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Legal guides written by Silvester Legal LLC:
Funds and asset management is a rapidly growing sector in Singapore, supported by a robust legal and regulatory framework. Singapore is recognized as a leading global hub for investment funds, wealth management, and alternative investments. The city-state's strategic location, political stability, and sound legal system make it an attractive destination for fund managers, investors, and financial institutions around the world. Legal standards in Singapore oversee the establishment, regulation, and management of all kinds of investment vehicles, ensuring investor protection and market integrity.
Legal advice is essential in the funds and asset management sector, given its complexity and regulatory requirements. You may need a lawyer if you are:
A lawyer can guide you through these processes and help you avoid costly mistakes or penalties.
Singapore's funds and asset management sector is mainly regulated by the Securities and Futures Act (SFA) and its subsidiary legislation. The Monetary Authority of Singapore (MAS) is the primary regulator overseeing licensing, conduct, and compliance matters for fund managers and investment advisors. Key aspects of local laws and regulations include:
Non-compliance with these rules can result in severe penalties, including fines, suspensions, or criminal prosecution.
Common fund types include unit trusts, open-ended and closed-ended funds, hedge funds, private equity funds, real estate investment trusts (REITs), and variable capital companies (VCCs).
Fund managers must typically hold either a Capital Markets Services (CMS) license or be registered as a Registered Fund Management Company (RFMC) with MAS, depending on the size and activities of the business.
The Monetary Authority of Singapore (MAS) is the main regulatory body governing this sector.
A Variable Capital Company (VCC) is a flexible corporate structure for funds that allows greater operational efficiency, flexibility in share issuance, and ease of fund consolidation, making Singapore more attractive for fund domiciliation.
Yes, Singapore offers various tax incentive schemes, such as the Enhanced Tier Fund Scheme and the Singapore Resident Fund Scheme, which provide tax exemptions for qualifying funds.
Public funds must comply with detailed disclosure requirements set out in the Code on Collective Investment Schemes, including prospectus registration, risk warnings, and regular reporting to investors and MAS.
Fund managers must comply with regulations on AML/CFT, risk management, client due diligence, regular reporting, and maintaining adequate financial and operational resources.
Yes, foreign fund managers can operate in Singapore, but they must comply with local licensing requirements and may need to establish a presence in Singapore to offer their services to local investors.
Disputes can be resolved through negotiation, mediation, arbitration, or litigation, depending on the nature of the dispute and the agreements governing the fund or investment product.
Regulatory breaches may result in administrative sanctions, monetary penalties, suspension or revocation of licenses, and in severe cases, criminal prosecution by MAS.
If you need further information or support in the funds and asset management sector, these resources may be helpful:
If you believe you need legal assistance in funds and asset management matters, consider taking the following steps:
With the right legal support and a clear understanding of regulatory requirements, you can confidently participate in Singapore’s dynamic funds and asset management sector.
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Each profile includes a description of the firm's areas of practice, client reviews, team members and partners, year of establishment, spoken languages, office locations, contact information, social media presence, and any published articles or resources. Most firms on our platform speak English and are experienced in both local and international legal matters.
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Disclaimer:
The information provided on this page is for general informational purposes only and does not constitute legal advice. While we strive to ensure the accuracy and relevance of the content, legal information may change over time, and interpretations of the law can vary. You should always consult with a qualified legal professional for advice specific to your situation.
We disclaim all liability for actions taken or not taken based on the content of this page. If you believe any information is incorrect or outdated, please contact us, and we will review and update it where appropriate.
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