Best Brokerage Lawyers in Luxembourg

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Etude Anne-Marie Schmit
Luxembourg, Luxembourg

Founded in 1997
10 people in their team
English
Etude Anne-Marie Schmit is a Luxembourg law firm established in 1997 that advises clients across family, civil, criminal and real estate matters as well as commercial and contractual issues. The firm combines the experience of its founder with a team of sworn lawyers who handle both contentious and...
JEITZ & GOERENS
Luxembourg, Luxembourg

Founded in 2012
50 people in their team
Luxembourgish
German
French
English
The JEITZ GOERENS law firm  - lawyers at the Court - ensures the defense of your rights before the various Luxembourg courts and provides legal advice on various subjects and questions.Founded in 2012, the firm is the result of a project by two Luxembourg lawyers who met at the Cité...
Luxembourg, Luxembourg

Founded in 1937
English
Lafayette SA is a Luxembourg public limited company founded in 1937 that serves as the patrimony management vehicle of the Archdiocese of Luxembourg. The company holds and manages participations and real estate assets, including a majority stake in Maria Rheinsheim SA, the entity responsible for...
Etude Maître Laurent Ries
Luxembourg, Luxembourg

Founded in 1991
10 people in their team
Luxembourgish
German
French
English
Maître Laurent Ries Maître Laurent Ries - holds an academic degree (international & private & business laws) with the University of Paris II Panthéon Assas, France, admitted to Luxembourg Bar since March 1991, title “Avocat à la Cour” (High Court).   Between 1994 and...
Estelle Barbotin Avocate à la Cour
Luxembourg, Luxembourg

1 person in their team
English
Estelle Barbotin is a Luxembourg Avocat à la Cour registered with the Luxembourg Bar. She operates a boutique practice in Luxembourg City, focusing on civil and commercial disputes, family law, and administrative matters. Her practice areas include civil and commercial liability, lease contracts,...
Bertrand COHEN-SABBAN
Luxembourg, Luxembourg

Founded in 2013
English
Established in 2013 by Bertrand COHEN-SABBAN, the law firm COHEN-SABBAN & MARCHETTO Avocats offers comprehensive legal services to both institutional and private clients in Luxembourg and France. The firm specializes in various areas of law, including labor and social security law, commercial law,...

English
Cabinet Avocats CATAKLI, based in Luxembourg, specializes in business law, offering comprehensive legal services in corporate law, mergers and acquisitions, corporate finance, tax law, commercial transactions, and real estate law. The firm provides both advisory and litigation support to businesses...
Arendt
Luxembourg, Luxembourg

Founded in 1988
1,000 people in their team
Arendt offers specialist advice, covering all legal, regulatory, taxation and advisory aspects of doing business in Luxembourg. We are driven by what our clients need and are committed to supporting their success. This has led to the formation of our Services, Regulatory and Consulting and Advisory...
Luxembourg, Luxembourg

Founded in 2017
English
Andersen in Luxembourg is a distinguished tax advisory firm renowned for delivering high-end, tailor-made tax services to a diverse international clientele. Established in 2009, the firm has consistently provided innovative solutions, ranging from identifying and implementing optimal international...
MOLITOR Avocats à la Cour Sàrl
Luxembourg, Luxembourg

Founded in 1996
English
MOLITOR Avocats à la Cour Sàrl, established in 1996, is an independent law firm based in Luxembourg, renowned for its comprehensive legal services across various sectors. The firm specializes in areas including employment law, insurance law, mediation services, and real estate law. Its team of...
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About Brokerage Law in Luxembourg

Brokerage law in Luxembourg is primarily focused on the regulation of financial services, which includes the activities of brokers and financial intermediaries. Luxembourg is a major financial hub in Europe, known for its robust regulatory framework and investor-friendly policies. The legal framework governing brokerage operations is designed to ensure transparency, protect investors, and maintain market integrity. Key regulations are established by the Commission de Surveillance du Secteur Financier (CSSF), which oversees financial markets and intermediaries in Luxembourg.

Why You May Need a Lawyer

There are several situations where individuals or businesses might require legal assistance in the field of brokerage in Luxembourg:

  • Setting up a brokerage firm or obtaining the necessary licenses to operate legally.
  • Ensuring compliance with local and international laws pertaining to financial services.
  • Handling disputes related to brokerage contracts or transactions.
  • Navigating the regulatory requirements and dealing with the CSSF.
  • Conducting due diligence for financial transactions or investments.
  • Understanding tax implications of brokerage activities in Luxembourg.

