Best Funds & Asset Management Lawyers in Mexico

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Justicia Transparente
Cabo San Lucas, Mexico

Founded in 2000
30 people in their team
Banking & Finance Funds & Asset Management Tax Increment Financing +10 more
We are a firm specializing in criminal and immigration law with a presence throughout Mexico. We have lawyers in the major cities of Mexico, such as Tijuana, Mexico City, Cancun, Puerto Vallarta, Los Cabos, Guadalajara, Monterrey, and Tapachula, Chiapas. We specialize in dealing with criminal...
Ojeda y Caro S. C.
Cancún, Mexico

Founded in 2016
20 people in their team
English
Portuguese
Spanish
French
Korean
Banking & Finance Funds & Asset Management Financial Services Regulation +10 more
About UsWith over four decades at the legal forefront, our firm stands out in delivering expert consultation and representation for domestic and international enterprises. Our practice is anchored in a pro-business ethos, designed to amplify our clients' benefits while minimizing risk through...
CDAbogados
Mexico City, Mexico

Founded in 2020
3 people in their team
English
CDAbogados is a modern law firm that challenges the traditional mold of legal practice in Mexico by offering dynamic, efficient, and comprehensive solutions in both litigation and transactional matters. The firm specializes in five key practice areas: Arbitration, Litigation and Dispute Resolution;...
Basham, Ringe y Correa, S.C.
Mexico City, Mexico

Founded in 1912
5 people in their team
English
Basham, Ringe y Correa, S.C. is a distinguished law firm in Mexico, renowned for its extensive expertise across a myriad of legal disciplines. Established as one of the oldest and most prestigious law firms in Latin America, Basham offers unparalleled services in corporate law, intellectual...
Hérès Avocats
Mexico City, Mexico

Founded in 2017
3 people in their team
English
Hérès Avocats is an international law firm founded in Paris, dedicated to supporting French companies in their global expansion and assisting foreign investors in France. The firm offers a comprehensive range of legal services, including taxation, corporate law, mergers and acquisitions, private...
Solomon Jones LLP
Cancún, Mexico

Founded in 2017
3 people in their team
English
Solomon Jones LLP is a distinguished legal firm specializing in debt resolution and creditor rights representation. With decades of experience, the firm offers comprehensive services in legal collections, enforcement of judgments, and insolvency investigations. Utilizing state-of-the-art...
Cortes & Jaime Abogados
Guadalajara, Mexico

Founded in 1997
50 people in their team
Spanish
English
Cortés & Jaime Abogados , is a corporation made up of a team of lawyers specialized in various branches of law, whose purpose is to provide the beneficiaries of its services with solutions to legal problems that may arise.The Law Graduate, Luis Cortes Vega, serves as Director, who has a...
Bastar Camelo & Abogados
Villahermosa, Mexico

Founded in 2020
3 people in their team
English
Bastar Camelo & Abogados is a distinguished law firm dedicated to serving businesses with comprehensive legal solutions. Leveraging the extensive experience of its team, the firm specializes in various legal domains, including labor, civil, commercial, corporate, and administrative law. This...
Valadés & Co.
Juriquilla, Mexico

Founded in 2020
5 people in their team
English
Valadés & Co. is a leading law firm in Querétaro, Mexico, with more than 15 years of experience empowering businesses and entrepreneurs through strategic legal solutions.We specialize in corporate law, intellectual property, contracts, tax, e-commerce, and regulatory compliance, delivering...
VERNIS/Abogados
Mexico City, Mexico

Founded in 1996
3 people in their team
English
VERNIS/Abogados is renowned for its comprehensive expertise in various legal domains, offering adept services to both individual and corporate clients. With a team of highly skilled attorneys, the firm excels in delivering strategic legal solutions tailored to the complexities of each case. Their...
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About Funds & Asset Management Law in Mexico

Funds and asset management law in Mexico governs the creation, administration, offering, and regulation of investment funds and asset management services. The legal framework aims to protect investors while fostering a healthy financial marketplace. Investment funds-known in Mexico as "fondos de inversión"-are structured and regulated financial vehicles that pool resources from investors to purchase a diversified portfolio of assets. Asset managers, operating under stringent rules, handle these investments on behalf of individuals, companies, or institutional investors to achieve specific financial goals. The primary regulatory body overseeing the industry is the National Banking and Securities Commission (Comisión Nacional Bancaria y de Valores, or CNBV).

Why You May Need a Lawyer

Navigating the field of funds and asset management in Mexico can be complex due to intricate regulations and legal requirements. Legal advice is often needed in situations such as:

  • Establishing a new investment fund or asset management company
  • Compliance with reporting, transparency, and anti-money laundering obligations
  • Reviewing and negotiating fund management agreements
  • Advising on cross-border investment and regulatory issues
  • Handling disputes between managers, investors, or other stakeholders
  • Ensuring legal conformity in fund advertising and marketing practices
  • Supporting mergers, acquisitions, or restructuring of asset management entities
  • Managing regulatory inspections or investigations by the CNBV or other authorities
  • Understanding changes to local laws or international standards that impact operations

An experienced lawyer in this sector can help minimize legal risks, ensure compliance, and optimize investment strategies within the legal framework.

