Best Equity Capital Markets Lawyers in Riyadh

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AsrLawGroup LLC  اتحاد العصر للمحاماة والاستشارات
Riyadh, Saudi Arabia

Founded in 2012
25 people in their team
Arabic
English
Banking & Finance Equity Capital Markets Financial Services Regulation +9 more
AsrLawGroup - Saudi Arabia | Full Services Law Firm in Saudi ArabiaStart Confidently. Protect What Matters.A Full-Service Law FirmAt ASRLAWGROUP LLC, we offer a comprehensive suite of legal services covering all areas of law, catering to both individuals and businesses alike. We believe that legal...
Sahal Law Firm

Sahal Law Firm

15 minutes Free Consultation
Riyadh, Saudi Arabia

Founded in 2015
53 people in their team
English
Arabic
Banking & Finance Equity Capital Markets Tax Increment Financing +9 more
Sahal Law Firm - Riyadh, Saudi ArabiaSahal Law Firm is a premier Saudi law firm in Riyadh providing bilingual (Arabic / English) counsel to local and international clients. we deliver end-to-end solutions in mergers & acquisitions (M&A), SAMA fintech licensing, corporate and commercial law,...
Younes & Associates
Riyadh, Saudi Arabia

Founded in 1987
10 people in their team
Arabic
English
French
Banking & Finance Equity Capital Markets Tax Increment Financing +10 more
HistoryEstablished in 1987 by distinguished legal minds, Mohammed Al Jarbou & Boutros Younes, our law firm has proudly navigated over three decades in the region's legal arena. The strength of their expertise has cemented our reputation as a dependable beacon for both corporate entities and...
Trabulsi & Co.
Riyadh, Saudi Arabia

Founded in 2015
12 people in their team
Arabic
English
Banking & Finance Equity Capital Markets Tax Increment Financing +9 more
Trabulsi & Co. is a KSA (Riyadh-Jeddah) based Law Firm providing high-quality services that rise to international standards while maintaining our national values. Specializing in litigation, corporate advisory, and legal project management we provide services directed to both local and...
Dr. Mohammed Alhashem law firm
Riyadh, Saudi Arabia

Founded in 2022
9 people in their team
Arabic
English
Banking & Finance Equity Capital Markets Financial Services Regulation +10 more
Top-Tier Legal Services in Saudi Arabia | Dr. Mohammed Alhashem Law FirmLeading Legal Excellence in Saudi ArabiaAt Dr. Mohammed Alhashem Law Firm, we are committed to delivering world-class legal services rooted in deep local insight and global best practices. Based in Riyadh, Saudi Arabia, our...
Tasheel Law Firm
Riyadh, Saudi Arabia

Founded in 2009
20 people in their team
Arabic
English
Banking & Finance Equity Capital Markets Tax Increment Financing +9 more
We are one of the leading Law firms in Saudi Arabia. As one of the best law firms in the Middle-east, we have significant reach across the region and serve clients from all around the world.The Tasheel Law Firm (TLF) is a full-service law firm that offers the following legal services, among...
ALNAMI LAW FIRM
Riyadh, Saudi Arabia

Founded in 1994
English
Established in 1994 by brothers Khalil and Osama Al-Nami, ALNAMI LAW FIRM (NLF) is a distinguished legal practice based in Riyadh, Saudi Arabia. The firm has built a strong reputation for delivering comprehensive legal services across various sectors, including corporate and commercial law,...
Al-Ohaly & Partners
Riyadh, Saudi Arabia

English
Al-Ohaly & Partners is a distinguished law firm based in Saudi Arabia, renowned for its comprehensive legal services in dispute resolution, corporate law, and banking and finance. The firm has established a strong reputation for delivering expert counsel to both local and international clients,...

Founded in 2013
English
Established in 2013 and headquartered in Al-Khobar, Saudi Arabia, Abdulaziz Bin Ali & Partners Law Firm is a premier full-service legal practice. The firm offers expert legal advice and consultation to a diverse clientele, including the Saudi government, government-owned entities, and local,...
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About Equity Capital Markets Law in Riyadh, Saudi Arabia

Equity Capital Markets (ECM) law in Riyadh, Saudi Arabia refers to the legal rules and procedures governing the issuance and trading of shares and other equity securities on local capital markets. The Saudi capital market, primarily represented by Tadawul (the Saudi Stock Exchange), has grown considerably over recent years and plays a key role in helping companies raise funds and expand. ECM law covers a broad range of activities, including initial public offerings (IPOs), private placements, secondary offerings, rights issues, and regulatory compliance for listed companies. These activities are regulated to promote market transparency, corporate governance, and investor protection.

Why You May Need a Lawyer

Legal assistance is often crucial when dealing with Equity Capital Markets in Riyadh for several reasons. Typical scenarios in which a lawyer's expertise is needed include advising on IPO processes, preparing and reviewing prospectuses, navigating the approval and listing procedures with the Capital Market Authority (CMA), assisting with mergers and acquisitions involving listed companies, ensuring compliance with ongoing disclosure obligations, handling disputes involving shareholders or regulatory authorities, and structuring equity-based fundraising transactions. A lawyer can help identify legal risks, ensure transactions comply with Saudi laws and regulations, and protect the interests of both issuers and investors.

