Best Funds & Asset Management Lawyers in Hanoi

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THE LAM LAW LLC
Hanoi, Vietnam

Founded in 2019
15 people in their team
Vietnamese
Banking & Finance Funds & Asset Management Investment +10 more
About THE LAM LAW LLCWho We AreTHE LAM LAW LLC is a Vietnam-based boutique law firm founded by a team of seasoned legal professionals, arbitrators, and legal educators. We specialize in delivering tailored, business-minded legal solutions with international standards and local expertise.Our...

Founded in 2021
25 people in their team
English
Vietnamese
Banking & Finance Funds & Asset Management Tax Increment Financing +8 more
Welcome to ADK Vietnam Lawyers: A Beacon of Legal Excellence in Ho Chi Minh CityOur Expertise and Clientele ADK Vietnam Lawyers, located in the bustling heart of Ho Chi Minh City, is renowned for its legal expertise and dedication to serving a diverse range of clients. Our practice areas...
Cuong & Lawyers
Hanoi, Vietnam

Founded in 2020
10 people in their team
English
Vietnamese
Cuong & Lawyers is founded by lawyer Nguyen Manh Cuong who has over 20 years of working experience for leading companies and groups in Vietnam such as KPMG Vietnam, VILAF Law Firm, Big C Vietnam (supermarket chain owned by Casino Group - France), Central Group Vietnam (a member of Central Group...
BACH KHOA LAW FIRM

BACH KHOA LAW FIRM

30 minutes Free Consultation
Hanoi, Vietnam

Founded in 2012
12 people in their team
Vietnamese
English
Chinese
Japanese
French
Russian
Italian
Korean
Back Khoa Law Firm (BKLAW) is a Vietnamese boutique law firm founded by a group of experienced, talented and trustworthy lawyers. We specialize in providing comprehensive legal services including legal advice and litigation to protect the appropriate rights and interests of...
RHTLaw Vietnam
Hanoi, Vietnam

Founded in 2005
50 people in their team
Vietnamese
English
Our FirmRHTLaw Vietnam offers clients access to a network of over 2000 legal professionals across various offices in Asia through RHTLaw Asia and the ASEAN Plus Group (APG).The Firm traces its beginnings in 2005 when a team of experienced Vietnamese lawyers came together to set up what was...
Frasers Law Company
Hanoi, Vietnam

Founded in 2004
50 people in their team
Vietnamese
English
Frasers Law Company is the premier independent commercial law firm in Vietnam.We are a full-service commercial law firm practising in Vietnam. Our clients rely on us to provide them with innovative commercial and legal advice that is of the highest international standard and practical in a...
Phuoc & Partners law firm
Hanoi, Vietnam

Founded in 2003
50 people in their team
Vietnamese
English
The strengths and qualities of our Founder, Mr. Nguyen Huu Phuoc, continue to influence and inspire the firm today.His entrepreneurial spirit and leadership qualities have laid the foundation for the firm’s growth and success, which has made Phuoc & Partners one of the leading law firms in...
DB Legal Co., Ltd
Hanoi, Vietnam

Founded in 2000
50 people in their team
Vietnamese
English
DB Legal is a full-service law firm in Viet Nam, covering Danang, Hoian, Hue, and other provinces in Vietnam. Our Lawyers in Danang, Hoi An, and Hue have the expertise to help clients, especially foreign investors, achieve their business objectives in Vietnam.Our teams will bring the best to...
Hong Bang Law Firm
Hanoi, Vietnam

Founded in 2015
English
Established in March 2015, Hong Bang Law Firm is a prominent legal practice in Vietnam, specializing in providing comprehensive barrister services to both domestic and international clients. With offices in Hanoi and Ho Chi Minh City, the firm boasts a dedicated team of nearly 30 experienced...
DIMAC Law Firm
Hanoi, Vietnam

Founded in 2015
50 people in their team
Vietnamese
English
DIMAC proudly stands as a leading professional law firm in Vietnam’s legal market for businesses. It was established in March 2015 by Lawyer Pham Quoc Tuan and later expanded with the addition of Partner Lawyers Le Thanh Tung and Duong Quoc Thanh in Hanoi, the promotion of Partner Lawyer Nguyen...
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About Funds & Asset Management Law in Hanoi, Vietnam

Funds and asset management is a growing sector in Vietnam, with Hanoi being one of the major financial hubs in the country. In this context, funds and asset management law refers to the regulatory framework governing the creation, operation, and oversight of investment funds, asset management companies, and related financial services. These laws set the standards for investor protection, fund structuring, licensing, reporting, and compliance obligations. They apply to both domestic and foreign investors, aiming to ensure transparency and stability in the market while supporting the growth of the country’s financial infrastructure.

Why You May Need a Lawyer

Legal issues in funds and asset management can be complex and highly regulated. People may seek legal assistance in various situations, such as:

  • Setting up an investment fund or asset management company in Hanoi.
  • Complying with local regulatory requirements for licensing and operations.
  • Drafting or reviewing fund documents, investment agreements, and disclosures.
  • Understanding tax implications for both funds and investors.
  • Negotiating transactions or resolving disputes with service providers or investors.
  • Dealing with cross-border investment structures or foreign direct investment rules.
  • Responding to investigations, audits, or enforcement actions by regulatory agencies.

