Best Securities Lawyers in Spain

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Gestoría Lafisconta
Salamanca, Spain

Founded in 1986
English
Gestoría Lafisconta is a distinguished law firm in Spain, offering comprehensive legal and consultancy services across various domains. The firm's areas of expertise include family law, employment law, business management consulting, and tax services. Their team of seasoned attorneys and...
Gratuita S.Lahoz-Abogados
Zaragoza, Spain

Founded in 2000
50 people in their team
Spanish
English
Our officeAt Simón Lahoz & Asociados we are a team of professional lawyers with extensive experience in separation and divorce , so we can advise you legally on all the procedures and procedures that must be carried out before the dissolution of a marriage.We offer completely personalized...

Founded in 2010
50 people in their team
Spanish
English
Lawyers in SevilleLaw firm in Seville Etayo y Díaz del RioA law firm in Seville with more than 35 years of experience offering all types of legal services and the defense of the rights of our clients.All free consultationsWe serve you in our office, each case requires maximum dedication.Closed...
IN DIEM Abogados
Seville, Spain

Founded in 2004
50 people in their team
Spanish
Lawyers Seville | IN DIEM. ServicesLawyers Seville | IN DIEM is a firm made up of professionals with maximum experience such as Prosecutors, State Lawyers, Magistrates, University Professors or high-level Union Representatives, who give you the peace of mind and security of having the best team,...

1 person in their team
English
Abogada Tamara Domínguez Cruz is a legal practice based in San Isidro de Abona, Tenerife, offering private and personalized legal services to individuals and businesses across Spain. The office provides both judicial and extrajudicial representation in matters spanning administrative law, civil...
ATO Abogados SLP
Huelva, Spain

Founded in 2016
English
ATO Abogados SLP is a Spanish law firm based in Huelva that concentrates on civil law with particular strength in banking, real estate, consumer and mercantile matters. The firm provides legal services to both companies and private individuals, supported by a team with a practical approach to...

English
Duarte & Julián Abogadas is a multidisciplinary law firm based in Salamanca, Spain, offering specialized legal services to individuals, self-employed professionals, and businesses. The firm provides personalized legal solutions across various areas of law, including inheritance and succession,...
Abogados Huelva
Huelva, Spain

Founded in 2020
English
Abogados Huelva offers personalized legal advice, both in person and online, delivered by specialist lawyers serving clients in Huelva. The firm concentrates on Civil, Banking and Finance, Real Estate, Commercial, and Consumer law, delivering practical strategies and precise legal solutions....
Avvocato a Ibiza Tortorici
Ibiza Town, Spain

English
Avvocato a Ibiza Tortorici is an international law firm dedicated to assisting Italian individuals and businesses in Spain. Founded in Palermo by Prof. Filippo Tortorici, the firm has expanded its presence to Ibiza, focusing on real estate law and supporting small businesses. Their mission is to...
Maireles&Asociados ABOGADOS
Marbella, Spain

Founded in 2000
English
Maireles & Asociados Abogados is a multidisciplinary law firm with a nationwide footprint in Spain. Through offices in Málaga, Marbella, Vélez Málaga, Antequera, Ronda, Fuengirola, Sevilla, Dos Hermanas, Cádiz, Algeciras, Puerto de Santa María, Jerez de la Frontera, Córdoba, Granada, Huelva,...
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About Securities Law in Spain

Securities law in Spain governs the issuance, trading, and regulation of financial instruments such as stocks, bonds, and derivatives. Spain, as a member of the European Union, aligns its securities regulations with EU law, which aims to establish a stable and integrated financial market. The primary regulatory body overseeing securities in Spain is the National Securities Market Commission (Comisión Nacional del Mercado de Valores - CNMV). The CNMV ensures transparency, integrity, and protection for investors in the securities markets.

