Best Securities Lawyers in Spain

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Despacho Simón Moretón
Salamanca, Spain

Founded in 1945
25 people in their team
English
Despacho Simón Moretón is a multidisciplinary professional practice based in Salamanca with delegations in Burgos, Valladolid, Zamora and Madrid, founded in 1945 and built on more than 80 years of continuous service. The firm combines lawyers, auditors, economists and social graduates to deliver...

2 people in their team
English
Abogado Erardo Ferrer Quintana is a Lanzarote-based law practice led by Erardo Eloy Ferrer Quintana and operating alongside colleague Javier García. The practice is regularly listed in local lawyer directories and the Lanzarote bar association directory, and it is recognized for handling criminal...
Ibiza Town, Spain

English
CDLA Abogados, officially known as Corneillie Desquesnes Lopez Acedo, is a distinguished law firm based in Ibiza, Spain, with operations extending throughout the country. The firm specializes in real estate law, offering comprehensive legal and tax services to both individuals and businesses. Their...
Gestoría Lafisconta
Salamanca, Spain

Founded in 1986
English
Gestoría Lafisconta is a distinguished law firm in Spain, offering comprehensive legal and consultancy services across various domains. The firm's areas of expertise include family law, employment law, business management consulting, and tax services. Their team of seasoned attorneys and...

1 person in their team
English
Abogada Tamara Domínguez Cruz is a legal practice based in San Isidro de Abona, Tenerife, offering private and personalized legal services to individuals and businesses across Spain. The office provides both judicial and extrajudicial representation in matters spanning administrative law, civil...
Viejo Abogados
León, Spain

English
Viejo Abogados, located in León, Spain, offers comprehensive legal services across various practice areas. The firm is situated at Calle Alférez Provisional, 2 - Principal C (Edificio San Agustín), 24001 León, and can be contacted via telephone at 987 21 24 24 or email at...
Molpeceres Abogados
Valladolid, Spain

3 people in their team
English
Molpeceres Abogados, based in the heart of Valladolid, focuses on Labor and Social Security, Civil and Family matters, Banking and Finance, and Criminal Defense. The firm maintains a practical, results-oriented approach and relies on a compact team of highly qualified lawyers to deliver targeted...

English
The firm is led by Maria Cinta Marcos and Mariola Revilla and is recognized as one of the most veteran legal practices in Palencia, with more than 30 years of experience serving clients across the province. The partners bring decades of insight and a track record of resolving thousands of cases for...
Abogados Huelva
Huelva, Spain

Founded in 2020
English
Abogados Huelva offers personalized legal advice, both in person and online, delivered by specialist lawyers serving clients in Huelva. The firm concentrates on Civil, Banking and Finance, Real Estate, Commercial, and Consumer law, delivering practical strategies and precise legal solutions....

8 people in their team
English
González Abogados & Asesores is a multidisciplinary law and advisory office based in Telde, Gran Canaria, offering combined legal, fiscal and labor services to individuals and businesses across the island. The firm operates from a central office on Calle Manuel Garcia Oliva Concejal and maintains...
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About Securities Law in Spain

Securities law in Spain governs the issuance, trading, and regulation of financial instruments such as stocks, bonds, and derivatives. Spain, as a member of the European Union, aligns its securities regulations with EU law, which aims to establish a stable and integrated financial market. The primary regulatory body overseeing securities in Spain is the National Securities Market Commission (Comisión Nacional del Mercado de Valores - CNMV). The CNMV ensures transparency, integrity, and protection for investors in the securities markets.

Why You May Need a Lawyer

There are several situations in which you might require a lawyer specializing in securities in Spain:

  • Investment Disputes: If you believe you've been misled or defrauded in an investment, a lawyer can help you seek restitution.
  • Regulatory Compliance: Companies looking to issue securities need to comply with local and EU laws, requiring legal guidance to navigate the complex regulations.
  • Mergers and Acquisitions: In transactions involving securities, legal advice may be crucial to ensure compliance and negotiate terms.
  • Market Manipulation: If accused of market manipulation, legal defense is essential to protect your rights and interests.
  • Insider Trading Allegations: A securities lawyer can defend you against accusations relating to insider trading.

