Best Securities Lawyers in Spain

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2 people in their team
English
Abogado Erardo Ferrer Quintana is a Lanzarote-based law practice led by Erardo Eloy Ferrer Quintana and operating alongside colleague Javier García. The practice is regularly listed in local lawyer directories and the Lanzarote bar association directory, and it is recognized for handling criminal...

1 person in their team
English
Abogada Tamara Domínguez Cruz is a legal practice based in San Isidro de Abona, Tenerife, offering private and personalized legal services to individuals and businesses across Spain. The office provides both judicial and extrajudicial representation in matters spanning administrative law, civil...
MV Abogados
Zaragoza, Spain

Founded in 2000
50 people in their team
Spanish
English
THE OFFICEOur Law Firm is located in Zaragoza, but this does not limit us to taking on matters in any city in Spain. We work with great professionalism and always in accordance with our principles and values.The practice areas of the firm are negotiation and extrajudicial claims, Civil Law,...
CHACÓN ABOGADOS
Estepona, Spain

Founded in 2000
English
Chacón Abogados is a Cordoba and Cabra based law firm in Spain, founded in 2000. The firm operates as a multidisciplinary practice with a team of professionals offering modern legal services to individuals and companies across Andalusia. It is committed to delivering effective and affordable legal...
Panadero Abogados
Cáceres, Spain

Founded in 2017
English
Panadero Abogados is a Cáceres based law firm in Spain that provides comprehensive legal services across multiple practice areas. The firm offers specialist guidance in traffic accident claims, family law, civil matters, criminal defense, labor law, and banking issues, serving individuals and...
UNIVE Abogados
Madrid, Spain

Founded in 2006
200 people in their team
Spanish
English
Unive Abogados was created in 2006 as a result of an important project initiated by a group of university professors who decided to take the definitive step in their attempt to transfer the university way of work to the business or professional field.The fundamental pillars on which the service...
G.Elias & Muñoz Abogados
Pozuelo de Alarcón, Spain

Founded in 1994
200 people in their team
Spanish
English
Our Law Firm in Madrid,  founded in 1994 , offers legal services to both companies and individuals. During all these years, our Lawyers belonging to the Madrid Bar Association and practicing throughout Spain, have processed a multitude of  legal procedures  with highly satisfactory...
IN DIEM Abogados
Seville, Spain

Founded in 2004
50 people in their team
Spanish
Lawyers Seville | IN DIEM. ServicesLawyers Seville | IN DIEM is a firm made up of professionals with maximum experience such as Prosecutors, State Lawyers, Magistrates, University Professors or high-level Union Representatives, who give you the peace of mind and security of having the best team,...
Vargas Vilardosa Abogados
Zaragoza, Spain

Founded in 2000
50 people in their team
Spanish
English
Lawyers specialized in Intellectual and Industrial PropertyVargas Vilardosa Lawyers was founded as a law firm that specialized in Intellectual and Industrial Property. As time has passed, we have responded to the evolving needs of our clients and so we have increased our services and scope of...
Gratuita S.Lahoz-Abogados
Zaragoza, Spain

Founded in 2000
50 people in their team
Spanish
English
Our officeAt Simón Lahoz & Asociados we are a team of professional lawyers with extensive experience in separation and divorce , so we can advise you legally on all the procedures and procedures that must be carried out before the dissolution of a marriage.We offer completely personalized...
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About Securities Law in Spain

Securities law in Spain governs the issuance, trading, and regulation of financial instruments such as stocks, bonds, and derivatives. Spain, as a member of the European Union, aligns its securities regulations with EU law, which aims to establish a stable and integrated financial market. The primary regulatory body overseeing securities in Spain is the National Securities Market Commission (Comisión Nacional del Mercado de Valores - CNMV). The CNMV ensures transparency, integrity, and protection for investors in the securities markets.

