Best Equity Capital Markets Lawyers in Peristeri

1. About Equity Capital Markets Law in Peristeri, Greece

Equity Capital Markets (ECM) law in Greece governs how businesses raise capital by selling shares or other equity instruments to investors. The framework is national, but it is tightly aligned with European Union capital markets rules. In Peristeri, as in Athens and the wider Attica region, ECM matters typically involve corporate financings, public offers, private placements, and regulatory compliance with the Greek regulator and EU rules.

For residents and companies in Peristeri, the practical effect is that any material share issue, listing activity, or investor sale must meet formal disclosure, licensing, and prospectus requirements. This includes interaction with the Hellenic Capital Market Commission and the Athens Stock Exchange where applicable. Local businesses often rely on a Peristeri-based attorney or a central Athens law firm to navigate the procedural steps and filings.

2. Why You May Need a Lawyer

A Peristeri-based company or investor may face ECM matters that demand specialized legal guidance. Below are concrete, real-world scenarios that commonly arise in the local market.

• A Peristeri start-up plans a private equity round with Athens-based investors and needs to structure a compliant private placement, prepare term sheets, and ensure eligibility under Greek market rules.
• A family-owned manufacturing business in Peristeri intends to launch a public offer on the Athens Exchange and requires a full prospectus, regulatory approvals, and coordination with the regulator.
• A Peristeri real estate developer seeks to finance a project through equity instruments and must assess whether crowdfunding, private placement, or a public offer is appropriate under Greek law.
• An investor in Peristeri detects a potential takeover bid for a local Peristeri-registered company and needs to understand the regulatory framework, disclosure duties, and defense strategies.
• A Peristeri-based SME receives an inbound offer from a foreign investor and must review cross-border regulatory issues, listing requirements, and tax implications of equity participation.
• A small Peristeri business is considering equity-based employee incentives and stock option plans and requires guidance on securities law, tax neutrality, and corporate governance aspects.

In all these scenarios, a solicitor or legal counsel experienced in Greek capital markets can help with drafting or reviewing offering documents, liaising with the Hellenic Capital Market Commission, and ensuring compliance with the applicable prospectus and disclosure obligations.

3. Local Laws Overview

Here are 2-3 key laws and regulations that govern Equity Capital Markets in Greece, with notes on their scope and current relevance.

• Law 4706/2020 On the reform of the Greek capital market and transposition of EU capital markets rules. This statute modernizes offering procedures, enhances issuer disclosures, and aligns national rules with EU standards. It has been in effect since 2020 and has been amended to reflect ongoing EU updates in the capital markets space.
• Law 3556/2007 On takeovers and related corporate actions. This law establishes the framework for takeover bids, public disclosure obligations, and protective measures for shareholders during acquisition attempts. It remains a central pillar for any entity in Peristeri contemplating acquisitions or defense strategies.

The above laws interact with EU regulation on prospectuses, market abuse, and trading of financial instruments. A Greek-registered issuer or investor should anticipate ongoing updates as regulators implement EU directives through national legislation and ministerial decisions. For up-to-date texts and official summaries, consult the official government portal and regulator resources.

“ Greece continues to implement EU capital markets directives through national laws, ensuring uniform investor protections and transparent offerings across the market.”

Source: Official Greek government portal and regulator guidance

4. Frequently Asked Questions

What is Equity Capital Markets in Greece?

Equity Capital Markets in Greece cover how companies raise funds by issuing shares and equity instruments. The process is governed by Greek and EU law, with oversight from the Hellenic Capital Market Commission.

What is a prospectus and when is it required?

A prospectus is a formal document describing an issuer and the securities offered. It is required for public offerings and certain large private placements. The rules are set under Greek law and EU Regulation.

How much does ECM legal help typically cost in Peristeri?

Costs vary by complexity, but you should budget for lawyer fees, regulatory filing costs, and potential underwriting or listing fees. A medium-sized private placement often starts at a few thousand euros for basic drafting, rising with complexity.

Do I need a local Peristeri lawyer or can I hire a firm from Athens?

Local familiarity with Peristeri businesses is valuable, but many clients engage Athens-area specialists for national regulatory expertise. Either option can work if the counsel is experienced in ECM matters.

How long does an ECM process take in Greece?

Timeline depends on the transaction type. A private placement may require weeks to months for due diligence and document preparation, while a full prospectus and public offer can take several months for regulator review.

What is the difference between a private placement and a public offer?

A private placement targets a limited number of investors with exemptions from full public disclosure. A public offer involves broader investor access and more extensive prospectus and regulatory requirements.

Do I need to be a Greek company to access Greek markets?

No, non-Greek entities may access some Greek markets but must comply with local registration, licensing, and disclosure requirements. Cross-border offerings require additional regulatory steps.

What is the role of the Hellenic Capital Market Commission?

The HCMC regulates Greek capital markets, approves prospectuses, supervises market participants, and enforces compliance with securities laws and market abuse provisions.

Can Peristeri startups use equity crowdfunding?

Equity crowdfunding is available under Greek law and EU-compatible rules. It requires specific licensing, investor limits, and disclosure standards to protect retail investors.

What should I know about takeovers in Greece?

Takeovers are governed by specific rules on disclosure, bid thresholds, and defense measures. Compliance reduces regulatory risk during acquisition or control changes.

Is there a difference between corporate governance and ECM?

Yes. Corporate governance focuses on how a company is directed and controlled, while ECM deals with how the company raises and disposes of equity funds and meets market regulation.

Do I need to disclose insider trading or market manipulation concerns?

Yes. Greek and EU rules prohibit insider trading and market manipulation, with penalties for non-compliance. Proper procedures and monitoring reduce risk.

5. Additional Resources

Access to authoritative and practical resources can help you navigate ECM activities in Peristeri and Greece more effectively.

• Hellenic Capital Market Commission (HCMC) Official regulator for Greek capital markets, with guidance, rules, and decision texts relevant to issuers, investors, and market intermediaries. HCMC official site
• Athens Stock Exchange Group (ATHEX Group) Market operator and regulator for listing, trading, and settlement of securities in Greece. ATHEX Group
• Ministry of Development and Investments Government ministry overseeing economic policy, business registrations, and capital market-related frameworks. Ministry of Development and Investments

6. Next Steps

1. Define your ECM objective clearly (private round, public offer, or strategic merger) and prepare a brief business profile.
2. Engage a Greek ECM lawyer with a track record in your transaction type and sector. Request a written scope of work and fee estimate.
3. Collect preliminary documents, including corporate structure, share register, financials, and investor terms, for initial legal review.
4. Confirm whether a prospectus or private placement memorandum is needed and whether regulatory approvals apply.
5. Prepare a regulatory filing plan with a realistic timeline, including regulator interaction milestones.
6. Draft or review offering documents, disclosures, and governance provisions with your counsel.
7. Submit necessary filings and coordinate with auditors, underwriters, and the market operator as required.