Best Brokerage Lawyers in United States

Share your needs with us, get contacted by law firms.

Free. Takes 2 min.

Free Guide to Hiring a Real Estate Lawyer

Or refine your search by selecting a city:

Radix Professional Services, LLC
Scottsdale, United States

Founded in 2008
50 people in their team
English
Our StoryRadix Law is the first multi-lawyer full service traditional law firm in the United States with a combination of lawyer and non-lawyer owners. More commonly known as an Alternative Business Structure, the Arizona Supreme Court approved Radix under this model which modernizes and...
Tiffany & Bosco P.A.
Phoenix, United States

Founded in 1967
50 people in their team
English
A Full Service Law FirmAs client needs, business, and the economy have evolved, so has our level of legal services. For over 50 years, we have based our legal services on understanding and meeting our clientsโ€™ ever-changing legal needs. From the most prominent legal specializations to emerging...
Rutan & Tucker lawyers
Irvine, United States

Founded in 1955
500 people in their team
English
Rutan & Tucker lawyers are experienced and highly regarded experts, delivering sophisticated and superior client service and value in a wide-range of practice areas, markets and industries. Our lawyers enjoy what they do and appreciate the opportunity to help our clients achieve their goals. We...
Landye Bennett Blumstein LLP
Anchorage, United States

Founded in 1955
50 people in their team
English
What gives you the confidence of knowing that the lawyer you choose has what it takes to meet the challenges in your most important business, personal, and financial matters?The lawyers whoโ€™ve chosen to practice at Landye Bennett Blumstein LLP are here for a reason: theyโ€™re talented. They might...
Hall Booth Smith, P.C.
Little Rock, United States

Founded in 1989
1,000 people in their team
English
Our FirmEstablished in 1989, Hall Booth Smith, P.C. (HBS) is a full-service law firm headquartered in Atlanta, Georgia, with regional offices strategically located throughout Georgia and the United States. Experienced across a wide range of legal disciplines, HBS prides itself on providing...
Paul Hastings
Century City, United States

Founded in 1951
5,000 people in their team
English
With widely recognized elite teams in finance, mergers & acquisitions, private equity, restructuring and special situations, litigation, employment and real estate, Paul Hastings is a premier law firm providing superior intellectual capital and execution globally to the worldโ€™s leading...
Martinson & Beason
Huntsville, United States

Founded in 1937
50 people in their team
English
Founded in 1937, the law firm of Martinson and Beason, P.C. has been dedicated for over 85 years to achieving the best possible result for our clients. Our Huntsville Alabama personal injury lawyers provide a professional, team approach to each case. Our attorneys are committed to the highest...

Founded in 1954
200 people in their team
English
Mitchell, Williams, Selig, Gates & Woodyard, P.L.L.C. is a full-service law firm with Arkansas roots and national reach. For more than 70 years, we have delivered sophisticated legal counsel to individuals, entities and corporations for everything from day-to-day business needs to the most...
Stabit Advocates
New York, United States

Founded in 2000
173 people in their team
English
Spanish
Stabit Advocates LLP (https://www.stabitadvocates.com) is one of the top law firms in the world and stands as a beacon of legal excellence, recognized as one of the top law firms in East Africa, Africa and Globally with over 75 practice areas. Our firm is synonymous with top-tier legal expertise,...
Theodora Oringher
Los Angeles, United States

Founded in 2000
50 people in their team
English
Since its founding, Theodora Oringher has developed into a legal powerhouse boutique. We are regularly called upon by clients as their go-to firm for sophisticated, high-stakes litigation. We also provide sound and wise counsel to businesses on transactions and operations issues. Our client roster...
AS SEEN ON

About Brokerage Law in United States:

Brokerage law in the United States governs the relationships between brokers and their clients, as well as the regulations surrounding buying and selling securities. The laws aim to protect investors and ensure fair and transparent transactions in the financial markets.

Why You May Need a Lawyer:

You may need a lawyer in brokerage situations where there is a breach of contract, fraud, misrepresentation, or other legal issues. A lawyer can help you navigate complex regulations, represent you in disputes with brokers or clients, and ensure your rights are protected.

Local Laws Overview:

Local laws that are particularly relevant to brokerage in the United States include securities regulations enforced by the Securities and Exchange Commission (SEC), state-specific licensing requirements for brokers, and laws related to financial transactions and investments.

Frequently Asked Questions:

What are the responsibilities of a broker?

Brokers have a duty to act in the best interests of their clients, provide suitable investment advice, disclose all relevant information, and execute transactions promptly.

What should I do if I suspect my broker of misconduct?

If you suspect misconduct by your broker, you should document the details of the situation, contact the broker's firm, file a complaint with the appropriate regulatory body, and consider seeking legal advice.

Can I sue my broker for investment losses?

You may be able to sue your broker for investment losses if you can prove misconduct, negligence, fraud, or breach of fiduciary duty. A lawyer can help you assess the viability of a lawsuit and represent you in court.

What regulatory bodies oversee brokerage in the United States?

The Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) are the primary regulatory bodies overseeing brokerage in the United States.

Do I need a lawyer to buy or sell securities?

While it is not required to have a lawyer to buy or sell securities, having legal advice can help protect your interests, ensure compliance with regulations, and address any legal issues that may arise.

How do I choose a reliable broker?

To choose a reliable broker, consider factors such as reputation, experience, licensing, fees, communication style, and the range of services offered. You can also check with regulatory bodies for any disciplinary actions against the broker.

What are common types of brokerage disputes?

Common types of brokerage disputes include unauthorized trading, churning, unsuitability of investments, failure to execute trades, misrepresentation, and breach of fiduciary duty.

Can a lawyer help me recover investment losses?

A lawyer specializing in brokerage law can help you assess your legal options for recovering investment losses, such as filing a complaint, negotiating a settlement, or pursuing litigation against the responsible parties.

How can I file a complaint against a broker?

You can file a complaint against a broker by contacting their firm, submitting a complaint to the SEC or FINRA, or seeking legal advice on the best course of action based on the circumstances of the dispute.

What are the legal remedies available in brokerage disputes?

Legal remedies in brokerage disputes may include monetary damages, rescission of transactions, injunctive relief, arbitration or mediation, and disciplinary actions against the broker or firm by regulatory bodies.

Additional Resources:

For more information on brokerage law and regulations in the United States, you can visit the Securities and Exchange Commission (SEC) website, the Financial Industry Regulatory Authority (FINRA) website, or seek guidance from a qualified securities lawyer.

Next Steps:

If you require legal assistance in brokerage matters, consider consulting with a securities lawyer who can provide personalized advice, represent you in negotiations or litigation, and help you navigate the complexities of brokerage regulations in the United States.

Lawzana helps you find the best lawyers and law firms in United States through a curated and pre-screened list of qualified legal professionals. Our platform offers rankings and detailed profiles of attorneys and law firms, allowing you to compare based on practice areas, including Brokerage , experience, and client feedback. Each profile includes a description of the firm's areas of practice, client reviews, team members and partners, year of establishment, spoken languages, office locations, contact information, social media presence, and any published articles or resources. Most firms on our platform speak English and are experienced in both local and international legal matters. Get a quote from top-rated law firms in United States - quickly, securely, and without unnecessary hassle.

Disclaimer:
The information provided on this page is for general informational purposes only and does not constitute legal advice. While we strive to ensure the accuracy and relevance of the content, legal information may change over time, and interpretations of the law can vary. You should always consult with a qualified legal professional for advice specific to your situation. We disclaim all liability for actions taken or not taken based on the content of this page. If you believe any information is incorrect or outdated, please contact us, and we will review and update it where appropriate.