Local Laws Overview

The legal landscape for funds and asset management in Mexico is primarily established by the Securities Market Law (Ley del Mercado de Valores) and the Investment Funds Law (Ley de Fondos de Inversión). Some of the most important aspects include:

  • Regulatory approval: Funds and asset managers must obtain authorization from the CNBV to operate.
  • Fund types: Mexican law regulates various fund structures, mainly including equity, debt, and capital investment funds.
  • Governance: Strong requirements exist for fund governance, fiduciary duties, board composition, and risk management policies.
  • Transparency: Strict disclosure obligations apply, requiring regular communication and reporting to investors and regulators.
  • Anti-money laundering: Asset managers must adhere to robust measures for client identification and monitoring of financial transactions.
  • Foreign investment: Non-resident investors can participate in Mexican funds, though some limitations and additional compliance requirements may apply.
  • Taxation: Tax treatment of fund income and distributions is regulated and can differ depending on the structure of the fund and investor residency.

Operational and prudential standards are frequently updated, so ongoing legal oversight is essential for compliance and risk control.

Frequently Asked Questions

What is an investment fund in Mexico?

An investment fund in Mexico is a pooled investment vehicle that collects capital from investors to be managed collectively, according to specific investment objectives and policies, under the supervision of a fund manager.

Who regulates investment funds and asset managers in Mexico?

The National Banking and Securities Commission (CNBV) is the main regulatory authority overseeing the funds and asset management industry in Mexico.

Can foreign individuals or companies invest in Mexican investment funds?

Yes, foreign investors are generally permitted to invest in Mexican investment funds, but they may need to comply with additional requirements, including anti-money laundering and reporting obligations.

What legal structure is required for establishing an investment fund in Mexico?

Investment funds in Mexico must be formed as specific legal entities authorized by the CNBV, such as "sociedades de inversión" (investment companies), and follow legally established processes for registration and operation.

What are the main compliance obligations for asset managers?

Asset managers must comply with licensing requirements, reporting, investor disclosures, anti-money laundering laws, risk management routines, and adhere to rules on conflicts of interest and governance.

How are disputes between fund investors and managers resolved?

Disputes are usually resolved through negotiation, mediation, or legal proceedings before the Mexican courts or arbitration panels, depending on the terms of the management agreement and the nature of the dispute.

Is there investor protection in Mexican funds and asset management?

Yes, Mexican laws require transparency, regular reporting, and fiduciary responsibilities to protect investors. The CNBV and specific consumer protection agencies may also provide oversight and recourse mechanisms.

What happens if an asset manager fails to comply with local regulations?

Failure to comply can result in administrative sanctions, fines, suspension or revocation of licenses, and potential criminal prosecution in cases of severe misconduct or fraud.

Can asset management services be offered online in Mexico?

Yes, but digital asset management services must comply with the same legal and regulatory standards as traditional providers, and may also need to meet additional requirements for electronic transactions and data protection.

Are there tax implications for investing in Mexican funds?

Yes, both resident and non-resident investors may be subject to different tax treatments on fund income and capital gains. Professional tax advice is strongly recommended to understand the specific implications for each investor.

Additional Resources

If you need more information or official guidance, consider these resources:

  • National Banking and Securities Commission (CNBV) - primary regulator for funds and asset management
  • Bank of Mexico (Banco de México) - macroeconomic and financial system oversight
  • Mexican Stock Exchange (Bolsa Mexicana de Valores) - for information on traded funds and listed asset managers
  • Mexican Association of Investment Fund Managers (AMAFORE) - industry standards and best practices for pension funds (AFOREs)
  • Ministry of Finance and Public Credit (Secretaría de Hacienda y Crédito Público) - government policy and regulation
  • CONDUSEF - consumer protection in the financial sector

Next Steps

If you are considering launching an investment fund, seeking asset management services, or facing challenges involving funds and asset management in Mexico, here are recommended next steps:

  • Clearly define your investment or business objectives and gather all related documents
  • Identify whether your issue relates to fund formation, compliance, dispute resolution, or cross-border activity
  • Consult with a lawyer experienced in funds and asset management law in Mexico to assess your legal options
  • Ensure you understand timelines, regulatory requirements, and potential risks involved
  • Work with your legal adviser to submit necessary documentation, respond to regulatory inquiries, or resolve disputes efficiently
  • Stay informed on changes to relevant laws and regulations affecting your situation

Professional legal advice is the best way to ensure compliance, protect your interests, and make informed decisions in the complex environment of funds and asset management in Mexico.

Lawzana helps you find the best lawyers and law firms in Mexico through a curated and pre-screened list of qualified legal professionals. Our platform offers rankings and detailed profiles of attorneys and law firms, allowing you to compare based on practice areas, including Funds & Asset Management, experience, and client feedback. Each profile includes a description of the firm's areas of practice, client reviews, team members and partners, year of establishment, spoken languages, office locations, contact information, social media presence, and any published articles or resources. Most firms on our platform speak English and are experienced in both local and international legal matters. Get a quote from top-rated law firms in Mexico - quickly, securely, and without unnecessary hassle.

Disclaimer:
The information provided on this page is for general informational purposes only and does not constitute legal advice. While we strive to ensure the accuracy and relevance of the content, legal information may change over time, and interpretations of the law can vary. You should always consult with a qualified legal professional for advice specific to your situation. We disclaim all liability for actions taken or not taken based on the content of this page. If you believe any information is incorrect or outdated, please contact us, and we will review and update it where appropriate.