Best Equity Capital Markets Lawyers in United Kingdom

Share your needs with us, get contacted by law firms.

Free. Takes 2 min.

Or refine your search by selecting a city:

Bond Adams Solicitors
Leicester, United Kingdom

Founded in 2007
50 people in their team
English
We have in house expertise and structures drawn from experience.Our reputation for quality and service is combined with an excellent practical minded approach, which is coupled by a high level of investment in information technology. We carry out transactions with clients all over the world, with...
Rothera Bray Solicitors LLP
Leicester, United Kingdom

Founded in 1893
200 people in their team
English
Client experience is integral to our core valuesOur friendly and approachable team of specialist lawyers works closely with you to assist in dealing with your legal matters. We want to build lasting relationships and we will go the extra mile to reach the best outcome for you. We are transparent...
Slater Heelis
Manchester, United Kingdom

Founded in 1773
200 people in their team
English
We offer progressive legal advice and exceptional service to commercial and not-for-profit organisations and private clients.When we act for you, we start by understanding your specific needs and what outcome you want to achieve. And because no two clients or cases are the same, we apply some fresh...
Weil, Gotshal & Manges LLP
London, United Kingdom

Founded in 1931
1,100 people in their team
English
Founded in 1931, Weil has provided legal services to the largest public companies, private equity firms and financial institutions for the past 90 years. Widely recognized by those covering the legal profession, Weil’s lawyers regularly advise clients globally on their most complex Litigation,...
Glaisyers ETL
Manchester, United Kingdom

Founded in 1974
200 people in their team
English
Our HistoryLaunched in 1974, Glaisyers Solicitors opened in Manchester. Over the years the team grew and the services offered to clients expanded. In 1993 the firm became Glaisyers Glickman after a merger with Glickman Goldstone. Over the next couple of years the firm evolved and a number of...
Arnold & Porter Kaye Scholer LLP
London, United Kingdom

Founded in 1946
2,057 people in their team
English
At Arnold & Porter, we are client-driven and industry-focused. Our lawyers practice in more than 40 practice areas across the litigation, regulatory and transactional spectrum to help clients with complex needs stay ahead of the global market, anticipate opportunities and address issues that...
Bartletts Solicitors
Liverpool, United Kingdom

Founded in 1860
200 people in their team
English
Representing Clients Since 1860We have been using the law to protect and support our clients since 1860, all the while from Marldon Chambers in Liverpool city centre. You are assured of a warm welcome from our friendly, professional team. Bartletts Solicitors has a tradition of commitment, hard...
Marsans Gitlin Baker
London, United Kingdom

Founded in 2000
50 people in their team
English
ABOUT USWhen enlisting the services of a solicitor or advocate, it is vital you choose a firm you can trust. One that offers a modern, contemporary service but also retains the traditional principles of the industry.We are a law firm that is passionate about what we do. Above all, we are a firm...
Charles & Co Solicitors
Birmingham, United Kingdom

Founded in 2003
10 people in their team
English
About Charles and Co Solicitors BirminghamCharles and Co solicitors was established in 2003 by three young, dynamic and passionate lawyers and has since grown from strength to strength. We have become a well-respected Firm by our peers in the legal profession and clients alike. We strive to provide...
Beltrami & Company Solicitors
Glasgow, United Kingdom

Founded in 1958
50 people in their team
English
About Joseph BeltramiBeltrami and Company was founded by Joseph Beltrami in 1958. Throughout an illustrious career, Beltrami appeared for the defence in over 500 murder trials and a number of high-profile cases involving, for example, Johnny Ramensky, Jimmy Boyle, and Arthur Thompson, whom he...
AS SEEN ON

About Equity Capital Markets Law in United Kingdom

Equity Capital Markets (ECM) in the United Kingdom involve the process of raising capital through the sale of shares to investors. This generally includes initial public offerings (IPOs), secondary offerings, rights issues, and private placements. The ECM sector is highly regulated to ensure transparency, protect investors, and maintain orderly markets. In the UK, ECM transactions are subject to oversight by national regulators and governed by various laws and regulations, particularly those around listings on the London Stock Exchange.

Why You May Need a Lawyer

Legal expertise is crucial in Equity Capital Markets for multiple reasons. Common situations where a lawyer’s help is essential include:

  • Advising companies planning to list on a public stock exchange
  • Drafting and reviewing prospectuses and other legal documents required by regulators
  • Ensuring compliance with UK listing and disclosure standards
  • Structuring fundraising activities such as rights issues or placings
  • Advising on legal duties of directors and officers
  • Dealing with regulatory investigations or claims arising from capital market transactions
  • Managing cross-border ECM transactions involving UK companies or investors

Due to the complex web of regulations and the high value of capital involved, legal mistakes can have serious financial and reputational consequences.

