Best Brokerage Lawyers in Sri Lanka

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Riktha Legal Services
Nugegoda, Sri Lanka

Founded in 2015
50 people in their team
Sinhala
English
Tamil
Why Choose Our FirmKnowledgeable, Experienced And Efficient Team Of Lawyers Consisting Of Subject Matter ExpertsDedicated Client Servicing ArmAn Operation Based On Corporate Best PracticesTailor Made Pragmatic Solutions For Your Legal Requirements With Quick TurnaroundsDedicated Arm To Carryout...
Premier Legal Consultants
Colombo, Sri Lanka

Founded in 2000
50 people in their team
Sinhala
English
Tamil
Premier Legal Consultants is a law firm established in Sri Lanka. Our team of lawyers are committed in providing high quality and timely legal services to our clients. We provide a range of legal services for both local and international clients.Premier Legal Consultants is a law firm established...
C. Mathew & Co.
Colombo, Sri Lanka

Founded in 1892
200 people in their team
Sinhala
English
Tamil
About Us & Our History"Necessarily in connection with the shipping of so important a port as Colombo there is a large field for the business of ship chandlers and stevedores ; and Messrs. C. Mathew & Co., the leading local firm in this line, conduct operations on an extensive scale. This...
Shums Associates
Dehiwala-Mount Lavinia, Sri Lanka

Founded in 2001
50 people in their team
Sinhala
English
Tamil
About USWe Serve Since 2001We are a full-service commercial law firm, founded in 2001 to serve as a single-window legal service provider in a dynamic commercial environment. Our clients are our greatest assets and we work hard to meet their expectations. This sense of realization of the...
ATD Legal Associates

ATD Legal Associates

1 hour Free Consultation
Colombo, Sri Lanka

Founded in 1976
10 people in their team
English
Sinhala
Chinese
 Welcome to ATD Legal Associates Innovative Legal Solutions for a Digital and Global EraAt ATD Legal Associate  we specialize in navigating the complexities of modern legal landscapes. From safeguarding your intellectual property to ensuring compliance with international data privacy...
A & N Partners
Colombo, Sri Lanka

Founded in 2003
50 people in their team
Sinhala
English
Tamil
About UsA & N PARTNERS group was established in 2003 with the sole objective of providing an efficient and personalized service in all aspects of corporate, property, commercial, industrial, civil & criminal law and all aspects of the Human Resource Management. We are committed towards...
Nithya Partners
Colombo, Sri Lanka

Founded in 1997
50 people in their team
Sinhala
Tamil
English
INTRODUCTIONNithya Partners was established in 1997 with the goal of delivering a modern and responsive service in corporate and financial law. The Firm is led by a group of Partners who combine a unique blend of multi-disciplinary experience along with an extensive knowledge base of several years...
de Livera Associates
Colombo, Sri Lanka

Founded in 1872
200 people in their team
Sinhala
English
Tamil
HISTORY & LEGAL INSPIRATIONThe Firm of De Livera Associates was founded, by Solomon Christoffel Obeyesekere De Livera, popularly known as Christo De Livera, on his retirement from the Attorney General’s Department of Sri Lanka, having served for a period of about three decades and who on his...
DIMEAN LAW CHAMBERS
Colombo, Sri Lanka

Founded in 2000
50 people in their team
Sinhala
English
Tamil
DIMEAN is a premier law firm based in Colombo, Sri Lanka. We aim to provide a personalized service tailored to the specific requirements of our clients. Our attorneys aim to provide innovative legal solutions in various disciplines.DIMEAN is established by a blend of young...
Paul Ratnayeke Associates
Colombo, Sri Lanka

Founded in 1987
50 people in their team
Sinhala
Tamil
English
Paul Ratnayeke AssociatesPaul Ratnayeke Associates was founded in 1987 by its Senior Partner, Mr. J. H. Paul Ratnayeke to create a more focused, efficient and responsive practice in the fields of Corporate, Commercial, Litigation and Financial law.The firm ensures that all clients’ legal needs...
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About Brokerage Law in Sri Lanka:

Brokerage refers to the process of buying and selling securities, commodities, or other financial assets on behalf of clients. In Sri Lanka, brokerage services are regulated by the Securities and Exchange Commission of Sri Lanka (SEC). Brokerage firms must be licensed by the SEC to operate legally in the country.

Why You May Need a Lawyer:

You may need a lawyer for brokerage-related issues such as contract disputes, regulatory compliance, enforcement actions, or fraud cases. A lawyer can help you navigate complex legal matters, protect your rights, and ensure that you comply with all relevant laws and regulations.

