Best Equity Capital Markets Lawyers in Hanoi

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THE LAM LAW LLC
Hanoi, Vietnam

Founded in 2019
15 people in their team
Vietnamese
Banking & Finance Equity Capital Markets Investment +10 more
About THE LAM LAW LLCWho We AreTHE LAM LAW LLC is a Vietnam-based boutique law firm founded by a team of seasoned legal professionals, arbitrators, and legal educators. We specialize in delivering tailored, business-minded legal solutions with international standards and local expertise.Our...

Founded in 2021
25 people in their team
English
Vietnamese
Banking & Finance Equity Capital Markets Tax Increment Financing +8 more
Welcome to ADK Vietnam Lawyers: A Beacon of Legal Excellence in Ho Chi Minh CityOur Expertise and Clientele ADK Vietnam Lawyers, located in the bustling heart of Ho Chi Minh City, is renowned for its legal expertise and dedication to serving a diverse range of clients. Our practice areas...
Tilleke & Gibbins
Hanoi, Vietnam

Founded in 1890
50 people in their team
Vietnamese
English
In 1890, William Alfred Goone Tilleke, a 31-year-old Singhalese solicitor, came to Siam (now Thailand) to build his legal career. Within four years, Tilleke made an international name for himself through his successful defense of the Siamese military commander Phra Yod Muang Khwang, whose...
Leadco Law Firm
Hanoi, Vietnam

Founded in 1986
50 people in their team
Vietnamese
English
LEADCO One Member Law Company Limited (LEADCO) is a law consulting company established in 1992. In Vietnam, LEADCO is always in the ranks of leading law firms thanks to its long history and commitment to providing provide the best quality service. As one of the first law firms present in...
DB Legal Co., Ltd
Hanoi, Vietnam

Founded in 2000
50 people in their team
Vietnamese
English
DB Legal is a full-service law firm in Viet Nam, covering Danang, Hoian, Hue, and other provinces in Vietnam. Our Lawyers in Danang, Hoi An, and Hue have the expertise to help clients, especially foreign investors, achieve their business objectives in Vietnam.Our teams will bring the best to...
Asia Legal

Asia Legal

30 minutes Free Consultation
Hanoi, Vietnam

Founded in 2017
16 people in their team
English
Vietnamese
Asia Legal is a business law firm in Vietnam, with strong expertise and in-depth knowledge of Vietnam’s political culture and legal developments. We combine deep local knowledge with international standards of expertise to provide local and international clients with quality advice and...
IVLF Advisors LLC
Hanoi, Vietnam

Founded in 2
8 people in their team
Vietnamese
English
We are combined by a group of practically intensive and experienced lawyers and are an international investment & legal advisory firm in Vietnam.We can confidently advise all legal aspects of Vietnamese laws for its not only local and foreign clients. We represent investors, start-up companies,...
Frasers Law Company
Hanoi, Vietnam

Founded in 2004
50 people in their team
Vietnamese
English
Frasers Law Company is the premier independent commercial law firm in Vietnam.We are a full-service commercial law firm practising in Vietnam. Our clients rely on us to provide them with innovative commercial and legal advice that is of the highest international standard and practical in a...
BACH KHOA LAW FIRM

BACH KHOA LAW FIRM

30 minutes Free Consultation
Hanoi, Vietnam

Founded in 2012
12 people in their team
Vietnamese
English
Chinese
Japanese
French
Russian
Italian
Korean
Back Khoa Law Firm (BKLAW) is a Vietnamese boutique law firm founded by a group of experienced, talented and trustworthy lawyers. We specialize in providing comprehensive legal services including legal advice and litigation to protect the appropriate rights and interests of...
Phuoc & Partners law firm
Hanoi, Vietnam

Founded in 2003
50 people in their team
Vietnamese
English
The strengths and qualities of our Founder, Mr. Nguyen Huu Phuoc, continue to influence and inspire the firm today.His entrepreneurial spirit and leadership qualities have laid the foundation for the firm’s growth and success, which has made Phuoc & Partners one of the leading law firms in...
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About Equity Capital Markets Law in Hanoi, Vietnam

Equity Capital Markets (ECM) refer to the area of financial law that deals with the raising of capital through the issuance of shares or other equity instruments. In Hanoi, Vietnam, ECM involves advising on transactions such as initial public offerings (IPOs), rights issues, private placements, secondary offerings, and related regulatory matters. This sector is heavily regulated to protect investors, promote transparency, and ensure the proper functioning of the Vietnamese capital markets.

Hanoi, as the political and business hub of Vietnam, hosts numerous domestic and international corporations seeking to raise capital through equity offerings. Local laws and the oversight of regulatory authorities play a significant role in shaping the ECM sector, affecting everything from corporate governance to disclosure obligations and foreign investment limits.

