Best Financial Services Regulation Lawyers in Japan

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Shibasogo Law Offices
Tokyo, Japan

Founded in 2000
50 people in their team
Japanese
English
CorporateGeneral Legal Counsel / Legal Governance, Risk Management, and Compliance / Banking, Finance and Securities / M&ADispute Settlement, Litigation, ADRCivil Legal Practice / Collection of Claim / Real Estate / Traffic Accident / Inheritance / Domestic Affairs / Labor &...

Founded in 2009
50 people in their team
Japanese
English
Since registering as a lawyer in 2009, we have received requests from many clients, both individuals and corporations, and have handled a wide range of civil and criminal cases.In particular, in recent years, civil cases involving foreign-related elements (foreign-related domestic relations cases,...
Yokohama Partner Law Office
Yokohama, Japan

Founded in 2000
50 people in their team
Japanese
English
When I was little, I loved "The Crying Red Demon." This is a fairy tale by Hirosuke Hamada. Red Demon wants to get along with humans, but everyone is afraid of him. So, I put up a sign in front of my house to try to get people to come visit me.I am a kind-hearted demon.Anyone is welcome to come.We...
Iwatagodo Law Offices
Tokyo, Japan

Founded in 1902
50 people in their team
Japanese
English
Iwata Godo Law Office was established in 1902 as a pioneering law firm specializing in corporate law in Japan, and was established in 1902 as the Minister of Justice, member of the House of Peers, chairman of the Japan Federation of Bar Associations, chairman of the Academic Society, etc. , was...
Tokyosanno Law Offices
Minato, Japan

Founded in 2011
50 people in their team
Japanese
English
In the traditional Japanese society and economy, conflict resolution and prevention relied largely on human relations and administrative regulations, with the application of law through contracts and judicial procedures playing a secondary role. It was just a given.However, the opposite is true in...
HIRATSUKA & CO
Chiyoda-ku, Japan

Founded in 1976
50 people in their team
Japanese
English
About UsHiratsuka & Co. is a Tokyo law firm providing a full range of domestic and cross-border Japanese legal services.We are known for our clear and sensible advice, which is supported by our wealth ofexperience, thorough research and commitment to providing the highest standards ofprotection...
June Advisors Group
Minato, Japan

Founded in 2004
50 people in their team
Japanese
English
Our mission is to help you eliminate the stress and confusion of dealing with immigration and incorporation procedures so that you can stay reassured and concentrate on what you should be focusing on, making your business and life a success in Japan.It's exciting to live and experience different...

Founded in 1967
50 people in their team
Japanese
English
Over five decades ago, while at lunch in a South Florida deli, attorneys Larry J. Hoffman, Mel Greenberg, and Robert Traurig saw an opportunity to establish a new breed of law firm for South Florida; a firm that mirrored a New York style firm. In 1967, they founded the law firm Greenberg Traurig...
DT LEGAL
Tokyo, Japan

Founded in 2000
50 people in their team
Japanese
English
Innovation, transformation and leadership occur in many ways. At Deloitte, our ability to help solve clients’ most complex issues is distinct. We deliver strategy and implementation, from a business and technology view, to help you lead in the markets where you compete.Innovation, transformation...
K&L GATES
Tokyo, Japan

Founded in 1946
5,000 people in their team
Japanese
English
The legal market is rapidly changing, and so is the practice of law. It is both science and art. Clients want their law firm to be diligent and meticulous, but they also want it to solve problems with innovation and creativity. At the heart of our ethos is an inclusive and collaborative...
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About Financial Services Regulation Law in Japan

Financial Services Regulation in Japan is primarily governed by the Financial Instruments and Exchange Act (FIEA), which is designed to protect investors, ensure the soundness of financial markets, and promote fair trade. The Act outlines regulations concerning securities transactions, financial instruments business, and services related to financial markets. Oversight is provided by the Financial Services Agency (FSA), which enforces compliance and ensures that the financial system maintains its integrity and trustworthiness. The banking industry, insurance, and securities are all subject to strict regulatory standards aimed at preventing fraud and maintaining economic stability.

Why You May Need a Lawyer

Individuals and businesses may require legal help in Financial Services Regulation for several common situations:

  • Compliance and Licensing: Companies entering or operating in the financial sector need to navigate complex regulatory requirements and obtain the necessary licenses.
  • Disputes and Litigation: In cases of alleged regulatory non-compliance, fraud, or disputes between financial service providers and clients, legal representation is crucial.
  • Regulatory Changes: Staying abreast of frequent changes in financial regulations can be challenging without legal expertise.
  • Internal Audits and Investigations: Conducting audits or investigations to ensure internal compliance with financial laws.
  • Transactional Assistance: Legal advice is often needed for mergers, acquisitions, or other significant financial transactions within regulated industries.

