia

English
C.S. Hee & Co. is a boutique law firm based in Kuala Lumpur, Malaysia, specializing in corporate commercial and property law. The firm offers a comprehensive range of legal services, including advising on foreign investments, mergers and acquisitions, technology, outsourcing, telecommunications,...
Shah Alam, Malaysia

Founded in 2010
English
Azdilah Safni & Co., established on September 1, 2010, is a reputable law firm registered with the Bar Council of Malaysia. The firm operates multiple offices, including a prominent branch in Shah Alam, Selangor, located at No. 46-2, 2nd Floor, Jalan Pulau Lumut U10/Q, Alam Budiman, Seksyen U10,...

English
Celine & Oommen is a Kuala Lumpur-based law firm specializing exclusively in commercial dispute resolution. Their practice areas encompass contractual disputes, company law disputes, restructuring and insolvency, civil fraud and asset tracing, construction and engineering disputes, as well as land...
ALIAS, KANG, UNGKU MAS & ASSOCIATES
Johor Bahru, Malaysia

English
Alias, Kang, Ungku Mas & Associates is a distinguished Malaysian law firm offering comprehensive legal services across various practice areas, including real estate, corporate and commercial law, banking and finance, and family law. The firm is led by experienced partners such as Dato' Kang Kiang...
Kuala Lumpur, Malaysia

English
SP Chen, Leong & Partners is a boutique law firm in Malaysia, comprising well-trained, dynamic, and dedicated lawyers. The firm specializes in key practice areas, including Commercial and Corporate Advisory, Real Property and Conveyancing, Banking and Finance, Technology, Telecommunications and...

Founded in 1980
English
Established in 1980, Manjit Singh Sachdev, Mohammad Radzi & Partners (MSSMR) has grown into a prominent Malaysian law firm, comprising over 50 lawyers . With its head office in Kuala Lumpur and branches in Subang Jaya, Klang, and Johor Bahru, the firm offers comprehensive legal services to a...

Founded in 2015
English
LEE, WILLIAM CHEE & ASSOCIATES, formerly known as Messrs PM Lee & Co., is a distinguished Malaysian law firm renowned for providing comprehensive legal services across multiple practice areas. The firm’s team of experienced lawyers brings dedicated expertise in real estate transactions, dispute...
Petaling Jaya, Malaysia

English
HO PARTNERSHIP & NEOH is a distinguished Malaysian law firm specializing in construction and corporate law. With over 30 years of combined experience, co-founders Wilson Ho and Bryan Ho lead a dedicated team adept at handling complex legal matters, particularly in construction, energy,...
Shah Alam, Malaysia

Founded in 2007
English
Salehuddin Saidin & Associates, established on November 1, 2007, by YB Senator Dato’ Setia Salehuddin Saidin, has evolved into a prominent legal firm situated in its own building in the heart of Shah Alam. The firm offers a comprehensive range of legal services, including Criminal Defence, Civil...
AS SEEN ON

About Brokerage Law in Malaysia

Brokerage in Malaysia refers to the process of buying and selling securities, such as stocks and bonds, on behalf of clients. This practice is regulated by the Securities Commission Malaysia (SC), which enforces rules and regulations to ensure the fair and transparent operation of brokerage firms.

Why You May Need a Lawyer

There are several situations where you may require legal help in brokerage, such as disputes with your broker, fraud or misconduct in brokerage transactions, or regulatory investigations by the SC. A lawyer can help protect your rights and guide you through the legal process.

Local Laws Overview

Key aspects of local laws that are relevant to brokerage in Malaysia include the Capital Markets and Services Act 2007, which governs the licensing and operation of brokerage firms, as well as the Code of Conduct for Market Participants, which sets out guidelines for ethical behavior in the securities industry.

Frequently Asked Questions

1. Can I trade securities in Malaysia without using a broker?

No, only licensed brokerage firms are authorized to facilitate the buying and selling of securities on the Malaysian stock exchange.

2. What should I do if I suspect my broker of misconduct?

You should contact the SC immediately to report any suspicious activities, and consider seeking legal advice to protect your interests.

3. How can I verify if a brokerage firm is licensed in Malaysia?

You can check the SC's website for a list of licensed brokerage firms in Malaysia.

4. Are brokers in Malaysia required to disclose their fees and charges?

Yes, brokers are required to provide clear and transparent information about their fees and charges to clients.

5. Can I file a complaint against a brokerage firm in Malaysia?

Yes, you can file a complaint with the SC if you believe that a brokerage firm has violated regulations or engaged in misconduct.

6. What are the penalties for securities fraud in Malaysia?

Securities fraud in Malaysia is punishable by fines, imprisonment, or both, depending on the severity of the offense.

7. How can I protect my investments in Malaysia?

You can protect your investments by conducting thorough research on brokerage firms, diversifying your portfolio, and monitoring your transactions regularly.

8. Can a lawyer help me recover losses from securities fraud?

Yes, a lawyer can help you explore legal options to recover losses from securities fraud, such as filing a civil lawsuit against the responsible parties.

9. What are the steps to take if I receive a regulatory notice from the SC?

If you receive a regulatory notice from the SC, you should seek legal advice immediately to understand your rights and obligations and respond appropriately to the notice.

10. How can I find a reputable lawyer for brokerage matters in Malaysia?

You can ask for recommendations from other investors, check online reviews, and verify the lawyer's credentials before engaging their services.

Additional Resources

For more information on brokerage laws and regulations in Malaysia, you can visit the Securities Commission Malaysia website or contact the Malaysian Bar Council for legal assistance.

Next Steps

If you require legal assistance in brokerage matters in Malaysia, consider reaching out to a reputable law firm that specializes in securities law. A qualified lawyer can provide guidance and representation to help you navigate the complexities of brokerage regulations and protect your interests.

Lawzana helps you find the best lawyers and law firms in Malaysia through a curated and pre-screened list of qualified legal professionals. Our platform offers rankings and detailed profiles of attorneys and law firms, allowing you to compare based on practice areas, including Brokerage, experience, and client feedback. Each profile includes a description of the firm's areas of practice, client reviews, team members and partners, year of establishment, spoken languages, office locations, contact information, social media presence, and any published articles or resources. Most firms on our platform speak English and are experienced in both local and international legal matters. Get a quote from top-rated law firms in Malaysia - quickly, securely, and without unnecessary hassle.

Disclaimer:
The information provided on this page is for general informational purposes only and does not constitute legal advice. While we strive to ensure the accuracy and relevance of the content, legal information may change over time, and interpretations of the law can vary. You should always consult with a qualified legal professional for advice specific to your situation. We disclaim all liability for actions taken or not taken based on the content of this page. If you believe any information is incorrect or outdated, please contact us, and we will review and update it where appropriate.