Local Laws Overview:

Key aspects of brokerage laws in Sri Lanka include regulations set by the SEC, rules governing financial markets, investor protection laws, and disclosure requirements for brokerage firms. It is essential to understand these laws to operate legally and ethically in the brokerage industry.

Frequently Asked Questions:

1. What is the role of the Securities and Exchange Commission of Sri Lanka?

The SEC is the regulatory body responsible for overseeing the securities industry in Sri Lanka. It licenses brokerage firms, enforces securities laws, and protects investors' interests.

2. How can I file a complaint against a brokerage firm in Sri Lanka?

You can file a complaint with the SEC if you believe a brokerage firm has violated securities laws or engaged in fraudulent activities. The SEC investigates complaints and takes appropriate enforcement actions.

3. What are the major laws governing brokerage in Sri Lanka?

The major laws governing brokerage in Sri Lanka include the Securities and Exchange Commission Act, the Securities and Exchange Act, and the Prevention of Money Laundering Act. These laws regulate the securities industry and protect investors' interests.

4. What are the licensing requirements for brokerage firms in Sri Lanka?

Brokerage firms in Sri Lanka must obtain a license from the SEC to offer brokerage services legally. The licensing requirements include meeting capital adequacy standards, having qualified personnel, and complying with regulatory guidelines.

5. How can a lawyer help me with brokerage issues in Sri Lanka?

A lawyer can provide legal advice, represent you in legal proceedings, draft contracts and agreements, review regulatory compliance, and protect your interests in brokerage transactions.

6. What are the potential legal risks of operating a brokerage firm in Sri Lanka?

Legal risks of operating a brokerage firm in Sri Lanka include regulatory non-compliance, disputes with clients or other parties, civil lawsuits, and enforcement actions by the SEC. It is crucial to seek legal advice to mitigate these risks.

7. How can I ensure compliance with securities laws in Sri Lanka?

To ensure compliance with securities laws in Sri Lanka, brokerage firms must stay updated on regulatory requirements, conduct regular audits, train employees on compliance issues, maintain accurate records, and cooperate with regulatory authorities.

8. What are the penalties for violating securities laws in Sri Lanka?

Violating securities laws in Sri Lanka can result in fines, penalties, license revocation, criminal charges, civil lawsuits, and reputational damage. It is essential to follow legal requirements and avoid misconduct in brokerage activities.

9. Can I represent myself in legal proceedings related to brokerage in Sri Lanka?

While you have the right to represent yourself in legal proceedings, it is advisable to seek legal representation from a qualified lawyer with expertise in brokerage laws. A lawyer can navigate complex legal issues and protect your interests effectively.

10. How can I find a reputable lawyer for brokerage issues in Sri Lanka?

You can find a reputable lawyer for brokerage issues in Sri Lanka by asking for recommendations from other industry professionals, researching law firms online, checking their qualifications and experience, and scheduling an initial consultation to discuss your legal needs.

Additional Resources:

For more information on brokerage laws and regulations in Sri Lanka, you can visit the Securities and Exchange Commission of Sri Lanka's website (www.sec.gov.lk) or contact the Bar Association of Sri Lanka for a list of qualified lawyers specializing in brokerage law.

Next Steps:

If you require legal assistance in brokerage matters in Sri Lanka, contact a qualified lawyer specializing in securities law to discuss your legal rights and options. A lawyer can help you navigate complex legal issues, protect your interests, and achieve a favorable outcome in legal proceedings.

Lawzana helps you find the best lawyers and law firms in Sri Lanka through a curated and pre-screened list of qualified legal professionals. Our platform offers rankings and detailed profiles of attorneys and law firms, allowing you to compare based on practice areas, including Brokerage , experience, and client feedback. Each profile includes a description of the firm's areas of practice, client reviews, team members and partners, year of establishment, spoken languages, office locations, contact information, social media presence, and any published articles or resources. Most firms on our platform speak English and are experienced in both local and international legal matters. Get a quote from top-rated law firms in Sri Lanka - quickly, securely, and without unnecessary hassle.

Disclaimer:
The information provided on this page is for general informational purposes only and does not constitute legal advice. While we strive to ensure the accuracy and relevance of the content, legal information may change over time, and interpretations of the law can vary. You should always consult with a qualified legal professional for advice specific to your situation. We disclaim all liability for actions taken or not taken based on the content of this page. If you believe any information is incorrect or outdated, please contact us, and we will review and update it where appropriate.