Local Laws Overview

Equity Capital Markets in Riyadh are primarily regulated by the Capital Market Law issued by Royal Decree in 2003, as amended, and supplemented by various implementing regulations and rules set by the CMA. Key legislation includes the Listing Rules, Market Conduct Regulations, Merger and Acquisition Regulations, and Corporate Governance Regulations. The CMA oversees the approval of prospectuses, monitors trading activities, enforces disclosure requirements, and maintains order and fairness in the market. Foreign investor participation is also subject to specific rules and qualifications. Adherence to Sharia principles is an underlying requirement in all transactions, and companies must also comply with the Saudi Companies Law regarding corporate structure and governance.

Frequently Asked Questions

What is an initial public offering (IPO) in Saudi Arabia?

An IPO in Saudi Arabia is the process by which a private company offers its shares to the public for the first time, allowing it to be listed and traded on Tadawul. This process is regulated by the CMA and involves fulfilling specific disclosure, financial, and corporate governance requirements.

Who regulates equity capital markets in Riyadh?

The Capital Market Authority (CMA) is the primary regulator responsible for overseeing equity capital markets activities in Riyadh, including approvals of securities offerings, listings, and ensuring market compliance.

Can foreign investors participate in Saudi Arabia's equity markets?

Yes, foreign investors can participate, subject to the rules for Qualified Foreign Investors (QFIs) set by the CMA. These rules define the eligibility criteria and the mechanism by which foreign investors may buy and trade shares on Tadawul.

What documents are needed for a company to go public?

A company must prepare and submit a prospectus, audited financial statements, corporate governance information, legal certifications, and other disclosures required by the CMA and Tadawul.

What ongoing obligations do public companies face?

Public companies must comply with continuous disclosure obligations, including reporting material events, quarterly and annual financial results, changes in management, and any other information that may affect the value of their shares or investor decisions.

How long does the IPO process usually take in Riyadh?

The IPO process can take several months, depending on the company's preparedness, the complexity of its structure, and the regulatory review time required by the CMA and Tadawul.

Are there specific regulations for mergers and acquisitions involving listed companies?

Yes, the CMA has issued specific Merger and Acquisition Regulations that govern the conduct, procedures, and disclosures required in takeovers, significant acquisitions, and mergers involving companies listed on Tadawul.

What penalties exist for violating capital markets regulations?

Violations can result in sanctions imposed by the CMA, including fines, suspension of trading, delisting, disgorgement of profits, and criminal prosecution in severe cases.

How does Sharia law impact equity capital markets?

Companies and transactions must comply with Sharia principles, which can impact the types of financial instruments used and the structure of deals. For example, interest-bearing instruments are generally prohibited, and certain business activities may be restricted.

What role do investment banks and advisors play in the ECM process?

Investment banks and legal advisors guide companies through ECM transactions, manage the preparation of necessary documentation, structure the offering, and liaise with regulators. Their expertise is essential for ensuring compliance and efficient execution.

Additional Resources

For individuals seeking further information or support, the following organizations and resources are helpful:

  • Capital Market Authority (CMA) - the main regulatory body for capital markets in Saudi Arabia
  • Ministry of Commerce - oversees company registration and corporate governance matters
  • Tadawul (Saudi Stock Exchange) - provides information on listings, trading, and market rules
  • Saudi Arabian General Investment Authority (SAGIA) - useful for foreign investors
  • King Abdullah Financial District - a hub for financial and legal service providers

Next Steps

If you require legal assistance in Equity Capital Markets in Riyadh, consider the following steps:

  • Identify your specific legal needs, such as IPO preparation, regulatory compliance, or dispute resolution
  • Seek recommendations for law firms or legal specialists experienced in ECM matters in Saudi Arabia
  • Arrange a consultation to discuss your objectives, potential challenges, and the scope of legal services required
  • Prepare necessary documents or information in advance to streamline your legal consultation
  • Continue engaging with reliable sources and regulatory authorities for up-to-date guidance on legal developments in the capital markets sector

Legal expertise is invaluable in navigating the complex and highly regulated environment of Equity Capital Markets in Riyadh. Engaging a qualified lawyer early in the process helps ensure compliance, protects your interests, and contributes to the success of your ECM transactions.

Lawzana helps you find the best lawyers and law firms in Riyadh through a curated and pre-screened list of qualified legal professionals. Our platform offers rankings and detailed profiles of attorneys and law firms, allowing you to compare based on practice areas, including Equity Capital Markets, experience, and client feedback. Each profile includes a description of the firm's areas of practice, client reviews, team members and partners, year of establishment, spoken languages, office locations, contact information, social media presence, and any published articles or resources. Most firms on our platform speak English and are experienced in both local and international legal matters. Get a quote from top-rated law firms in Riyadh, Saudi Arabia - quickly, securely, and without unnecessary hassle.

Disclaimer:
The information provided on this page is for general informational purposes only and does not constitute legal advice. While we strive to ensure the accuracy and relevance of the content, legal information may change over time, and interpretations of the law can vary. You should always consult with a qualified legal professional for advice specific to your situation. We disclaim all liability for actions taken or not taken based on the content of this page. If you believe any information is incorrect or outdated, please contact us, and we will review and update it where appropriate.