Local Laws Overview

Key aspects of local laws governing brokerage in Luxembourg include:

  • Regulatory Authority: The CSSF is the primary regulator for financial services, including brokerage in Luxembourg. It ensures compliance with both local and European regulations.
  • Licensing Requirements: Brokerages must obtain proper licenses from the CSSF to operate legally. This involves meeting specific capital requirements and demonstrating operational capabilities.
  • Anti-Money Laundering (AML) Compliance: Strict AML laws are in place, requiring brokerages to have measures to detect and prevent money laundering activities.
  • Investor Protection: Laws ensure that investors are protected, with requirements for transparency and fair dealing being paramount.
  • Data Protection: Compliance with the General Data Protection Regulation (GDPR) is required for handling personal and financial data.

Frequently Asked Questions

What is required to open a brokerage firm in Luxembourg?

To open a brokerage firm, one must obtain a license from the CSSF, meeting capital, compliance, and operational requirements, as well as maintaining strict AML protocols.

How does Luxembourg regulate foreign brokers?

Foreign brokers must comply with Luxembourg’s regulatory framework if they wish to conduct business with Luxembourg residents or entities.

What is the role of the CSSF?

The CSSF supervises the financial sector in Luxembourg, ensuring compliance with regulations and protecting investors' interests.

Are there specific laws governing electronic trading?

Yes, electronic trading platforms are subject to financial regulations and must ensure secure, reliable, and transparent operations.

Do brokerage firms need to comply with EU regulations?

Yes, in addition to local laws, brokerage firms must adhere to EU regulations, including MiFID II and GDPR.

What types of investments can be made through brokerages in Luxembourg?

Brokerages in Luxembourg offer a wide range of investment opportunities, including stocks, bonds, mutual funds, and derivatives.

How are investor disputes resolved?

Disputes can be resolved through negotiation, mediation, or by filing a complaint with the CSSF, which may further escalate to court proceedings if necessary.

What are the tax implications of brokerage activities?

Luxembourg offers favorable tax policies for investments; however, tax obligations vary based on the type of activity and investor residency.

How can brokers ensure AML compliance?

Brokers must implement strict AML procedures, conduct customer due diligence, and report suspicious activities to authorities.

Is it necessary to hire a lawyer for brokerage activities?

While not mandatory, hiring a lawyer helps ensure compliance, protects interests, and provides guidance on legal and regulatory issues.

Additional Resources

For more information and assistance, consider the following resources:

  • Commission de Surveillance du Secteur Financier (CSSF): The regulatory body overseeing brokerage activities in Luxembourg.
  • Luxembourg Bar Association: Connect with legal professionals specializing in financial and brokerage law.
  • Luxembourg Chamber of Commerce: Offers resources and guidance for businesses operating in the financial sector.
  • Institute for Financial Education in Luxembourg: Provides information and education on financial regulations and compliance.

Next Steps

If you require legal assistance in brokerage in Luxembourg, consider taking the following steps:

  • Research and Identify Legal Experts: Look for lawyers or law firms with expertise in financial and brokerage law in Luxembourg.
  • Consult with Professionals: Schedule consultations to discuss your specific needs, potential legal challenges, and options.
  • Gather Relevant Documentation: Prepare any necessary documents, such as business plans or financial statements, to facilitate legal analysis.
  • Engage a Lawyer: Once you find a suitable legal expert, engage their services to assist with licensing, compliance, or any disputes.
  • Monitor Ongoing Compliance: Work with your legal advisor to ensure ongoing compliance and address any emerging legal issues promptly.

Lawzana helps you find the best lawyers and law firms in Luxembourg through a curated and pre-screened list of qualified legal professionals. Our platform offers rankings and detailed profiles of attorneys and law firms, allowing you to compare based on practice areas, including Brokerage, experience, and client feedback.

Each profile includes a description of the firm's areas of practice, client reviews, team members and partners, year of establishment, spoken languages, office locations, contact information, social media presence, and any published articles or resources. Most firms on our platform speak English and are experienced in both local and international legal matters.

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Disclaimer:

The information provided on this page is for general informational purposes only and does not constitute legal advice. While we strive to ensure the accuracy and relevance of the content, legal information may change over time, and interpretations of the law can vary. You should always consult with a qualified legal professional for advice specific to your situation.

We disclaim all liability for actions taken or not taken based on the content of this page. If you believe any information is incorrect or outdated, please contact us, and we will review and update it where appropriate.