Best Brokerage Lawyers in Japan

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Founded in 2019
1 person in their team
English
Founded in 2019 by attorney Itsuro Uchihori, Fukuokataiyo Law Office concentrates on serving clients in Onojo, Kasuga, Dazaifu, Chikushino and the wider Fukuoka prefecture. The office leverages experience gained in traffic accident claims, debt restructuring, family law and corporate advisory work...
HOPE Law Office
Shizuoka, Japan

Founded in 2020
English
HOPE法律事務所 is a professional law firm based in Shizuoka City, Japan. The firm was established on January 7, 2020, and provides comprehensive services across corporate and commercial matters, debt management and collection, labor management, real estate transactions, contract drafting,...
MASUDA & PARTNERS LAW OFFICE
Chiyoda-ku, Japan

Founded in 2008
50 people in their team
Japanese
English
Masuda & Partners Law Office was established in February 2008, led by founding attorney Eiji Masuda. Since that start, our firm has been involved in numerous domestic and international matters, mainly in the areas of corporate legal affairs, business-to-business disputes, and intellectual...

Founded in 2011
20 people in their team
English
Foresight Law Office is a Tokyo based firm that employs a cross disciplinary approach to corporate law and regulatory matters. The practice serves both pre IPO and listed companies, drawing on a professional team that spans IT, AI and IoT, robotics, security, VR/AR, entertainment, biotech, HR, real...

Founded in 1967
50 people in their team
Japanese
English
Over five decades ago, while at lunch in a South Florida deli, attorneys Larry J. Hoffman, Mel Greenberg, and Robert Traurig saw an opportunity to establish a new breed of law firm for South Florida; a firm that mirrored a New York style firm. In 1967, they founded the law firm Greenberg Traurig...

English
Bengoshi Hojin Sendaiaobayukari Law Office, located in Sendai, Japan, offers comprehensive legal services across various practice areas, including criminal defense, divorce proceedings, labor relations, real estate transactions, and general legal counsel. The firm is led by Attorney Keigo Maeda, a...

English
Nakamura Law Office is a Nagoya based legal practice located in Moriyama Ward, Nagoya, Japan. The firm handles criminal defense, debt matters, real estate, family law and traffic related issues for individuals and local businesses, delivering clear legal guidance and practical strategies to resolve...
Tokyo J Law Office
Tokyo, Japan

Founded in 2010
1 person in their team
English
Tokyo J Law Office was established in June 2010 by Eriko Matsuno, a veteran attorney who spent more than ten years with Nagashima Ohno & Tsunematsu. The firm is based in Tokyo's Kasumigaseki district and offers high quality legal services with a client focused approach.Led by Eriko Matsuno, the...
CITY-YUWA PARTNERS
Chiyoda-ku, Japan

Founded in 2003
50 people in their team
Japanese
English
City Yuwa Law Office was established in February 2003 through the merger of Tokyo City Law and Tax Office (legal department) and Yuwa Partners Law Office. At the former Tokyo City Law and Tax Office, he focused on civil dispute resolution such as litigation, real estate matters, and bankruptcy...

Founded in 2022
English
Morishita Total Law Office is a Tokyo-based multi-disciplinary law firm that provides focused counsel across Real Estate, Corporate & Commercial, Employment & Labor, Family and Criminal matters. The firm emphasizes practical, result oriented strategies with rapid initial action, careful case...
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About Brokerage Law in Japan

In Japan, brokerage involves facilitating transactions in a variety of sectors, including real estate, securities, and commodities. The brokerage industry is regulated mainly by the Financial Instruments and Exchange Act and the Real Estate Brokerage Act, depending on the specific field. These laws aim to ensure fair transactions, protect consumer rights, and maintain the integrity of the financial and property markets. Brokers in Japan must adhere to strict licensing requirements and operate under clear ethical guidelines set forth by regulatory bodies such as the Financial Services Agency (FSA) and the Ministry of Land, Infrastructure, Transport and Tourism (MLIT).

Why You May Need a Lawyer

There are several common situations where individuals or businesses may need legal assistance regarding brokerage in Japan:

  • Licensing Issues: Navigating the complex requirements to obtain a brokerage license.
  • Contract Disputes: Disagreements arising from unclear or unfair contract terms.
  • Regulatory Compliance: Ensuring adherence to strict regulatory standards and avoiding penalties.
  • Fraudulent Activities: Addressing issues related to deceptive brokerage practices.
  • Consumer Protection: Seeking legal redress for malpractice or unethical conduct by brokers.

