Best Equity Capital Markets Lawyers in Philippines

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NARAG LAW OFFICE
Las Pinas, Philippines

Founded in 2015
12 people in their team
Tagalog
English
Banking & Finance Equity Capital Markets Tax Increment Financing +9 more
You've Come To The Right PlaceOur Managing Attorney, Atty. Narag (a CPA), started this firm in January 2015 after working in the corporate world for more than 20 years (SGV&Co., PriceWaterhouse Coopers,.AIG/AIA, etc). He has so far positively used his extensive experience as a...
Recososa Law Firm

Recososa Law Firm

15 minutes Free Consultation
Lapu-Lapu City, Philippines

Founded in 2020
11 people in their team
English
Tagalog
Banking & Finance Equity Capital Markets Financial Services Regulation +10 more
All Specialization Law Firm & Notary Public located at the heart of Cebu City In IT Park Lahug. From Commercial Law, Labor Law, Immigration Law, Criminal Law such as Estafa, Cybercrime like Cyberlibel, Defamation, Fraud, Criminal Prosecution, Civil Law, Land Dispute, Land Registration,...
LORD LAW OFFICE
Manila, Philippines

Founded in 2012
20 people in their team
English
Tagalog
Banking & Finance Equity Capital Markets Tax Increment Financing +9 more
ABOUT OUR LAW FIRMFounded in 2012, LORD LAW emerged as a result of skillfully merging our expertise and experience to establish a reputable full-service law firm that is now recognized as one of the most reliable and trusted corporate law firms in the Philippines.  Over the past decade, our...
ACE Law Office
Makati City, Philippines

Founded in 2023
10 people in their team
English
Tagalog
Banking & Finance Equity Capital Markets Investment +7 more
At ACE Law Office, we understand that facing legal challengesโ€”especially those involving family mattersโ€”can feel overwhelming. Thatโ€™s why we are committed to providing not only legal expertise but also empathy and clear guidance throughout every step of the process.Our practice areas include...
Casiding Law Office
Makati City, Philippines

Founded in 2012
50 people in their team
Tagalog
English
Banking & Finance Equity Capital Markets Investment +9 more
The FirmIt is a Firm with impeccable integrity in the pursuit of its goalsand reliability in  the effectiveness of its choice of action for the client.It is a Firm that courageously pursues  the true ends of justice.The FIRM serves clients with commitment, integrity,...
GORDO LAW FIRM

GORDO LAW FIRM

30 minutes Free Consultation
Cebu City, Philippines

Founded in 2025
3 people in their team
English
Tagalog
Banking & Finance Equity Capital Markets Financial Services Regulation +9 more
Gordo Law FirmFull-Service Law Firm in Cebu | Criminal, Civil, Family, Labor, Immigration & Corporate LawGordo Law Firm is a full-service legal practice based in Cebu City, Philippines, offering strategic legal assistance to Filipinos, expatriates, foreign businesses, OFWs, and startups....
ERLAW
Makati City, Philippines

Founded in 2000
10 people in their team
Banking & Finance Equity Capital Markets Tax Increment Financing +9 more
ELEPANO AND ROQUE is a full service law office dedicated at providing a broad range of excellent quality of legal services at a minimal cost but at par with big law firms. OUR DRIVING MISSION: To provide our clients with an ethical, powerful, exclusive and sophisticated representation that augments...
SALUMBIDES AND DE LOS SANTOS LAW FIRM
Quezon City, Philippines

Founded in 2000
50 people in their team
Tagalog
English
Salumbides and De Los Santos Law Firm is a full-service Christian law firm in Quezon City. Since our founding date over a decade ago, our team has set out to promote justice and welfare of society. Our Firm provides legal advice with transparency, responsiveness, and efficiency in mind. Despite the...

Founded in 1972
English
Belo Gozon Elma Parel Asuncion & Lucila is a distinguished law firm in the Philippines, renowned for its comprehensive legal services and a team of highly accomplished attorneys. Among its notable partners is Atty. Felipe L. Gozon, a distinguished aviation lawyer and former chairman of Marcopper...
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About Equity Capital Markets Law in Philippines

Equity Capital Markets (ECM) in the Philippines play a crucial role in helping businesses raise capital by issuing shares to investors through the Philippine Stock Exchange (PSE) or private placements. The ECM environment is regulated to protect both issuers and investors, ensuring transparency and compliance with established financial and securities laws. Legal experts in this field assist with public offerings, private placements, rights offerings, and share-related transactions. They navigate strict regulations set by government bodies, helping businesses access public investment and comply with complex requirements to enter or remain in the public marketplace.

Why You May Need a Lawyer

Navigating Equity Capital Markets in the Philippines involves intricate regulations and rigorous compliance requirements. You may need a lawyer in several scenarios, such as:

  • Planning to take your company public through an initial public offering (IPO)
  • Issuing new shares or raising capital through rights or follow-on offerings
  • Complying with disclosure requirements set by the Securities and Exchange Commission (SEC) and the PSE
  • Structuring private placements with institutional investors
  • Handling mergers, acquisitions, or equity-based transactions
  • Dealing with regulatory notices, investigations, or penalties involving securities laws
  • Drafting and reviewing prospectuses, offering memoranda, and shareholder agreements
  • Understanding tax implications in equity capital transactions

Legal counsel ensures your transactions are compliant with local laws, prevents costly mistakes, and protects your interests throughout the process.