Local Laws Overview

Key aspects of UK law relevant to Equity Capital Markets include:

  • The Financial Services and Markets Act 2000 (FSMA): Sets the framework for public offers of securities and outlines disclosure obligations.
  • UK Listing Rules: Issued by the Financial Conduct Authority (FCA), these rules govern admission to, and trading on, securities exchanges such as the London Stock Exchange.
  • Market Abuse Regulation (MAR): Contains provisions on insider dealing and market manipulation, including disclosure of inside information.
  • The Companies Act 2006: Details company formation, director duties, and shareholder rights, all relevant to ECM transactions.
  • Prospectus Regulation: Requirements for producing a prospectus when offering shares to the public or seeking a stock exchange listing.

These frameworks are designed to provide transparency, investor protection, and maintain the integrity of UK capital markets.

Frequently Asked Questions

What is an Equity Capital Market transaction?

An Equity Capital Market transaction involves a company raising funds by issuing new shares to investors, commonly through IPOs, rights issues, or placings.

Who regulates ECM activities in the United Kingdom?

The Financial Conduct Authority (FCA) is the primary regulator for ECM activities in the UK. The London Stock Exchange also imposes requirements for companies whose shares are listed.

What documents are required for an IPO?

A prospectus is the main legal document required for an initial public offering. Other legal documents include listing applications, board resolutions, and shareholder approval documentation.

What are the main risks in ECM transactions?

Risks include regulatory non compliance, market volatility, inaccurate disclosures, and potential liability for directors if laws are breached.

When does a company need to publish a prospectus?

A prospectus is needed when a company makes an offer of shares to the public in the UK or applies to list its shares on a UK regulated market, subject to certain exemptions.

How does the UK protect investors in share offerings?

Strict disclosure, transparency, and conduct requirements are enforced by law to ensure investors receive complete and accurate information before making investment decisions.

Are foreign companies allowed to list on the London Stock Exchange?

Yes, foreign companies can list on the London Stock Exchange, provided they comply with UK listing rules and relevant disclosure standards.

What is insider trading, and is it illegal?

Insider trading is the use of non-public information to trade shares for personal gain. It is illegal under the UK’s Market Abuse Regulation.

What is the difference between a public and private offering?

A public offering invites the general public to buy shares, typically requiring a prospectus. A private offering targets a limited group of investors, often with fewer regulatory requirements.

How can a lawyer assist in international ECM transactions?

A lawyer helps manage compliance with multiple jurisdictions’ laws, drafts cross border documentation, and coordinates with overseas regulators and advisors.

Additional Resources

If you need more information about Equity Capital Markets in the UK, consider contacting or consulting these organizations:

  • Financial Conduct Authority - UK’s leading financial markets regulator
  • London Stock Exchange Group - Information and guidance on listing requirements
  • Law Society of England and Wales - Directory of solicitors specializing in ECM
  • Institute of Chartered Secretaries and Administrators - Guidance on corporate governance in capital markets
  • UK Government’s Companies House - Resources on company formation and compliance

Next Steps

If you are considering an ECM transaction or face a legal issue involving equity capital markets:

  1. Identify your company’s or personal ECM needs and objectives
  2. Prepare all relevant documentation including past financial statements
  3. Seek a qualified solicitor or law firm with expertise in the ECM field
  4. Gather a list of questions and objectives to discuss with your legal advisor
  5. Arrange an initial consultation to assess your legal options and obligations
  6. Follow your lawyer’s guidance on regulatory compliance, documentation, and transaction structuring

Timely legal advice is essential in ECM transactions. Take proactive steps to ensure you meet legal requirements and mitigate risks throughout the process.

Lawzana helps you find the best lawyers and law firms in United Kingdom through a curated and pre-screened list of qualified legal professionals. Our platform offers rankings and detailed profiles of attorneys and law firms, allowing you to compare based on practice areas, including Equity Capital Markets, experience, and client feedback. Each profile includes a description of the firm's areas of practice, client reviews, team members and partners, year of establishment, spoken languages, office locations, contact information, social media presence, and any published articles or resources. Most firms on our platform speak English and are experienced in both local and international legal matters. Get a quote from top-rated law firms in United Kingdom - quickly, securely, and without unnecessary hassle.

Disclaimer:
The information provided on this page is for general informational purposes only and does not constitute legal advice. While we strive to ensure the accuracy and relevance of the content, legal information may change over time, and interpretations of the law can vary. You should always consult with a qualified legal professional for advice specific to your situation. We disclaim all liability for actions taken or not taken based on the content of this page. If you believe any information is incorrect or outdated, please contact us, and we will review and update it where appropriate.