Best Securities Lawyers in Philippines

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Recososa Law Firm

Recososa Law Firm

15 minutes Free Consultation
Lapu-Lapu City, Philippines

Founded in 2020
11 people in their team
English
Tagalog
All Specialization Law Firm & Notary Public located at the heart of Cebu City In IT Park Lahug. From Commercial Law, Labor Law, Immigration Law, Criminal Law such as Estafa, Cybercrime like Cyberlibel, Defamation, Fraud, Criminal Prosecution, Civil Law, Land Dispute, Land Registration,...
GORDO LAW FIRM

GORDO LAW FIRM

30 minutes Free Consultation
Cebu City, Philippines

Founded in 2025
3 people in their team
English
Tagalog
Gordo Law FirmFull-Service Law Office in Cebu | Criminal, Civil, Family, Labor, Immigration & Corporate LawGordo Law Firm is a full-service legal practice based in Cebu City, Philippines, offering strategic legal assistance to Filipinos, expatriates, foreign businesses, OFWs, and startups....
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Founded in 1990
English
Medialdea Bello & Suarez (MBS Law or Medialdea Law Office) is a distinguished law firm located in Pasig City, Philippines, offering a comprehensive range of legal services. The firm's expertise encompasses corporate law, real estate, labor law, and civil litigation, catering to a diverse clientele...
Gulapa & Ismael (Gulapa Law Cebu)
Cebu City, Philippines

Founded in 2020
English
Gulapa & Ismael (Gulapa Law Cebu) stands as a distinguished legal institution in the Philippines, reputed for its comprehensive expertise in various facets of the law. The firm showcases a robust team of seasoned attorneys proficient in navigating complex legal challenges across multiple sectors....
Estrada & Aquino Law
Taguig, Philippines

English
Estrada & Aquino Law, based in Bonifacio Global City, Taguig City, is a full-service dispute resolution firm renowned for delivering timely, efficient, and high-quality legal services. The firm has established a strong reputation in education law, family law, commercial litigation, political law,...
Tancinco and Mangco
Pasig, Philippines

English
Tancinco and Mangco is a distinguished law firm in the Philippines, renowned for its comprehensive legal services across various practice areas. The firm's team of seasoned attorneys brings extensive experience and a deep understanding of the Philippine legal system, enabling them to provide...

Founded in 1993
English
Established in 1993, Tan Acut Lopez & Pison Law Offices has evolved into a comprehensive legal practice, leveraging the extensive experience of its founding partners from major law firms. The firm offers a broad spectrum of services, including litigation, arbitration, labor and employment,...
AAC Law Firm
Manila, Philippines

Founded in 2020
English
Ammogao Arugay & Co. (AAC) is a rapidly expanding full-service law firm based in Quezon City, Philippines. The firm is committed to delivering "Able & Innovative Lawyering," offering solution-oriented services that prioritize clients' best interests through both judicial proceedings and...
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About Securities Law in Philippines

Securities law in the Philippines regulates the issuance, offering, and trading of securities to protect investors and maintain market integrity. The Securities and Exchange Commission (SEC) is the main regulatory body overseeing securities laws in the country.

Why You May Need a Lawyer

You may need a lawyer for securities-related matters such as investment disputes, fraud, regulatory compliance, corporate governance issues, and securities litigation. A lawyer can help you navigate complex securities laws and regulations to protect your interests.

Local Laws Overview

In the Philippines, the Securities Regulation Code (SRC) governs securities offerings, trading, and regulatory enforcement. The SEC administers and enforces the SRC to ensure fair and transparent capital markets. Some key aspects include registration requirements for securities offerings, insider trading prohibitions, and disclosure obligations for publicly traded companies.

Frequently Asked Questions

Q: What are securities?

A: Securities are financial instruments representing ownership or debt in a company or entity, such as stocks, bonds, and derivatives.

Q: Do I need to register my securities offering with the SEC?

A: Yes, securities offerings must be registered with the SEC unless an exemption applies. Failure to comply with registration requirements can result in penalties and legal consequences.

Q: What is insider trading?

A: Insider trading involves buying or selling securities based on material, non-public information in violation of securities laws. It is illegal and can lead to severe penalties.

Q: How can I report securities fraud to the SEC?

A: You can report securities fraud to the SEC through their official website or contact their enforcement division directly. It is essential to provide detailed information and evidence to support your claim.

Q: What are the penalties for securities fraud in the Philippines?

A: Penalties for securities fraud in the Philippines may include fines, imprisonment, disgorgement of profits, and civil liabilities. The severity of penalties depends on the nature and extent of the fraud.

Q: Can I sue for securities fraud in the Philippines?

A: Yes, investors can file a civil lawsuit for securities fraud to recover damages. It is advisable to consult with a securities lawyer to assess your legal options and potential remedies.

Q: How can I verify if a securities professional is licensed in the Philippines?

A: You can verify the licensure of securities professionals, such as brokers and investment advisors, on the SEC's website or by contacting the SEC directly. It is essential to work with licensed professionals to protect your investments.

Q: What are the main responsibilities of the SEC in regulating securities in the Philippines?

A: The SEC is responsible for protecting investors, maintaining fair and efficient markets, and promoting capital formation through the enforcement of securities laws and regulations. The SEC also oversees the registration and disclosure requirements for securities offerings.

Q: Are foreign investors subject to the same securities laws in the Philippines?

A: Foreign investors are generally subject to the same securities laws and regulations in the Philippines as domestic investors. It is crucial for foreign investors to comply with local laws and seek legal advice to navigate the regulatory landscape effectively.

Q: How can I stay informed about changes in securities laws in the Philippines?

A: You can stay informed about changes in securities laws by regularly checking the SEC's website for updates, subscribing to news alerts, and consulting with legal professionals specializing in securities law.

Additional Resources

For more information on securities laws and regulations in the Philippines, you can visit the Securities and Exchange Commission website at www.sec.gov.ph. The SEC provides resources, publications, and guidance on securities-related matters to help investors and market participants.

Next Steps

If you require legal assistance or have questions about securities laws in the Philippines, it is advisable to consult with a qualified securities lawyer who can provide guidance and representation. Contacting the Securities and Exchange Commission or reputable legal firms specializing in securities law can help you navigate complex legal issues and protect your interests.

Lawzana helps you find the best lawyers and law firms in Philippines through a curated and pre-screened list of qualified legal professionals. Our platform offers rankings and detailed profiles of attorneys and law firms, allowing you to compare based on practice areas, including Securities, experience, and client feedback. Each profile includes a description of the firm's areas of practice, client reviews, team members and partners, year of establishment, spoken languages, office locations, contact information, social media presence, and any published articles or resources. Most firms on our platform speak English and are experienced in both local and international legal matters. Get a quote from top-rated law firms in Philippines - quickly, securely, and without unnecessary hassle.

Disclaimer:
The information provided on this page is for general informational purposes only and does not constitute legal advice. While we strive to ensure the accuracy and relevance of the content, legal information may change over time, and interpretations of the law can vary. You should always consult with a qualified legal professional for advice specific to your situation. We disclaim all liability for actions taken or not taken based on the content of this page. If you believe any information is incorrect or outdated, please contact us, and we will review and update it where appropriate.