Local Laws Overview

Key aspects of local laws relevant to brokerage in Japan include:

  • Licensing: Brokers must be licensed by the relevant authorities, with specific requirements depending on the sector (e.g., securities, commodities, real estate).
  • Disclosure Requirements: Brokers are required to provide clients with clear and complete information regarding risks, fees, and transaction details.
  • Ethical Standards: Brokerage practices must adhere to ethical standards to ensure fair and transparent transactions.
  • Client Protection Laws: Legislation exists to safeguard consumer rights and provide mechanisms for dispute resolution.
  • Regulatory Compliance: Brokers are subject to oversight and audits by regulatory bodies like the Financial Services Agency (FSA).

Frequently Asked Questions

1. What are the requirements to become a licensed broker in Japan?

To become a licensed broker in Japan, individuals must meet educational qualifications, pass necessary exams, and register with relevant regulatory bodies, depending on the brokerage sector.

2. How can I resolve a dispute with my broker?

Dispute resolution can involve direct negotiation, mediation through industry bodies, or legal action depending on the severity and nature of the conflict.

3. What are my rights as a client in a brokerage transaction?

Clients are entitled to fair treatment, full disclosure of relevant information, and legal recourse in cases of malpractice or misrepresentation.

4. Are there specific laws that protect me from fraud in brokerage dealings?

Yes, the Financial Instruments and Exchange Act and related laws include provisions to protect consumers from fraudulent practices.

5. Can foreign individuals or companies engage in brokerage in Japan?

Yes, but they must comply with all local licensing and regulatory requirements.

6. What should I do if I suspect my broker is not acting in my best interest?

Consult with a legal professional to evaluate your situation and consider raising the issue with a regulatory body or pursuing legal action if necessary.

7. How often are brokers audited by regulatory bodies?

The frequency of audits depends on the sector, but regular oversight is a critical component of maintaining industry integrity.

8. What happens if a broker fails to comply with legal requirements?

Non-compliance can result in penalties, loss of license, and potentially criminal charges, depending on the violation's nature.

9. How can I verify a broker's credentials?

Regulatory bodies maintain publicly accessible registries where you can verify the licensing and credentials of brokers.

10. Are there limits to the types of brokerage activities I can engage in without a license?

Yes, specific activities are restricted to licensed brokers, and operating without the appropriate license can result in legal penalties.

Additional Resources

For further information, consider reaching out to the following resources:

  • The Financial Services Agency (FSA) for regulations and broker registration.
  • The Ministry of Land, Infrastructure, Transport and Tourism (MLIT) for real estate brokerage information.
  • The Japan Securities Dealers Association for industry standards and support.
  • Local bar associations that offer legal advice and referrals for specialized legal support.

Next Steps

If you require legal assistance in brokerage, consider the following steps:

  1. Identify the specific legal issues you face and gather all relevant documents.
  2. Contact a qualified attorney or legal firm specializing in brokerage law for a consultation.
  3. Ensure that the legal professional is experienced in dealing with brokerage regulations and Japanese law.
  4. Prepare questions in advance to maximize the effectiveness of your consultation.
  5. Consider mediation or dispute resolution services if appropriate, or move forward with legal action following professional advice.

Lawzana helps you find the best lawyers and law firms in Japan through a curated and pre-screened list of qualified legal professionals. Our platform offers rankings and detailed profiles of attorneys and law firms, allowing you to compare based on practice areas, including Brokerage, experience, and client feedback.

Each profile includes a description of the firm's areas of practice, client reviews, team members and partners, year of establishment, spoken languages, office locations, contact information, social media presence, and any published articles or resources. Most firms on our platform speak English and are experienced in both local and international legal matters.

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Disclaimer:

The information provided on this page is for general informational purposes only and does not constitute legal advice. While we strive to ensure the accuracy and relevance of the content, legal information may change over time, and interpretations of the law can vary. You should always consult with a qualified legal professional for advice specific to your situation.

We disclaim all liability for actions taken or not taken based on the content of this page. If you believe any information is incorrect or outdated, please contact us, and we will review and update it where appropriate.