Best Securities Lawyers in Spain

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Gestoría Lafisconta
Salamanca, Spain

Founded in 1986
English
Gestoría Lafisconta is a distinguished law firm in Spain, offering comprehensive legal and consultancy services across various domains. The firm's areas of expertise include family law, employment law, business management consulting, and tax services. Their team of seasoned attorneys and...
Abogada Marta López Ruvira
La Baneza, Spain

2 people in their team
English
Based in La Báñeza, Abogada Marta López Ruvira offers a focused range of legal services spanning mortgage law, civil matters, succession, criminal law, and employment law. She emphasizes rigorous case research and the development of clear, persuasive pleadings for submission to higher courts,...
Mariscal & Abogados
Madrid, Spain

Founded in 2001
50 people in their team
Spanish
English
OUR MISSIONMiguel Mariscal‘s vision for founding Mariscal & Abogados was to offer exceptional legal advice to companies, particularly those with an international presence in Spain. To achieve this goal, he gathered a team of exceptionally skilled lawyers fluent in Spanish, English, French,...
Dereccho Abogados
Cáceres, Spain

English
Dereccho Abogados is a Spain-based law firm with offices in Cáceres and Badajoz, delivering targeted counsel to individuals, small businesses and organizations across civil, commercial, banking, administrative and technology law. The firm provides services in family law, labor relations and other...
IN DIEM Abogados
Seville, Spain

Founded in 2004
50 people in their team
Spanish
Lawyers Seville | IN DIEM. ServicesLawyers Seville | IN DIEM is a firm made up of professionals with maximum experience such as Prosecutors, State Lawyers, Magistrates, University Professors or high-level Union Representatives, who give you the peace of mind and security of having the best team,...
MMC Abogados
Huelva, Spain

English
MMC Abogados is a Spanish law firm based in Huelva that provides multidisciplinary legal services to individuals and businesses across a range of sectors. The firm's practice blends civil, mercantile and commercial expertise with strong real estate, employment and criminal defense capabilities,...

English
GLADYS GARCÍA ACOSTA - Abogados en Güimar is a multidisciplinary law firm led by Gladys García Acosta, based in Güímar, Tenerife. The practice combines more than 25 years of legal experience with a platform for collaboration with several Peninsula law offices, extending its reach beyond the...
García-Cuyás Servicios Jurídicos S C P
Las Palmas de Gran Canaria, Spain

Founded in 1990
5 people in their team
English
García-Cuyás Servicios Jurídicos, S.C.P. is a professional family law firm in Las Palmas de Gran Canaria that operates as a third generation practice, delivering integrated legal services with a proven record of experience, tradition and sector recognition.The firm focuses on civil and...
ATO Abogados SLP
Huelva, Spain

Founded in 2016
English
ATO Abogados SLP is a Spanish law firm based in Huelva that concentrates on civil law with particular strength in banking, real estate, consumer and mercantile matters. The firm provides legal services to both companies and private individuals, supported by a team with a practical approach to...
Molpeceres Abogados
Valladolid, Spain

3 people in their team
English
Molpeceres Abogados, based in the heart of Valladolid, focuses on Labor and Social Security, Civil and Family matters, Banking and Finance, and Criminal Defense. The firm maintains a practical, results-oriented approach and relies on a compact team of highly qualified lawyers to deliver targeted...
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About Securities Law in Spain

Securities law in Spain governs the issuance, trading, and regulation of financial instruments such as stocks, bonds, and derivatives. Spain, as a member of the European Union, aligns its securities regulations with EU law, which aims to establish a stable and integrated financial market. The primary regulatory body overseeing securities in Spain is the National Securities Market Commission (Comisión Nacional del Mercado de Valores - CNMV). The CNMV ensures transparency, integrity, and protection for investors in the securities markets.