Local Laws Overview

Securities laws in Spain are influenced by both national legislation and EU directives. The key pieces of legislation include:

  • Spanish Securities Market Law: This law governs the functioning of securities markets, the powers of the CNMV, and the rights of investors.
  • European Market Infrastructure Regulation (EMIR): Aligns with EU standards regarding over-the-counter derivatives, central counterparties, and trade repositories.
  • Markets in Financial Instruments Directive (MiFID II): Provides harmonized regulation for investment services across the 31 member states of the European Economic Area.

Frequently Asked Questions

What is the role of the CNMV?

The CNMV supervises and inspects Spanish securities markets and ensures protection for investors, maintaining market transparency and integrity.

How do I register my company to issue securities in Spain?

You must submit a prospectus to the CNMV for approval, ensuring your offering complies with relevant laws and regulations.

What constitutes insider trading in Spain?

Insider trading involves buying or selling securities based on non-public, material information, which is illegal under Spanish law.

Can I invest in foreign securities from Spain?

Yes, you can invest in foreign securities, but you should be aware of both Spanish and foreign regulatory requirements.

What are the penalties for securities fraud in Spain?

Penalties can include fines, imprisonment, and disqualification from managing or representing any company.

How does MiFID II affect investors in Spain?

MiFID II enhances investor protection by ensuring firms adhere to transparency and reporting standards and assess the suitability of advice provided to clients.

What is the procedure for filing a complaint with the CNMV?

You can file a complaint by submitting a detailed account of your issue through the CNMV's online portal or postal mail.

Is it mandatory for companies to disclose financial information?

Yes, companies must regularly disclose accurate financial information, which is essential for protecting investor interests.

How are securities transactions taxed in Spain?

Securities transactions may be subject to capital gains tax, and there's also a financial transactions tax on certain operations.

What should I do if I'm a victim of securities fraud?

Contact a securities lawyer immediately to explore your legal options and consider filing a complaint with the CNMV.

Additional Resources

For further assistance, consider reaching out to:

  • National Securities Market Commission (CNMV): The primary regulatory authority for securities in Spain.
  • European Securities and Markets Authority (ESMA): Provides guidance and standards applicable across the EU.
  • Spain's Ministry of Economy and Competitiveness: Offers resources and information related to economic laws and regulations.

Next Steps

If you need legal assistance in the field of securities in Spain, consider the following steps:

  • Consult with a specialized securities lawyer to understand your legal position and rights.
  • Gather all pertinent documents and information related to your case.
  • Decide on a course of action with the help of your legal advisor, whether it involves compliance, filing complaints, or defending against allegations.
  • Ensure continuous compliance with securities laws to avoid potential legal issues in the future.

Lawzana helps you find the best lawyers and law firms in Spain through a curated and pre-screened list of qualified legal professionals. Our platform offers rankings and detailed profiles of attorneys and law firms, allowing you to compare based on practice areas, including Securities, experience, and client feedback.

Each profile includes a description of the firm's areas of practice, client reviews, team members and partners, year of establishment, spoken languages, office locations, contact information, social media presence, and any published articles or resources. Most firms on our platform speak English and are experienced in both local and international legal matters.

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Disclaimer:

The information provided on this page is for general informational purposes only and does not constitute legal advice. While we strive to ensure the accuracy and relevance of the content, legal information may change over time, and interpretations of the law can vary. You should always consult with a qualified legal professional for advice specific to your situation.

We disclaim all liability for actions taken or not taken based on the content of this page. If you believe any information is incorrect or outdated, please contact us, and we will review and update it where appropriate.