Why You May Need a Lawyer

Engaging in ECM transactions in Hanoi comes with complex legal and regulatory requirements. Here are some common situations when legal help is crucial:

  • Planning or conducting an IPO for your company
  • Raising additional capital through rights issues or private placements
  • Complying with listing requirements on the Hanoi Stock Exchange (HNX) or Ho Chi Minh City Stock Exchange (HOSE)
  • Navigating cross-border equity offerings and investments
  • Understanding foreign ownership restrictions and compliance
  • Drafting and reviewing prospectuses, offering circulars, and other disclosure documents
  • Structuring deals in accordance with local and international securities laws
  • Handling disputes or regulatory investigations related to securities transactions
  • Ensuring corporate governance and shareholders’ rights are protected
  • Advising on mergers, acquisitions, and restructurings that involve equity transactions

A specialized ECM lawyer can guide you through every stage of these complex processes and help you avoid costly legal pitfalls.

Local Laws Overview

Vietnam’s ECM is governed by a framework of local laws and regulations that are constantly evolving. Key legal aspects include:

  • The Law on Securities (amended in 2019): Sets out the legislative foundation for public offerings, listing requirements, disclosure obligations, and securities market operations.
  • The Law on Enterprises (2020): Provides corporate governance rules relevant to ECM transactions.
  • HNX and HOSE Listing Rules: Prescribe specific requirements for listing and continued compliance.
  • Regulations on foreign ownership: Certain business sectors are subject to caps on foreign equity investment.
  • Disclosure and Reporting Requirements: Companies must provide timely, accurate disclosures to regulators and the public before and after an offering.
  • Anti-money laundering and know-your-customer (KYC) rules: Applied rigorously in ECM transactions.
  • Approval and Licensing: Offerings, especially IPOs, require approval from the State Securities Commission of Vietnam (SSC).

In addition to national laws, international investors must consider bilateral and international treaties governing foreign investment and trading.

Frequently Asked Questions

What is an Equity Capital Market transaction?

An ECM transaction involves raising funds by issuing shares or related securities, often through public offerings or private placements.

Can foreign investors participate in Vietnam's ECM?

Yes, but some sectors have foreign ownership limits and investors must comply with local regulations and disclosure requirements.

What are the main regulatory bodies?

The State Securities Commission of Vietnam (SSC), the Hanoi Stock Exchange (HNX), and the Ho Chi Minh City Stock Exchange (HOSE).

Is legal due diligence required for ECM transactions?

Yes, due diligence is a critical step to identify any legal risks associated with the issuance and the company’s operations.

What documents are needed for an IPO?

Key documents include a prospectus, financial statements, legal opinions, board resolutions, and regulatory approvals, among others.

What are the penalties for non-compliance?

Penalties can include fines, suspension of trading, delisting, or even criminal charges for serious violations.

How long does it take to complete an IPO in Vietnam?

An IPO can take from several months to over a year, depending on the company's readiness and the regulatory process.

What is the role of the State Securities Commission of Vietnam?

The SSC supervises securities markets, approves public offerings, enforces compliance, and protects investors.

How is investor protection ensured?

Vietnamese laws require accurate disclosure and fair treatment of investors. Regulatory bodies monitor market practices to prevent fraud and insider trading.

Do I need a local partner as a foreign investor?

Not always, but in certain sectors with foreign ownership restrictions, having a local partner may be necessary for compliance.

Additional Resources

If you need more information or specialized guidance, the following resources may be helpful:

  • State Securities Commission of Vietnam (SSC) - the main market regulator
  • Hanoi Stock Exchange (HNX) - oversees listings and trading in Hanoi
  • Vietnam Chamber of Commerce and Industry (VCCI) - supports business compliance and legal advice
  • Legal Aid Centers in Hanoi - provide support and initial legal guidance
  • Reputable law firms specializing in capital markets law

Next Steps

If you are considering an ECM transaction or require legal advice in Hanoi, Vietnam, here is how you can proceed:

  • Assess your needs and the scope of the ECM transaction
  • Collect key documents, such as corporate charters, financial statements, and business plans
  • Consult with an experienced ECM lawyer or law firm specialized in Vietnamese capital markets
  • Discuss your goals, challenges, and any foreign investment considerations
  • Ensure your legal counsel helps you comply with regulations and manages any necessary filings with SSC, HNX, or HOSE
  • Once legal and regulatory requirements are clear, proceed with the transaction in close coordination with your legal and financial advisors
  • Maintain regular communication with regulators and stakeholders for transparency and compliance

Starting early and working with knowledgeable legal professionals can help you navigate the complex ECM landscape in Hanoi and achieve your business objectives safely and efficiently.

Lawzana helps you find the best lawyers and law firms in Hanoi through a curated and pre-screened list of qualified legal professionals. Our platform offers rankings and detailed profiles of attorneys and law firms, allowing you to compare based on practice areas, including Equity Capital Markets, experience, and client feedback. Each profile includes a description of the firm's areas of practice, client reviews, team members and partners, year of establishment, spoken languages, office locations, contact information, social media presence, and any published articles or resources. Most firms on our platform speak English and are experienced in both local and international legal matters. Get a quote from top-rated law firms in Hanoi, Vietnam - quickly, securely, and without unnecessary hassle.

Disclaimer:
The information provided on this page is for general informational purposes only and does not constitute legal advice. While we strive to ensure the accuracy and relevance of the content, legal information may change over time, and interpretations of the law can vary. You should always consult with a qualified legal professional for advice specific to your situation. We disclaim all liability for actions taken or not taken based on the content of this page. If you believe any information is incorrect or outdated, please contact us, and we will review and update it where appropriate.