Why You May Need a Lawyer

There are several situations in which you might require a lawyer specializing in securities in Spain:

  • Investment Disputes: If you believe you've been misled or defrauded in an investment, a lawyer can help you seek restitution.
  • Regulatory Compliance: Companies looking to issue securities need to comply with local and EU laws, requiring legal guidance to navigate the complex regulations.
  • Mergers and Acquisitions: In transactions involving securities, legal advice may be crucial to ensure compliance and negotiate terms.
  • Market Manipulation: If accused of market manipulation, legal defense is essential to protect your rights and interests.
  • Insider Trading Allegations: A securities lawyer can defend you against accusations relating to insider trading.

Local Laws Overview

Securities laws in Spain are influenced by both national legislation and EU directives. The key pieces of legislation include:

  • Spanish Securities Market Law: This law governs the functioning of securities markets, the powers of the CNMV, and the rights of investors.
  • European Market Infrastructure Regulation (EMIR): Aligns with EU standards regarding over-the-counter derivatives, central counterparties, and trade repositories.
  • Markets in Financial Instruments Directive (MiFID II): Provides harmonized regulation for investment services across the 31 member states of the European Economic Area.

Frequently Asked Questions

What is the role of the CNMV?

The CNMV supervises and inspects Spanish securities markets and ensures protection for investors, maintaining market transparency and integrity.

How do I register my company to issue securities in Spain?

You must submit a prospectus to the CNMV for approval, ensuring your offering complies with relevant laws and regulations.

What constitutes insider trading in Spain?

Insider trading involves buying or selling securities based on non-public, material information, which is illegal under Spanish law.

Can I invest in foreign securities from Spain?

Yes, you can invest in foreign securities, but you should be aware of both Spanish and foreign regulatory requirements.

What are the penalties for securities fraud in Spain?

Penalties can include fines, imprisonment, and disqualification from managing or representing any company.

How does MiFID II affect investors in Spain?

MiFID II enhances investor protection by ensuring firms adhere to transparency and reporting standards and assess the suitability of advice provided to clients.

What is the procedure for filing a complaint with the CNMV?

You can file a complaint by submitting a detailed account of your issue through the CNMV's online portal or postal mail.

Is it mandatory for companies to disclose financial information?

Yes, companies must regularly disclose accurate financial information, which is essential for protecting investor interests.

How are securities transactions taxed in Spain?

Securities transactions may be subject to capital gains tax, and there's also a financial transactions tax on certain operations.

What should I do if I'm a victim of securities fraud?

Contact a securities lawyer immediately to explore your legal options and consider filing a complaint with the CNMV.

Additional Resources

For further assistance, consider reaching out to:

  • National Securities Market Commission (CNMV): The primary regulatory authority for securities in Spain.
  • European Securities and Markets Authority (ESMA): Provides guidance and standards applicable across the EU.
  • Spain's Ministry of Economy and Competitiveness: Offers resources and information related to economic laws and regulations.

Next Steps

If you need legal assistance in the field of securities in Spain, consider the following steps:

  • Consult with a specialized securities lawyer to understand your legal position and rights.
  • Gather all pertinent documents and information related to your case.
  • Decide on a course of action with the help of your legal advisor, whether it involves compliance, filing complaints, or defending against allegations.
  • Ensure continuous compliance with securities laws to avoid potential legal issues in the future.

Lawzana helps you find the best lawyers and law firms in Spain through a curated and pre-screened list of qualified legal professionals. Our platform offers rankings and detailed profiles of attorneys and law firms, allowing you to compare based on practice areas, including Securities, experience, and client feedback.

Each profile includes a description of the firm's areas of practice, client reviews, team members and partners, year of establishment, spoken languages, office locations, contact information, social media presence, and any published articles or resources. Most firms on our platform speak English and are experienced in both local and international legal matters.

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Disclaimer:

The information provided on this page is for general informational purposes only and does not constitute legal advice. While we strive to ensure the accuracy and relevance of the content, legal information may change over time, and interpretations of the law can vary. You should always consult with a qualified legal professional for advice specific to your situation.

We disclaim all liability for actions taken or not taken based on the content of this page. If you believe any information is incorrect or outdated, please contact us, and we will review and update it where appropriate.