Why You May Need a Lawyer

There are several situations in which you might require a lawyer specializing in securities in Spain:

  • Investment Disputes: If you believe you've been misled or defrauded in an investment, a lawyer can help you seek restitution.
  • Regulatory Compliance: Companies looking to issue securities need to comply with local and EU laws, requiring legal guidance to navigate the complex regulations.
  • Mergers and Acquisitions: In transactions involving securities, legal advice may be crucial to ensure compliance and negotiate terms.
  • Market Manipulation: If accused of market manipulation, legal defense is essential to protect your rights and interests.
  • Insider Trading Allegations: A securities lawyer can defend you against accusations relating to insider trading.

Local Laws Overview

Securities laws in Spain are influenced by both national legislation and EU directives. The key pieces of legislation include:

  • Spanish Securities Market Law: This law governs the functioning of securities markets, the powers of the CNMV, and the rights of investors.
  • European Market Infrastructure Regulation (EMIR): Aligns with EU standards regarding over-the-counter derivatives, central counterparties, and trade repositories.
  • Markets in Financial Instruments Directive (MiFID II): Provides harmonized regulation for investment services across the 31 member states of the European Economic Area.

Frequently Asked Questions

What is the role of the CNMV?

The CNMV supervises and inspects Spanish securities markets and ensures protection for investors, maintaining market transparency and integrity.

How do I register my company to issue securities in Spain?

You must submit a prospectus to the CNMV for approval, ensuring your offering complies with relevant laws and regulations.

What constitutes insider trading in Spain?

Insider trading involves buying or selling securities based on non-public, material information, which is illegal under Spanish law.

Can I invest in foreign securities from Spain?

Yes, you can invest in foreign securities, but you should be aware of both Spanish and foreign regulatory requirements.

What are the penalties for securities fraud in Spain?

Penalties can include fines, imprisonment, and disqualification from managing or representing any company.

How does MiFID II affect investors in Spain?

MiFID II enhances investor protection by ensuring firms adhere to transparency and reporting standards and assess the suitability of advice provided to clients.

What is the procedure for filing a complaint with the CNMV?

You can file a complaint by submitting a detailed account of your issue through the CNMV's online portal or postal mail.

Is it mandatory for companies to disclose financial information?

Yes, companies must regularly disclose accurate financial information, which is essential for protecting investor interests.

How are securities transactions taxed in Spain?

Securities transactions may be subject to capital gains tax, and there's also a financial transactions tax on certain operations.

What should I do if I'm a victim of securities fraud?

Contact a securities lawyer immediately to explore your legal options and consider filing a complaint with the CNMV.

Additional Resources

For further assistance, consider reaching out to:

  • National Securities Market Commission (CNMV): The primary regulatory authority for securities in Spain.
  • European Securities and Markets Authority (ESMA): Provides guidance and standards applicable across the EU.
  • Spain's Ministry of Economy and Competitiveness: Offers resources and information related to economic laws and regulations.

Next Steps

If you need legal assistance in the field of securities in Spain, consider the following steps:

  • Consult with a specialized securities lawyer to understand your legal position and rights.
  • Gather all pertinent documents and information related to your case.
  • Decide on a course of action with the help of your legal advisor, whether it involves compliance, filing complaints, or defending against allegations.
  • Ensure continuous compliance with securities laws to avoid potential legal issues in the future.

Lawzana helps you find the best lawyers and law firms in Spain through a curated and pre-screened list of qualified legal professionals. Our platform offers rankings and detailed profiles of attorneys and law firms, allowing you to compare based on practice areas, including Securities, experience, and client feedback.

Each profile includes a description of the firm's areas of practice, client reviews, team members and partners, year of establishment, spoken languages, office locations, contact information, social media presence, and any published articles or resources. Most firms on our platform speak English and are experienced in both local and international legal matters.

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Disclaimer:

The information provided on this page is for general informational purposes only and does not constitute legal advice. While we strive to ensure the accuracy and relevance of the content, legal information may change over time, and interpretations of the law can vary. You should always consult with a qualified legal professional for advice specific to your situation.

We disclaim all liability for actions taken or not taken based on the content of this page. If you believe any information is incorrect or outdated, please contact us, and we will review and update it where appropriate.