Best Securities Lawyers in Rome

Share your needs with us, get contacted by law firms.

Free. Takes 2 min.

Arnone & Sicomo - International Law Firm

Arnone & Sicomo - International Law Firm

15 minutes Free Consultation
Rome, Italy

Founded in 2017
28 people in their team
English
French
German
Italian
Luxembourgish
Russian
Turkish
Ukrainian
Chinese
Arnone & Sicomo is an International Law Firm founded by attorneys Gioia Arnone and Donatella Sicomo, with offices in major Italian cities including Palermo, Milan, Rome, Salerno, Catania, Cuneo, Venice, and Trento, as well as international locations such as London, Barcelona, Luxembourg,...

Founded in 2019
English
Studio Greco & Partners, based in Montichiari, Brescia, is a distinguished law firm renowned for its comprehensive legal services across Italy and internationally. The firm boasts a multidisciplinary team comprising attorneys, accountants, labor consultants, and financial advisors, enabling them to...

Founded in 2019
English
Studio Legale Benedet Pichler, established in 2019 in Bolzano, Italy, specializes in civil law with a particular focus on family law. The firm is led by attorneys Antonella Benedet and Thomas Pichler, both of whom bring extensive experience and a commitment to providing expert, reliable, and...

English
Studio della Valle Tax, led by Professor Avv. Eugenio della Valle, offers specialized legal services in tax law, providing both judicial and extrajudicial assistance. The firm is committed to delivering high-quality, tailored solutions that address the unique needs of each client. By leveraging...
Ugo.Legal
Rome, Italy

English
Established in 1991, UGO.Legal is a dynamic law firm based in Padua, Italy, with over three decades of experience serving clients both domestically and internationally. The firm has solidified its position as a leading legal office in the Triveneto region by offering tailored solutions that adapt...

Founded in 2023
English
Business Tax Law Firm (BTLAWS) is a distinguished Italian professional association specializing in legal, tax, and corporate consultancy. With offices in Milan and Padua, the firm offers a comprehensive suite of services, including tax advisory, legal counsel, banking consultancy, corporate...

English
Lucente International Lawyers, headquartered in Rome, Italy, was established in July 2016 by Alfredo Lucente, who brings over thirty years of experience from some of the most renowned law firms with extensive local and international reach. The firm is dedicated to serving both Italian and foreign...
MGM Avvocati
Rome, Italy

Founded in 1996
English
MGM Studio Legale, with offices in Rome and Milan, has been a cornerstone in the Italian legal landscape for over three decades. The firm's partners have collaborated on some of the country's most significant industrial and financial operations, building a robust foundation of expertise and trust....
Lexify
Rome, Italy

English
Lexify is a law firm specializing in fintech and blockchain, offering comprehensive advisory services in asset tokenization, token offerings, blockchain, and digital assets. The firm also provides expertise in financial regulation compliance, assisting banks and financial intermediaries with Swiss...
AS SEEN ON

About Securities Law in Rome, Italy

Securities law in Rome, Italy, pertains to the regulation of the securities market, which includes stocks, bonds, and other financial instruments. This legal field is designed to ensure transparency, fairness, and efficiency in the marketplace and to protect investors from fraudulent activities. It encompasses both European Union regulations and domestic Italian laws, with the Commissione Nazionale per le Società e la Borsa (CONSOB) being the main regulatory body overseeing the securities market in Italy.

Why You May Need a Lawyer

You may need to consult with a lawyer specializing in securities when engaging in various activities such as public offerings of securities, compliance with regulatory requirements, insider trading issues, or if you face any disputes involving investment transactions. Additionally, a lawyer can assist companies with initial public offerings (IPOs), reporting obligations, and navigating the complex framework of securities regulation.

Local Laws Overview

The key aspects of local securities laws in Rome, Italy, include adherence to Italian Civil Code, EU directives, and regulations such as the Markets in Financial Instruments Directive (MiFID II). These rules govern the issuance and trading of securities, market abuse, transparency requirements, and the conduct of investment services. In Italy, the Legislative Decree no. 58/1998, also known as the "Testo Unico della Finanza" (TUF), provides the consolidated text of provisions on financial intermediation.

Frequently Asked Questions

What is CONSOB and what does it do?

CONSOB, the Italian Securities Exchange Commission, is the government authority responsible for regulating the Italian securities market. It ensures the protection of investors and the efficiency, transparency, and development of the market.

Who must comply with securities laws in Rome, Italy?

All participants in the securities market, including issuers, investors, brokers, and dealers, must comply with securities laws. Companies seeking to go public or list their shares on the stock exchange are also subject to these regulations.

How do I report a case of market abuse or insider trading?

Market abuse or insider trading can be reported to CONSOB, which has various channels for whistleblowing and reporting suspicious activities. Individuals can provide reports anonymously if necessary.

What are the consequences of violating securities laws?

Violations of securities laws can lead to substantial fines, civil penalties, or even criminal sanctions depending on the severity of the offense. It may also result in reputational damage and disqualification from holding corporate office.

Can foreign investors seek legal help in Rome for securities matters?

Yes, foreign investors can and often do seek legal counsel in Rome for guidance on Italian securities laws and for representation in legal proceedings if necessary.

Are there any exemptions from securities regulations in Italy?

There are certain exemptions from securities regulations for private placements, small offerings, and offers to qualified investors. However, it is essential to consult with a lawyer to navigate these exemptions correctly.

What documents are necessary for a company to go public in Italy?

A company must prepare several documents, including a prospectus approved by CONSOB, financial statements, and various disclosures, to go public in Italy. Legal advice is essential in preparing these documents.

Is English law applicable to transactions in the Italian securities market?

While transactions can be governed by English law to some extent, especially in international dealings, compliance with Italian law and EU regulations is also mandatory.

How often must a publicly listed company report its financial results?

A publicly listed company in Italy must report its financial results on a semi-annual basis, with annual financial reports being audited.

Can securities lawsuits be settled through arbitration in Italy?

Yes, parties involved in securities lawsuits have the option to settle disputes through arbitration, which can be a faster and less formal avenue than court proceedings.

Additional Resources

To further understand securities in Rome, Italy, individuals can visit the CONSOB website for regulatory updates and guidance. The Bank of Italy also provides information on monetary policies that affect the securities market. Professional associations such as the Italian Association of Financial Analysts (AIAF) may offer additional insights into the industry's best practices.

Next Steps

If you need legal assistance in securities in Rome, Italy, you should start by contacting a local lawyer who specializes in this field. It is important to choose an attorney who has experience with Italian securities laws and who is familiar with the processes and procedures of CONSOB. They can help you understand your rights, represent you in legal proceedings if necessary, and ensure compliance with securities regulations.

Lawzana helps you find the best lawyers and law firms in Rome through a curated and pre-screened list of qualified legal professionals. Our platform offers rankings and detailed profiles of attorneys and law firms, allowing you to compare based on practice areas, including Securities, experience, and client feedback. Each profile includes a description of the firm's areas of practice, client reviews, team members and partners, year of establishment, spoken languages, office locations, contact information, social media presence, and any published articles or resources. Most firms on our platform speak English and are experienced in both local and international legal matters. Get a quote from top-rated law firms in Rome, Italy - quickly, securely, and without unnecessary hassle.

Disclaimer:
The information provided on this page is for general informational purposes only and does not constitute legal advice. While we strive to ensure the accuracy and relevance of the content, legal information may change over time, and interpretations of the law can vary. You should always consult with a qualified legal professional for advice specific to your situation. We disclaim all liability for actions taken or not taken based on the content of this page. If you believe any information is incorrect or outdated, please contact us, and we will review and update it where appropriate.