Because the regulatory landscape can change quickly, and because Vietnamese law can be intricate, consulting with a lawyer ensures compliance and minimizes legal risk.

Local Laws Overview

Vietnam’s funds and asset management sector is primarily regulated by the Law on Securities and its supporting decrees, as well as guidance from the State Securities Commission of Vietnam (SSC). Key aspects of the local legal framework include:

  • Licensing Requirements: Asset management companies and funds must obtain appropriate licensing from the SSC.
  • Fund Types: Regulations cover public funds, member funds, and other collective investment schemes.
  • Foreign Participation: Foreign investors and entities face specific requirements for ownership and operation in Vietnam’s fund management market.
  • Reporting and Disclosure: Ongoing obligations exist concerning financial reporting, audit, and disclosure of material information.
  • Custody and Safekeeping: Funds must use licensed custodian banks for holding assets and safeguarding investor interests.
  • Anti-Money Laundering (AML): Asset managers must comply with local AML laws, conduct due diligence, and report suspicious transactions.
  • Taxation: There are specific tax provisions for investment income, capital gains, and fund operations.

Understanding these aspects is essential for anyone participating in fund management or investing in assets in Hanoi, Vietnam.

Frequently Asked Questions

What is the regulatory authority for funds and asset management in Vietnam?

The State Securities Commission of Vietnam (SSC) is the primary regulatory body overseeing funds and asset management activities.

Can foreign investors establish funds or asset management companies in Hanoi?

Yes, foreign investors can participate, but they must comply with specific requirements regarding ownership limits and licensing set by Vietnamese law.

What types of investment funds are available in Vietnam?

Vietnam recognizes several types of funds, including open-ended funds, closed-ended funds, exchange-traded funds (ETFs), and member funds targeted at professional investors.

How are funds licensed in Hanoi?

Funds and asset management companies must submit applications to the SSC, meeting capital, personnel, and operational requirements before receiving a license.

What are the main requirements for fund managers?

Fund managers must meet qualifications, experience, and ethical standards as set by Vietnamese regulations. They must also pass certain examinations and maintain ongoing training.

How are investor interests protected in Vietnamese law?

Regulations require transparency in fund operations, mandatory fund custodian arrangements, regular reporting, and strict segregation of client assets to protect investor interests.

Are there restrictions on investments made by funds?

Yes, Vietnamese law sets limits on investment types, concentration, and sectors to mitigate risks and prevent conflicts of interest.

How is anti-money laundering compliance handled?

Asset management companies must implement AML policies, conduct customer due diligence, and report suspicious activities to authorities.

What taxes apply to funds and investors in Vietnam?

Funds and their investors may be subject to capital gains tax, personal or corporate income tax, and value-added tax on certain services, depending on the nature and structure of the investment.

What happens if a fund or company violates local regulations?

Violations can lead to fines, license revocation, or criminal liability. Regulatory authorities may also require remedial actions or impose operational restrictions.

Additional Resources

For further information and support on funds and asset management in Hanoi, you may consider the following organizations and resources:

  • State Securities Commission of Vietnam (SSC) - the main authority regulating securities and fund activities.
  • Vietnam Securities Depository and Clearing Corporation (VSDC) - responsible for securities registration and settlement.
  • Vietnam Association of Financial Investors (VAFI) - provides industry insights and policy advocacy.
  • Vietnam Fund Management Association - represents asset managers and offers professional resources.
  • Legal practitioners and law firms specializing in finance and securities law.

Government websites and official gazettes often provide the latest legal updates and official guidance relating to the sector.

Next Steps

If you need legal assistance in funds and asset management, consider these steps:

  • Identify the specific issue or transaction you need help with, such as fund establishment, compliance, or dispute resolution.
  • Prepare relevant documents, such as corporate records, contracts, or correspondence.
  • Consult with a licensed lawyer or reputable law firm in Hanoi with experience in funds and asset management.
  • Discuss your goals, timeframe, and any concerns regarding regulatory compliance or business risks.
  • Follow through with the lawyer’s advice and ensure ongoing compliance with applicable local laws and regulations.

Legal requirements in this field are complex and subject to change, so timely expert advice is crucial. Taking the right steps early on can help you avoid costly mistakes and ensure successful investment outcomes.

Lawzana helps you find the best lawyers and law firms in Hanoi through a curated and pre-screened list of qualified legal professionals. Our platform offers rankings and detailed profiles of attorneys and law firms, allowing you to compare based on practice areas, including Funds & Asset Management, experience, and client feedback. Each profile includes a description of the firm's areas of practice, client reviews, team members and partners, year of establishment, spoken languages, office locations, contact information, social media presence, and any published articles or resources. Most firms on our platform speak English and are experienced in both local and international legal matters. Get a quote from top-rated law firms in Hanoi, Vietnam - quickly, securely, and without unnecessary hassle.

Disclaimer:
The information provided on this page is for general informational purposes only and does not constitute legal advice. While we strive to ensure the accuracy and relevance of the content, legal information may change over time, and interpretations of the law can vary. You should always consult with a qualified legal professional for advice specific to your situation. We disclaim all liability for actions taken or not taken based on the content of this page. If you believe any information is incorrect or outdated, please contact us, and we will review and update it where appropriate.