Share your needs with us, get contacted by law firms.
Free. Takes 2 min.
Or refine your search by selecting a city:
Free Consultation: 15 mins
Refine your search by selecting a city.
Securities law in Singapore governs the issuance and trading of financial securities such as stocks, bonds, and derivatives. The regulations aim to protect investors and ensure fair and transparent financial markets.
You may need a lawyer in securities law in Singapore to help you navigate complex regulatory requirements, draft legal documents, represent you in disputes or investigations, or provide advice on compliance issues.
The Securities and Futures Act (SFA) is the primary legislation regulating securities in Singapore. The Monetary Authority of Singapore (MAS) is the regulatory authority overseeing the financial markets and enforcing the SFA. Key aspects of the SFA include licensing requirements, market conduct rules, disclosure obligations, and enforcement powers.
A securities offering in Singapore involves issuing securities to the public or a select group of investors. It must comply with regulatory requirements set out in the SFA and be approved by the MAS.
Securities intermediaries such as capital market services licensees must be licensed by the MAS and comply with prescribed financial requirements, conduct regulations, and disclosure obligations.
Market conduct rules in Singapore prohibit insider trading, market manipulation, false trading, and other fraudulent or deceptive practices. Violations can result in civil and criminal penalties.
You can file a complaint with the MAS if you believe a securities firm has violated securities laws or engaged in misconduct. The MAS investigates complaints and takes enforcement action where necessary.
Yes, if you have been a victim of securities fraud in Singapore, you can bring a civil lawsuit against the perpetrator to recover your losses. You may also report the fraud to the authorities for criminal prosecution.
Penalties for securities violations in Singapore include fines, imprisonment, civil liabilities, regulatory sanctions, and market bans. The severity of the penalty depends on the nature and extent of the violation.
To stay compliant with securities laws in Singapore, you should regularly review and update your internal policies and procedures, conduct compliance training for staff, monitor regulatory developments, and seek legal advice when needed.
Yes, certain securities offerings and activities may be exempt from certain regulations under the SFA, such as private placements, employee share option schemes, and small offerings to accredited investors.
Yes, you can appeal a decision made by the MAS regarding securities regulation to the Ministry of Finance. The appeal process involves submitting a written appeal and supporting documents for review.
You can find a securities lawyer in Singapore by contacting law firms specializing in securities law, conducting online research, or seeking referrals from other professionals in the financial industry.
For more information on securities regulation in Singapore, you can visit the Monetary Authority of Singapore (MAS) website or consult legal practitioners specializing in securities law.
If you require legal assistance in securities law in Singapore, consider hiring a qualified securities lawyer to guide you through compliance issues, negotiations, disputes, or enforcement actions.
