Best Securities Lawyers in United States

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Tiffany & Bosco P.A.
Phoenix, United States

Founded in 1967
50 people in their team
English
A Full Service Law FirmAs client needs, business, and the economy have evolved, so has our level of legal services. For over 50 years, we have based our legal services on understanding and meeting our clientsโ€™ ever-changing legal needs. From the most prominent legal specializations to emerging...
Littler
Birmingham, United States

Founded in 1942
5,000 people in their team
English
Helping Your Business ThriveAt Littler, our unparalleled commitment to labor and employment law helps our clients navigate a complex business world with nuanced legal issues - building better solutions for their toughest challenges.How do we do it? By harnessing our deep experience and expansive...
Rutan & Tucker lawyers
Irvine, United States

Founded in 1955
500 people in their team
English
Rutan & Tucker lawyers are experienced and highly regarded experts, delivering sophisticated and superior client service and value in a wide-range of practice areas, markets and industries. Our lawyers enjoy what they do and appreciate the opportunity to help our clients achieve their goals. We...
China Legal Group

China Legal Group

30 minutes Free Consultation
Laguna Beach, United States

Founded in 2023
15 people in their team
Chinese
English
Spanish
Portuguese
Japanese
Korean
hina Legal Group ๅŒ—ไบฌๅ›ฝๆก“ๅพ‹ๅธˆไบ‹ๅŠกๆ‰€ - Legal Excellence Sponsoring Success -Chinese Financial and Capital Lawyer specializing in PE, VC, Capital Markets, Global IPO and Offering, M&A, Investments, Intellectual Property, etc;Worked on many high-profile deals such as Baidu.com, 58.com,...
Potomac Law Group, PLLC.
Washington, United States

125 people in their team
English
Innovation, Excellence, and ProfessionalismPotomac Law is committed to innovation, excellence, and professionalism. Our value stems directly from the talent and commitment of our attorneys who practice law throughout the United States. Our attorneys have outstanding academic credentials and...
Arnold & Porter Kaye Scholer LLP
Washington, United States

Founded in 1946
2,057 people in their team
English
At Arnold & Porter, we are client-driven and industry-focused. Our lawyers practice in more than 40 practice areas across the litigation, regulatory and transactional spectrum to help clients with complex needs stay ahead of the global market, anticipate opportunities and address issues that...
Ice Miller LLP
Chicago, United States

Founded in 1910
350 people in their team
English
Built on a foundation of legal service more than a century long, Ice Miller LLP is committed to helping our clients stay ahead in a changing world.Our diverse client base ranges from start-ups to Fortune 500 companies and from governmental entities to educational organizations and pension funds. We...
Hall Booth Smith, P.C.
Little Rock, United States

Founded in 1989
1,000 people in their team
English
Our FirmEstablished in 1989, Hall Booth Smith, P.C. (HBS) is a full-service law firm headquartered in Atlanta, Georgia, with regional offices strategically located throughout Georgia and the United States. Experienced across a wide range of legal disciplines, HBS prides itself on providing...
Wright Lindsey Jennings
Little Rock, United States

Founded in 1900
200 people in their team
English
Many things have changed since 1900. Our focus on the individual needs of clients isnโ€™t one of them. With more than 120 years of tradition to guide us, itโ€™s our commitment to service and professionalism that has established Wright Lindsey Jennings as one of the premier law firms in Arkansas,...
Howard & Howard Attorneys PLLC
Royal Oak, United States

Founded in 1869
304 people in their team
English
Howard & Howard is a full-service law firm with a national and international practice that provides legal services to businesses and business owners. The firm has offices in Royal Oak, Michigan; Illinois (Chicago and Peoria); Las Vegas, Nevada; and Beverly Hills, California. From our...
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About Securities Law in United States:

Securities laws in the United States govern the issuance and trading of securities, which include stocks, bonds, and other financial instruments. These laws are designed to protect investors from fraud and ensure fair and transparent markets. The Securities and Exchange Commission (SEC) is the primary regulatory body overseeing securities laws at the federal level.