Local Laws Overview

The Philippines has a well-defined legal and regulatory framework for equity capital markets. The primary laws and agencies governing this field include:

  • Securities Regulation Code (Republic Act No. 8799) - Governs public offerings, registration of securities, and filing of prospectuses
  • Corporation Code of the Philippines - Regulates company formation, share structures, and governance
  • Philippine Stock Exchange (PSE) Rules - Sets listing, disclosure, and reporting requirements for publicly listed companies
  • Bangko Sentral ng Pilipinas (BSP) Regulations - Applies to banks and financial institutions engaged in capital market activities
  • SEC Memorandum Circulars - Issue detailed guidelines and clarifications for specific equity transactions

Foreign ownership restrictions, anti-money laundering laws, and specific industry regulations may also affect equity offerings. Legal advisors help interpret these interconnected rules and represent clients before regulatory bodies as needed.

Frequently Asked Questions

What is an IPO in the Philippines?

An IPO, or initial public offering, is when a private company offers shares to the public for the first time through the PSE. It allows companies to raise capital and investors to participate in ownership.

Do all companies need to list on the Philippine Stock Exchange to raise capital?

No, companies can raise equity without listing by conducting private placements or rights offerings among select investors, subject to SEC rules.

What is required before launching a public offering?

Companies must register their securities with the SEC, file a detailed prospectus, and obtain approval from the PSE for listing. This involves due diligence, legal compliance, and transparency in disclosures.

Are there restrictions on foreign ownership in Philippine equity markets?

Yes, specific industries like utilities, media, and land ownership have foreign equity restrictions. Legal advice is crucial to ensure compliance with these rules.

What is a prospectus, and why is it important?

A prospectus is a comprehensive document outlining a company's business, financial status, and risks. It is required by law for public offerings to ensure that potential investors have all necessary information.

How are regulations enforced in the equity capital markets?

The SEC and PSE closely monitor transactions, issue guidelines, and enforce penalties for non-compliance. Regular disclosures, audits, and reporting are mandatory for listed companies.

What role do underwriters play in equity offerings?

Underwriters help companies structure and market equity offerings, ensuring the shares reach potential investors. They may also assume certain risks related to the sale of shares.

What are the primary risks for issuers in equity capital markets?

Risks include non-compliance penalties, reputational harm, adverse market conditions, shareholder disputes, and regulatory investigations. Accurate disclosures and legal guidance help minimize these risks.

Is it necessary to have legal counsel when issuing shares?

Yes, legal counsel is essential to interpret complex laws, ensure compliance, draft required documents, negotiate terms, and interact with regulatory bodies.

How long does it take to complete an equity offering in the Philippines?

The timeline can range from a few months to a year or more, depending on the complexity of the transaction, regulatory approvals, and preparedness of the company.

Additional Resources

Several organizations and resources can provide guidance and support in the equity capital markets sector in the Philippines:

  • Securities and Exchange Commission (SEC) - The principal regulator for securities offerings and capital market activities
  • Philippine Stock Exchange (PSE) - The main platform for share listings and trading, offering manuals and guidance for issuers
  • Bangko Sentral ng Pilipinas (BSP) - Regulates financial institutions participating in the capital markets
  • Integrated Bar of the Philippines (IBP) - Can help you find accredited legal professionals in equity capital markets
  • Philippine Association of Securities Brokers and Dealers, Inc. (PASBDI) - Offers industry perspectives and updates

For company-specific information, reviewing materials released by these agencies or consulting with industry associations may be helpful.

Next Steps

If you are considering entering the equity capital markets or are already navigating related legal challenges, it is important to take the following steps:

  1. Identify your specific goals - whether it is a public offering, private placement, compliance, or dispute resolution.
  2. Gather relevant company documents, financial records, and internal policies for review.
  3. Consult with a qualified lawyer specializing in equity capital markets law in the Philippines.
  4. Prepare for an initial consultation by listing questions, clarifying your objectives, and outlining preliminary concerns.
  5. Ensure ongoing legal guidance throughout your transaction or compliance process to mitigate risks and meet regulatory requirements.

Seeking professional legal advice early can make a significant difference in the success of your equity capital markets activities in the Philippines. It provides peace of mind and safeguards your interests in an increasingly complex regulatory environment.

Lawzana helps you find the best lawyers and law firms in Philippines through a curated and pre-screened list of qualified legal professionals. Our platform offers rankings and detailed profiles of attorneys and law firms, allowing you to compare based on practice areas, including Equity Capital Markets, experience, and client feedback. Each profile includes a description of the firm's areas of practice, client reviews, team members and partners, year of establishment, spoken languages, office locations, contact information, social media presence, and any published articles or resources. Most firms on our platform speak English and are experienced in both local and international legal matters. Get a quote from top-rated law firms in Philippines - quickly, securely, and without unnecessary hassle.

Disclaimer:
The information provided on this page is for general informational purposes only and does not constitute legal advice. While we strive to ensure the accuracy and relevance of the content, legal information may change over time, and interpretations of the law can vary. You should always consult with a qualified legal professional for advice specific to your situation. We disclaim all liability for actions taken or not taken based on the content of this page. If you believe any information is incorrect or outdated, please contact us, and we will review and update it where appropriate.