Why You May Need a Lawyer

There are several situations in which you might require a lawyer specializing in securities in Spain:

  • Investment Disputes: If you believe you've been misled or defrauded in an investment, a lawyer can help you seek restitution.
  • Regulatory Compliance: Companies looking to issue securities need to comply with local and EU laws, requiring legal guidance to navigate the complex regulations.
  • Mergers and Acquisitions: In transactions involving securities, legal advice may be crucial to ensure compliance and negotiate terms.
  • Market Manipulation: If accused of market manipulation, legal defense is essential to protect your rights and interests.
  • Insider Trading Allegations: A securities lawyer can defend you against accusations relating to insider trading.

Local Laws Overview

Securities laws in Spain are influenced by both national legislation and EU directives. The key pieces of legislation include:

  • Spanish Securities Market Law: This law governs the functioning of securities markets, the powers of the CNMV, and the rights of investors.
  • European Market Infrastructure Regulation (EMIR): Aligns with EU standards regarding over-the-counter derivatives, central counterparties, and trade repositories.
  • Markets in Financial Instruments Directive (MiFID II): Provides harmonized regulation for investment services across the 31 member states of the European Economic Area.

Frequently Asked Questions

What is the role of the CNMV?

The CNMV supervises and inspects Spanish securities markets and ensures protection for investors, maintaining market transparency and integrity.

How do I register my company to issue securities in Spain?

You must submit a prospectus to the CNMV for approval, ensuring your offering complies with relevant laws and regulations.

What constitutes insider trading in Spain?

Insider trading involves buying or selling securities based on non-public, material information, which is illegal under Spanish law.

Can I invest in foreign securities from Spain?

Yes, you can invest in foreign securities, but you should be aware of both Spanish and foreign regulatory requirements.

What are the penalties for securities fraud in Spain?

Penalties can include fines, imprisonment, and disqualification from managing or representing any company.

How does MiFID II affect investors in Spain?

MiFID II enhances investor protection by ensuring firms adhere to transparency and reporting standards and assess the suitability of advice provided to clients.

What is the procedure for filing a complaint with the CNMV?

You can file a complaint by submitting a detailed account of your issue through the CNMV's online portal or postal mail.

Is it mandatory for companies to disclose financial information?

Yes, companies must regularly disclose accurate financial information, which is essential for protecting investor interests.

How are securities transactions taxed in Spain?

Securities transactions may be subject to capital gains tax, and there's also a financial transactions tax on certain operations.

What should I do if I'm a victim of securities fraud?

Contact a securities lawyer immediately to explore your legal options and consider filing a complaint with the CNMV.

Additional Resources

For further assistance, consider reaching out to:

  • National Securities Market Commission (CNMV): The primary regulatory authority for securities in Spain.
  • European Securities and Markets Authority (ESMA): Provides guidance and standards applicable across the EU.
  • Spain's Ministry of Economy and Competitiveness: Offers resources and information related to economic laws and regulations.

Next Steps

If you need legal assistance in the field of securities in Spain, consider the following steps:

  • Consult with a specialized securities lawyer to understand your legal position and rights.
  • Gather all pertinent documents and information related to your case.
  • Decide on a course of action with the help of your legal advisor, whether it involves compliance, filing complaints, or defending against allegations.
  • Ensure continuous compliance with securities laws to avoid potential legal issues in the future.

Lawzana helps you find the best lawyers and law firms in Spain through a curated and pre-screened list of qualified legal professionals. Our platform offers rankings and detailed profiles of attorneys and law firms, allowing you to compare based on practice areas, including Securities, experience, and client feedback.

Each profile includes a description of the firm's areas of practice, client reviews, team members and partners, year of establishment, spoken languages, office locations, contact information, social media presence, and any published articles or resources. Most firms on our platform speak English and are experienced in both local and international legal matters.

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Disclaimer:

The information provided on this page is for general informational purposes only and does not constitute legal advice. While we strive to ensure the accuracy and relevance of the content, legal information may change over time, and interpretations of the law can vary. You should always consult with a qualified legal professional for advice specific to your situation.

We disclaim all liability for actions taken or not taken based on the content of this page. If you believe any information is incorrect or outdated, please contact us, and we will review and update it where appropriate.