Why You May Need a Lawyer:

Individuals may need a lawyer specializing in securities law for various reasons, such as securities fraud, insider trading, regulatory compliance, and investment disputes. A lawyer can help navigate complex regulations and represent clients in legal proceedings.

Local Laws Overview:

Key aspects of securities laws in the United States include registration requirements for securities offerings, disclosure obligations for publicly traded companies, prohibitions on fraud and market manipulation, and rules governing investment advisers and broker-dealers.

Frequently Asked Questions:

Q: What is securities fraud?

A: Securities fraud is the act of deceiving investors or manipulating financial markets for personal gain. It can involve false statements, insider trading, or other deceptive practices.

Q: What is insider trading?

A: Insider trading is the buying or selling of securities based on non-public information, which gives the trader an unfair advantage over other investors. It is illegal and can result in civil and criminal penalties.

Q: How can I report securities fraud?

A: You can report securities fraud to the SEC through its online complaint form or by contacting the SEC's Office of the Whistleblower. You may also seek legal advice from a securities lawyer.

Q: What is the Securities Investor Protection Corporation (SIPC)?

A: The SIPC is a non-profit corporation that provides limited protection to customers of brokerage firms in case the firm fails. It does not protect against investment losses due to market fluctuations.

Q: Do I need a lawyer for securities arbitration?

A: While not required, having a lawyer represent you in securities arbitration can help navigate the process, gather evidence, and advocate for your interests. It is advisable to seek legal counsel if you are involved in a securities dispute.

Q: What are the penalties for securities fraud?

A: Penalties for securities fraud can include fines, restitution to victims, disgorgement of illegal profits, and imprisonment. The severity of the penalties depends on the nature and extent of the fraud committed.

Q: What is the difference between a securities lawyer and a securities broker?

A: A securities lawyer specializes in legal matters related to securities laws and regulations, while a securities broker is licensed to buy and sell securities on behalf of clients. Brokers must comply with securities laws and regulations, but they are not legal representatives.

Q: Can I recover financial losses from securities fraud?

A: Depending on the circumstances, victims of securities fraud may be able to recover some or all of their financial losses through legal action, arbitration, or settlements. A securities lawyer can advise on the best course of action for seeking restitution.

Q: How do I verify the credentials of a securities professional?

A: You can use the SEC's Investment Adviser Public Disclosure (IAPD) database to verify the credentials and registration status of investment advisers and broker-dealers. This database provides important information about the professional background and disciplinary history of securities professionals.

Q: What are my rights as an investor in the United States?

A: As an investor in the United States, you have the right to accurate and timely information about your investments, fair and transparent markets, and protection against fraud and misconduct. If you believe your rights have been violated, you may seek legal assistance to enforce them.

Additional Resources:

For more information on securities laws and regulations in the United States, you can visit the Securities and Exchange Commission (SEC) website at www.sec.gov. The Financial Industry Regulatory Authority (FINRA) also provides resources for investors and maintains a database of disciplinary actions against securities professionals.

Next Steps:

If you require legal assistance in securities matters, it is advisable to consult with a qualified securities lawyer who can assess your situation and provide guidance on the best course of action. You may also consider filing a complaint with the SEC or seeking arbitration through FINRA if you believe your rights as an investor have been violated.

Lawzana helps you find the best lawyers and law firms in United States through a curated and pre-screened list of qualified legal professionals. Our platform offers rankings and detailed profiles of attorneys and law firms, allowing you to compare based on practice areas, including Securities, experience, and client feedback. Each profile includes a description of the firm's areas of practice, client reviews, team members and partners, year of establishment, spoken languages, office locations, contact information, social media presence, and any published articles or resources. Most firms on our platform speak English and are experienced in both local and international legal matters. Get a quote from top-rated law firms in United States - quickly, securely, and without unnecessary hassle.

Disclaimer:
The information provided on this page is for general informational purposes only and does not constitute legal advice. While we strive to ensure the accuracy and relevance of the content, legal information may change over time, and interpretations of the law can vary. You should always consult with a qualified legal professional for advice specific to your situation. We disclaim all liability for actions taken or not taken based on the content of this page. If you believe any information is incorrect or outdated, please contact us, and we will review and update it where appropriate.