Best Brokerage Lawyers in Malaysia

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FAUZIAH & RAKAN-RAKAN

FAUZIAH & RAKAN-RAKAN

Seremban, Malaysia

Founded in 2014
English
FAUZIAH & RAKAN-RAKAN is a distinguished law firm located in Seremban, Negeri Sembilan, Malaysia. The firm operates from its office at No. 76, Mezzanine Floor, Wisma Cahaya, Jalan Tuanku Antah, 70100 Seremban. The legal team comprises two experienced lawyers: Fauziah Binti Ya'akup, who was admitted...
RYCO Law Firm

RYCO Law Firm

Kota Kinabalu, Malaysia

English
A professional law firm offering expert legal services.
SB Chua & Associates

SB Chua & Associates

Petaling Jaya, Malaysia

English
SB Chua & Associates is a distinguished law firm in Malaysia, renowned for its comprehensive legal services across various practice areas. The firm's team of seasoned attorneys brings extensive experience and a deep understanding of Malaysian law, enabling them to handle complex legal matters...
Tham & Co. Advocates & Solicitors 覃氏律师楼

Tham & Co. Advocates & Solicitors 覃氏律师楼

Seri Kembangan, Malaysia

English
Tham & Co. Advocates & Solicitors, located in Selangor, Kuala Lumpur, offers comprehensive legal solutions and consultation services across Peninsular Malaysia. Under the leadership of founder and managing partner Mr. Tham Joe Ping, the firm brings extensive experience in various legal domains,...
C K LIM & PARTNERS

C K LIM & PARTNERS

Bayan Lepas, Malaysia

Founded in 2013
English
C K LIM & PARTNERS, established in 2013 by Managing Partner Jimmy Lim Chen Keat, has built a strong reputation in Penang's legal community for its specialization in real estate law. The firm offers comprehensive services in property transactions, development projects, and dispute resolution,...
Lim Law Chambers 林律师事务所(Johor Bahru 新山上门离婚律师 | 遗嘱律师 | 遗产申请律师 | 商业合同律师 | 房地产律师 | 刑事律师 | 公司秘书)

Lim Law Chambers 林律师事务所(Johor Bahru 新山上门离婚律师 | 遗嘱律师 | 遗产申请律师 | 商业合同律师 | 房地产律师 | 刑事律师 | 公司秘书)

Iskandar Puteri, Malaysia

Founded in 2019
English
Lim Law Chambers is a distinguished law firm located in Johor Bahru, Malaysia, renowned for its comprehensive range of legal services. Specializing in areas such as family law—including on-site divorce services—estate planning, business contracts, real estate transactions, criminal defense, and...
VIN CHENG & CO

VIN CHENG & CO

Kuala Lumpur, Malaysia

Founded in 2022
English
Vin Cheng & Co, established in 2022 and based in Kuala Lumpur, is a multi-practice law firm offering comprehensive legal services across various sectors. The firm's areas of expertise include construction law, dispute resolution, corporate advisory, intellectual property, real estate conveyancing,...
Celine & Oommen (Advocates & Solicitors)

Celine & Oommen (Advocates & Solicitors)

Kuala Lumpur, Malaysia

English
Celine & Oommen is a Kuala Lumpur-based law firm specializing exclusively in commercial dispute resolution. Their practice areas encompass contractual disputes, company law disputes, restructuring and insolvency, civil fraud and asset tracing, construction and engineering disputes, as well as land...

HO PARTNERSHIP & NEOH

Petaling Jaya, Malaysia

English
HO PARTNERSHIP & NEOH is a distinguished Malaysian law firm specializing in construction and corporate law. With over 30 years of combined experience, co-founders Wilson Ho and Bryan Ho lead a dedicated team adept at handling complex legal matters, particularly in construction, energy,...
Yeow & Salleh

Yeow & Salleh

Kuala Lumpur, Malaysia

Founded in 1994
English
Established in May 1994 by Managing Partner Dato' Yeow Wah Chin, Yeow & Salleh is a distinguished Malaysian law firm renowned for its comprehensive legal services. The firm specializes in corporate banking—including both conventional and Islamic finance—housing and commercial development,...
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About Brokerage Law in Malaysia

Brokerage in Malaysia refers to the process of buying and selling securities, such as stocks and bonds, on behalf of clients. This practice is regulated by the Securities Commission Malaysia (SC), which enforces rules and regulations to ensure the fair and transparent operation of brokerage firms.

Why You May Need a Lawyer

There are several situations where you may require legal help in brokerage, such as disputes with your broker, fraud or misconduct in brokerage transactions, or regulatory investigations by the SC. A lawyer can help protect your rights and guide you through the legal process.

Local Laws Overview

Key aspects of local laws that are relevant to brokerage in Malaysia include the Capital Markets and Services Act 2007, which governs the licensing and operation of brokerage firms, as well as the Code of Conduct for Market Participants, which sets out guidelines for ethical behavior in the securities industry.

Frequently Asked Questions

1. Can I trade securities in Malaysia without using a broker?

No, only licensed brokerage firms are authorized to facilitate the buying and selling of securities on the Malaysian stock exchange.

2. What should I do if I suspect my broker of misconduct?

You should contact the SC immediately to report any suspicious activities, and consider seeking legal advice to protect your interests.

3. How can I verify if a brokerage firm is licensed in Malaysia?

You can check the SC's website for a list of licensed brokerage firms in Malaysia.

4. Are brokers in Malaysia required to disclose their fees and charges?

Yes, brokers are required to provide clear and transparent information about their fees and charges to clients.

5. Can I file a complaint against a brokerage firm in Malaysia?

Yes, you can file a complaint with the SC if you believe that a brokerage firm has violated regulations or engaged in misconduct.

6. What are the penalties for securities fraud in Malaysia?

Securities fraud in Malaysia is punishable by fines, imprisonment, or both, depending on the severity of the offense.

7. How can I protect my investments in Malaysia?

You can protect your investments by conducting thorough research on brokerage firms, diversifying your portfolio, and monitoring your transactions regularly.

8. Can a lawyer help me recover losses from securities fraud?

Yes, a lawyer can help you explore legal options to recover losses from securities fraud, such as filing a civil lawsuit against the responsible parties.

9. What are the steps to take if I receive a regulatory notice from the SC?

If you receive a regulatory notice from the SC, you should seek legal advice immediately to understand your rights and obligations and respond appropriately to the notice.

10. How can I find a reputable lawyer for brokerage matters in Malaysia?

You can ask for recommendations from other investors, check online reviews, and verify the lawyer's credentials before engaging their services.

Additional Resources

For more information on brokerage laws and regulations in Malaysia, you can visit the Securities Commission Malaysia website or contact the Malaysian Bar Council for legal assistance.

Next Steps

If you require legal assistance in brokerage matters in Malaysia, consider reaching out to a reputable law firm that specializes in securities law. A qualified lawyer can provide guidance and representation to help you navigate the complexities of brokerage regulations and protect your interests.

Disclaimer:
The information provided on this page is intended for informational purposes only and should not be construed as legal advice. While we strive to present accurate and up-to-date information, we cannot guarantee the accuracy, completeness, or currentness of the content. Laws and regulations can change frequently, and interpretations of the law can vary. Therefore, you should consult with qualified legal professionals for specific advice tailored to your situation. We disclaim all liability for actions you take or fail to take based on any content on this page. If you find any information to be incorrect or outdated, please contact us, and we will make efforts to rectify it.