Best Brokerage Lawyers in Malaysia

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English
Chris Lee & Partners' Kluang branch, located at 10, 1st Floor, Jalan Kluang Perdana 1, Taman Kluang Perdana, 86000 Kluang, Johor, is a distinguished law firm offering a comprehensive range of legal services. Established in 2004, the firm has built a strong reputation for its expertise in areas...
Chee Sun & Associates
George Town, Malaysia

English
Chee Sun & Associates, established by Mr. Goh Chee Sun, operates five strategically located offices across Peninsular Malaysia, including Penang, Kuala Lumpur, Johor Bahru, Sungai Petani, and Kuchai Exchange. The firm is managed by three partners and supported by twelve legal associates, all...

Founded in 2024
English
Aravind, Atifah & Rajvin is an ISO-certified law firm in Malaysia, specializing in business advisory, corporate and commercial transactions, and dispute resolution. The firm is co-led by a managing partner with nearly a decade of experience at one of Malaysia's top law firms, ensuring clients...
Misyail Othman & Co (Kuala Lumpur)
Kuala Lumpur, Malaysia

English
Misyail Othman & Co (MONCO) is a distinguished commercial law firm based in Kuala Lumpur, Malaysia, committed to delivering exceptional legal services with the highest professional standards. The firm offers a comprehensive range of legal solutions, including dispute resolution, debt recovery,...
C.S. Hee & Co.
Kuala Lumpur, Malaysia

English
C.S. Hee & Co. is a boutique law firm based in Kuala Lumpur, Malaysia, specializing in corporate commercial and property law. The firm offers a comprehensive range of legal services, including advising on foreign investments, mergers and acquisitions, technology, outsourcing, telecommunications,...
Klang, Malaysia

Founded in 2003
English
Gurdip Sarjit & Co., established in 2003, is a distinguished law firm based in Klang, Selangor, Malaysia. The firm offers specialized legal services in real estate law, encompassing conveyancing and property transactions. Their expertise includes managing legal documents and procedures related to...
Vincy Wong & Co
Kuala Lumpur, Malaysia

English
Vincy Wong & Co is a registered law firm with the Bar Council of Malaysia, ensuring compliance with the Legal Profession Act 1976. The firm operates from its office in Kuala Lumpur, located at Suite 5.01, Level 5, Tower 1 Avenue 3 (KHK Tower), The Horizon, Bangsar South. The team comprises seven...
Yusma & Associates
Rawang, Malaysia

Founded in 2005
English
Yusma & Associates, located in Rawang, Selangor, Malaysia, is a distinguished law firm specializing in family law, divorce proceedings, estate litigation, and real estate matters. With nearly two decades of experience, the firm is led by Yusmawati binti Ab.Llah, a qualified Advocate and Solicitor,...
Chang & Kamarudin (Lahad Datu)
Lahad Datu, Malaysia

English
Chang & Kamarudin (Lahad Datu) is a distinguished law firm located in Lahad Datu, Sabah, Malaysia, offering comprehensive legal services across multiple practice areas. The firm's expertise encompasses Banking & Conveyancing, Real Estate & Land Matters, and Litigation, ensuring clients receive...
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About Brokerage Law in Malaysia

Brokerage in Malaysia refers to the process of buying and selling securities, such as stocks and bonds, on behalf of clients. This practice is regulated by the Securities Commission Malaysia (SC), which enforces rules and regulations to ensure the fair and transparent operation of brokerage firms.

Why You May Need a Lawyer

There are several situations where you may require legal help in brokerage, such as disputes with your broker, fraud or misconduct in brokerage transactions, or regulatory investigations by the SC. A lawyer can help protect your rights and guide you through the legal process.

Local Laws Overview

Key aspects of local laws that are relevant to brokerage in Malaysia include the Capital Markets and Services Act 2007, which governs the licensing and operation of brokerage firms, as well as the Code of Conduct for Market Participants, which sets out guidelines for ethical behavior in the securities industry.

Frequently Asked Questions

1. Can I trade securities in Malaysia without using a broker?

No, only licensed brokerage firms are authorized to facilitate the buying and selling of securities on the Malaysian stock exchange.

2. What should I do if I suspect my broker of misconduct?

You should contact the SC immediately to report any suspicious activities, and consider seeking legal advice to protect your interests.

3. How can I verify if a brokerage firm is licensed in Malaysia?

You can check the SC's website for a list of licensed brokerage firms in Malaysia.

4. Are brokers in Malaysia required to disclose their fees and charges?

Yes, brokers are required to provide clear and transparent information about their fees and charges to clients.

5. Can I file a complaint against a brokerage firm in Malaysia?

Yes, you can file a complaint with the SC if you believe that a brokerage firm has violated regulations or engaged in misconduct.

6. What are the penalties for securities fraud in Malaysia?

Securities fraud in Malaysia is punishable by fines, imprisonment, or both, depending on the severity of the offense.

7. How can I protect my investments in Malaysia?

You can protect your investments by conducting thorough research on brokerage firms, diversifying your portfolio, and monitoring your transactions regularly.

8. Can a lawyer help me recover losses from securities fraud?

Yes, a lawyer can help you explore legal options to recover losses from securities fraud, such as filing a civil lawsuit against the responsible parties.

9. What are the steps to take if I receive a regulatory notice from the SC?

If you receive a regulatory notice from the SC, you should seek legal advice immediately to understand your rights and obligations and respond appropriately to the notice.

10. How can I find a reputable lawyer for brokerage matters in Malaysia?

You can ask for recommendations from other investors, check online reviews, and verify the lawyer's credentials before engaging their services.

Additional Resources

For more information on brokerage laws and regulations in Malaysia, you can visit the Securities Commission Malaysia website or contact the Malaysian Bar Council for legal assistance.

Next Steps

If you require legal assistance in brokerage matters in Malaysia, consider reaching out to a reputable law firm that specializes in securities law. A qualified lawyer can provide guidance and representation to help you navigate the complexities of brokerage regulations and protect your interests.

Lawzana helps you find the best lawyers and law firms in Malaysia through a curated and pre-screened list of qualified legal professionals. Our platform offers rankings and detailed profiles of attorneys and law firms, allowing you to compare based on practice areas, including Brokerage, experience, and client feedback. Each profile includes a description of the firm's areas of practice, client reviews, team members and partners, year of establishment, spoken languages, office locations, contact information, social media presence, and any published articles or resources. Most firms on our platform speak English and are experienced in both local and international legal matters. Get a quote from top-rated law firms in Malaysia - quickly, securely, and without unnecessary hassle.

Disclaimer:
The information provided on this page is for general informational purposes only and does not constitute legal advice. While we strive to ensure the accuracy and relevance of the content, legal information may change over time, and interpretations of the law can vary. You should always consult with a qualified legal professional for advice specific to your situation. We disclaim all liability for actions taken or not taken based on the content of this page. If you believe any information is incorrect or outdated, please contact us, and we will review and update it where appropriate.