Local Laws Overview

Japan’s financial regulatory landscape is characterized by several critical components:

  • Financial Instruments and Exchange Act (FIEA): This is the cornerstone of financial regulation, establishing rules for securities, collective investment schemes, and derivatives trading.
  • Banking Act: Regulates banking activities, ensuring stability and compliance with prudential standards.
  • Insurance Business Act: Governs the conduct of insurance companies, focusing on consumer protection and market order.
  • Money Lending Business Act: Addresses money lending practices and consumer protection in lending.
  • AML/CTF Regulations: AML (Anti-Money Laundering) and CTF (Counter Terrorism Financing) laws impose requirements to prevent illicit financial activities.

Frequently Asked Questions

What is the role of the Financial Services Agency (FSA) in Japan?

The FSA is the principal regulatory body overseeing financial markets, institutions, and investor protection in Japan. It also actively supervises financial institutions to ensure legal compliance and market stability.

Do foreign financial companies need a license to operate in Japan?

Yes, any foreign financial company looking to conduct business in Japan must apply for and receive the necessary licenses from the FSA according to the Financial Instruments and Exchange Act.

What are the penalties for non-compliance with financial regulations in Japan?

Penalties can include fines, revocation of licenses, administrative sanctions, and, in severe cases, criminal charges against individuals or entities.

How often are financial laws updated in Japan?

Financial laws in Japan are frequently revised to keep pace with global financial trends and challenges. Staying informed requires ongoing legal guidance.

What protections exist for consumers in financial transactions?

The FIEA and other consumer protection laws establish standards requiring transparency and disclosure in financial transactions, ensuring fair treatment for consumers.

How is cryptocurrency regulated in Japan?

Cryptocurrency exchanges are regulated under the FIEA and the Payment Services Act, requiring registration with the FSA. Enhanced measures focus on AML and consumer protection.

What is the process to report financial misconduct in Japan?

Financial misconduct can be reported to the FSA, which offers channels for whistleblowing and investigations of suspicious or non-compliant activities.

Are there specific regulations for fintech companies in Japan?

Yes, fintech companies must comply with the FIEA and other relevant laws, with specific regulatory frameworks aimed at promoting innovation while ensuring consumer protection and security.

Can individuals represent themselves in regulatory disputes?

While legally allowed, self-representation in complex financial regulatory disputes is not advisable due to the intricate nature of the laws and potential consequences.

What is the scope of the Banking Act in Japan?

The Banking Act governs the establishment and operation of banks, focusing on ensuring the stability and soundness of banking operations and protecting depositors' interests.

Additional Resources

For further assistance and information on Financial Services Regulation in Japan, the following resources can be useful:

  • Financial Services Agency (FSA): The official regulatory body overseeing compliance and regulation of financial institutions.
  • Japan Federation of Bar Associations: Offers legal advice and resources for anyone seeking legal professionals with expertise in financial regulation.
  • Japan Exchange Group (JPX): Provides information on market operations and investor guidance.
  • Consumer Affairs Agency: Offers resources related to consumer rights in financial transactions.

Next Steps

If you require legal assistance in the field of Financial Services Regulation, consider the following steps:

  • Consult a Specialized Lawyer: Look for an attorney or law firm with expertise in Japanese financial regulation to get tailored advice and represent your interests.
  • Gather Documentation: Compile any relevant documents or materials relevant to your case or situation to provide to your legal counsel.
  • Understand Your Options: Discuss with your lawyer the possible legal avenues and the implications of each route before deciding how to proceed.
  • Stay Informed: Continually educate yourself on the relevant laws and regulations, seeking updates from reliable sources.
Lawzana helps you find the best lawyers and law firms in Japan through a curated and pre-screened list of qualified legal professionals. Our platform offers rankings and detailed profiles of attorneys and law firms, allowing you to compare based on practice areas, including Financial Services Regulation, experience, and client feedback. Each profile includes a description of the firm's areas of practice, client reviews, team members and partners, year of establishment, spoken languages, office locations, contact information, social media presence, and any published articles or resources. Most firms on our platform speak English and are experienced in both local and international legal matters. Get a quote from top-rated law firms in Japan - quickly, securely, and without unnecessary hassle.

Disclaimer:
The information provided on this page is for general informational purposes only and does not constitute legal advice. While we strive to ensure the accuracy and relevance of the content, legal information may change over time, and interpretations of the law can vary. You should always consult with a qualified legal professional for advice specific to your situation. We disclaim all liability for actions taken or not taken based on the content of this page. If you believe any information is incorrect or outdated, please contact us, and we will review and update it where appropriate.