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Funds and asset management is an integral area of financial law that deals with the professional management of various securities, real estate, and other assets in order to meet specific investment goals for the benefit of investors. In Trikala, Greece, as in the rest of the country, this field merges regulations from Greek and EU legislation. Whether you are an individual looking to invest, a business managing a portfolio, or an entity establishing an investment fund, understanding local legal requirements is crucial. Greek regulations ensure transparency, investor protection, and fair market practices, and compliance with EU directives such as UCITS and AIFMD is mandatory for many fund managers.
Seeking legal advice in funds and asset management is important to:
Trikala operates under Greek national laws for funds and asset management, with additional oversight from EU directives. Key legislation includes Law 4099/2012, which transposes the UCITS IV Directive for collective investment schemes, and Law 4209/2013, which governs alternative investment fund managers under AIFMD. The Hellenic Capital Market Commission (HCMC) is the principal regulatory body overseeing all securities and fund management activities. Local law covers the authorization and operation of management companies, investor protection procedures, and anti-money laundering obligations. Both resident and non-resident investors must comply with tax regulations and registration requirements relevant in Trikala.
The Hellenic Capital Market Commission oversees and regulates all fund and asset management activities throughout Greece, including Trikala. It grants licenses to fund managers, supervises compliance with national and EU laws, and ensures investor protection.
Individuals and entities can access UCITS funds, alternative investment funds, private equity funds, real estate investment companies, and money market funds, among others.
Yes. There are no restrictions on foreign investment, but compliance with both Greek and EU regulations is required, particularly in relation to taxation and anti-money laundering laws.
Asset managers must obtain a license from the Hellenic Capital Market Commission, demonstrate appropriate professional qualifications, and adhere to capital adequacy requirements and operational standards.
Greek and EU regulations mandate transparency, regular reporting, segregation of assets, and the implementation of risk management procedures to safeguard investors' interests.
Funds and their investors are subject to various tax laws, including corporate and income tax. Greek law provides some favorable regimes specific to certain fund structures, but local advice is recommended to understand individual cases.
Disputes may first go through internal complaint procedures. If unresolved, they can escalate to mediation, arbitration, or litigation in Greek courts. Legal representation ensures your interests are properly defended.
Yes. Most fund structures, especially those offered to the public, require an independent custodian or depositary to safeguard fund assets and oversee regulatory compliance.
Yes. Funds compliant with UCITS or AIFMD frameworks may be passported and marketed across the EU, subject to relevant notifications and requirements.
You can consult the official registry of licensed management companies maintained by the Hellenic Capital Market Commission or request documentation directly from the company.
For further information or assistance, consider reaching out to:
If you need legal assistance in funds and asset management in Trikala, the recommended steps are:
Taking these steps will help you navigate the legal complexities of funds and asset management in Trikala and achieve your investment objectives with confidence.
