Best Brokerage Lawyers in Liechtenstein

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Roth+Partner Rechtsanwälte AG

Roth+Partner Rechtsanwälte AG

Triesen, Liechtenstein

Founded in 1997
50 people in their team
Our law firm was founded in 1997. Since then, we have grown steadily and sustainably. Our clients value our solution-oriented, efficient and...
German
English
NÄGELE Rechtsanwälte

NÄGELE Rechtsanwälte

Vaduz, Liechtenstein

Founded in 2015
50 people in their team
OUR FIRMis committed, target-oriented, and competentwhen it comes to protecting our clients’ interestsOur firm specializes in public and private...
German
English
MÜLLER & PARTNER RECHTSANWÄLTE

MÜLLER & PARTNER RECHTSANWÄLTE

Vaduz, Liechtenstein

Founded in 1998
50 people in their team
Müller & Partner Rechtsanwälte was founded in the year 1998 under the aegis of Dr Wolfgang Müller, and has since then developed to become one...
German
English
Taskapan

Taskapan

Vaduz, Liechtenstein

Founded in 2014
50 people in their team
DR. BÜNYAMIN TASKAPAN, LL.M. (VANDERBILT)ATORNEY AT LAW AND PUBLIC NOTARYDr. Bünyamin Taskapan, LL.M. was born in 1982 in Feldkirch. He enrolled at...
German
English
Schatzmann Heeb & Partner Rechtsanwälte

Schatzmann Heeb & Partner Rechtsanwälte

Ruggell, Liechtenstein

Founded in 2019
50 people in their team
About UsIn 2019, we, attorney MMag. Dr. Dominik Schatzmann and attorney Pius Heeb, decided to merge our law firms. Since the beginning of 2024,...
German
English
Law firm Bergt & Partner AG

Law firm Bergt & Partner AG

Vaduz, Liechtenstein

Founded in 2021
10 people in their team
Law firm Bergt & Partner AGSophisticated and sustainable legal solutions for everyone. That is our vision - your problems seek our...
German
English
Schurti Partners

Schurti Partners

Vaduz, Liechtenstein

Founded in 1991
50 people in their team
We advise and act with prudence and foresight, always keeping the bigger picture in mind. In an everchanging regulatory environment, we consider this...
German
English
Ospelt & Partner

Ospelt & Partner

Schaan, Liechtenstein

Founded in 1997
50 people in their team
ABOUT USSince 1997, Ospelt & Partner Attorneys at Law Ltd. have provided legal knowledge for business decisions that have contributed to...
German
English
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About Brokerage Law in Liechtenstein

Brokerage in Liechtenstein refers to the process of buying and selling securities, such as stocks and bonds, on behalf of clients. This practice is regulated by laws and regulations to ensure transparency and fairness in the financial markets.

Why You May Need a Lawyer

You may need a lawyer for Brokerage matters in Liechtenstein if you are facing legal disputes with your broker, need assistance with drafting or reviewing brokerage agreements, or if you are seeking legal advice on investment strategies.

Local Laws Overview

In Liechtenstein, Brokerage is regulated by the Financial Market Authority (FMA) and is subject to the Securities Act. Key aspects of the local laws include licensing requirements for brokers, reporting obligations, and investor protection measures.

Frequently Asked Questions

1. What are the licensing requirements for brokers in Liechtenstein?

Brokers in Liechtenstein are required to obtain a license from the FMA to operate legally. This license demonstrates that the broker has met the regulatory standards set by the authorities.

2. How can I file a complaint against my broker in Liechtenstein?

If you have a dispute with your broker, you can file a complaint with the FMA or seek legal advice from a lawyer specializing in Brokerage law.

3. What are the investor protection measures in place for Brokerage in Liechtenstein?

Investor protection measures in Liechtenstein include mandatory disclosures by brokers, client asset segregation, and compensation schemes in case of broker insolvency.

4. Are there limitations on the types of securities that can be traded in Liechtenstein?

There are restrictions on the trading of certain securities, such as unregistered securities or securities issued by entities involved in illegal activities.

5. How can I verify the legitimacy of a broker in Liechtenstein?

You can verify the legitimacy of a broker by checking their license status with the FMA and reviewing their track record and reputation in the industry.

6. Can I represent myself in legal matters related to Brokerage in Liechtenstein?

While it is possible to represent yourself, it is highly recommended to seek legal advice from a lawyer with expertise in Brokerage law to ensure your rights are protected.

7. What are the penalties for non-compliance with Brokerage laws in Liechtenstein?

Penalties for non-compliance may include fines, suspension of licenses, or criminal charges depending on the severity of the violation.

8. How can I find a reputable lawyer for Brokerage matters in Liechtenstein?

You can search for lawyers specializing in Brokerage law through legal directories, bar associations, or recommendations from trusted sources.

9. What are the common types of legal disputes in Brokerage in Liechtenstein?

Common legal disputes in Brokerage may include breach of contract, misrepresentation, fraud, or unauthorized trading by brokers.

10. Is it possible to resolve Brokerage disputes through mediation or arbitration in Liechtenstein?

Yes, parties involved in Brokerage disputes can opt for mediation or arbitration to resolve their issues outside of court, which can be more cost-effective and efficient.

Additional Resources

For more information on Brokerage laws in Liechtenstein, you can visit the Financial Market Authority's website or consult legal publications specializing in financial law.

Next Steps

If you require legal assistance for Brokerage matters in Liechtenstein, we recommend contacting a qualified lawyer with experience in this field to guide you through the legal process and protect your rights.

Disclaimer:
The information provided on this page is intended for informational purposes only and should not be construed as legal advice. While we strive to present accurate and up-to-date information, we cannot guarantee the accuracy, completeness, or currentness of the content. Laws and regulations can change frequently, and interpretations of the law can vary. Therefore, you should consult with qualified legal professionals for specific advice tailored to your situation. We disclaim all liability for actions you take or fail to take based on any content on this page. If you find any information to be incorrect or outdated, please contact us, and we will make efforts to rectify it.