Best Financial Services Regulation Lawyers in New Delhi

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Bharucha & Partners
New Delhi, India

Founded in 2008
50 people in their team
Hindi
English
Founded in 2008 on immutable principles of professional ethics and excellence, Bharucha & Partners is a full-service law firm, with offices in Mumbai, New Delhi, and Bengaluru in India.We are a Firm of practitioners, with 13 Partners and over 80 lawyers offering a blend of rich experience,...

Founded in 2007
50 people in their team
Hindi
English
OverviewKhurana & Khurana, Advocates and IP Attorneys (K&K) is more than a full service Intellectual Property and Commercial Law firm. K&K was formed in the year 2007 with a very firm focus of providing end-to-end IP Prosecution, Litigation and Commercial Law services in a manner that...
Siddharth Jain & Co
New Delhi, India

Founded in 2015
English
Siddharth Jain & Co, a distinguished law firm based in India, offers comprehensive legal services across a wide spectrum of practice areas. Renowned for their expertise in civil, criminal, and business law, the firm takes pride in providing tailored legal solutions that meet the diverse needs of...
Oberoi Law Chambers
New Delhi, India

Founded in 2008
15 people in their team
English
Hindi
The Firm was founded in the year 2008, with the motto - “JUSTICE FOR ALL” . Oberoi Law Chamber’s is shielded by Advocate Gagan Oberoi having an experience of 14+ years in the industry with efficient lobby and irrefutable liaising across India, along with his team of experienced lawyers to fix...
Vaish Associates Advocates
New Delhi, India

Founded in 1971
500 people in their team
Hindi
English
ABOUT THE FOUNDER LATE MR. O.P. VAISHSet up in 1971, the growth of Vaish Associates Advocates (“Firm”) is a glowing tribute to its founder, Late Mr. O.P. Vaish. His visionary leadership, mentoring and hard work has helped the Firm to emerge as one of the better known law firms in the country....
DB Law Offices
New Delhi, India

Founded in 2014
5 people in their team
English
Hindi
Bengali
DB Law Offices (DBLO), a New Delhi based Lawyers' Office, primarily an upgraded Law Chamber, into Litigation & Arbitration Practice, in the area of Civil, Commercial, Company, Insolvency & Bankruptcy, Real Estate, Property and Consumer Law disputes. The firm is spearheaded by Mr. D....

Founded in 2015
1,000 people in their team
Hindi
English
Who we areShardul Amarchand Mangaldas & Co, among India’s pre-eminent law firms, is built on a century of excellence.As one of India’s marquee law firms, we help our clients grow, innovate and thrive. For over a century, we have built a reputation for our expertise, specialised solutions...
Lawgical Associates
New Delhi, India

Founded in 2018
15 people in their team
English
Hindi
Lawgical Associates is a full-service law firm which believes in “Guiding its Clients Lawfully”. All the Partners of the Firm have more than 20 years of experience in their respective practice areas and bring strong expertise and value addition in providing pragmatic and results-oriented...
Remfry & Sagar
New Delhi, India

Founded in 1827
200 people in their team
Hindi
English
Since 1827, we have seen ideas of grand proportions flourish through numerous changes in IP law and climate.Remfry & Sagar is a pioneering firm that advises more than 8000 clients worldwide on their trademarks, patents, designs, copyright, geographical indications, domain names and unfair...
S&A Law Offices
New Delhi, India

Founded in 2002
English
S&A Law Offices is a full-service law firm in India, renowned for its comprehensive legal solutions across diverse practice areas and industries. With a team exceeding 300 professionals-including seasoned advocates, chartered accountants, company secretaries, patent agents, and specialized...
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About Financial Services Regulation Law in New Delhi, India

Financial Services Regulation in New Delhi, India, is an intricate and comprehensive system designed to oversee the operations and ensure the stability of the financial sector, including banking, securities, insurance, and non-banking financial companies (NBFCs). It is governed primarily by the Reserve Bank of India (RBI), the Securities and Exchange Board of India (SEBI), the Insurance Regulatory and Development Authority of India (IRDAI), and other key regulatory bodies. These regulations are crucial for maintaining economic equilibrium, protecting investors, and preventing financial fraud.

Why You May Need a Lawyer

Individuals or businesses may require legal assistance in Financial Services Regulation for several reasons:

  • Compliance: Ensuring adherence to complex regulatory frameworks and avoiding legal penalties.
  • Dispute Resolution: Resolving conflicts with financial institutions or regulatory bodies.
  • Licensing: Navigating the process of obtaining necessary licenses for financial operations or services.
  • Mergers and Acquisitions: Legal due diligence and documentation for financial transactions.
  • Consumer Protection: Addressing grievances and fraudulent activities in financial services.

Local Laws Overview

New Delhi operates under a network of national financial regulations, which include:

  • The Reserve Bank of India Act, 1934: Governs banking operations and functions of the RBI.
  • The Securities and Exchange Board of India Act, 1992: Regulates securities markets to protect investors.
  • The Insurance Regulatory and Development Authority Act, 1999: Oversees and monitors the insurance sector.
  • The Banking Regulation Act, 1949: Provides a framework for the regulation of the banking sector.
  • The Companies Act, 2013: Central legislation for company formation and operation.

Frequently Asked Questions

What is the role of the Reserve Bank of India in financial regulation?

The Reserve Bank of India regulates and supervises public sector banks, private banks, and NBFCs, ensuring they comply with the broader financial laws of the country.

Who oversees the securities markets in India?

The Securities and Exchange Board of India (SEBI) is responsible for regulating and developing the securities market, protecting investors and ensuring the market's efficiency.

What should I do if I suspect financial fraud?

If you suspect financial fraud, you should immediately report it to the respective financial institution and consider contacting a lawyer for guidance on legal recourse.

How are insurance companies regulated in New Delhi?

Insurance companies are regulated by the Insurance Regulatory and Development Authority of India (IRDAI), which ensures the industry's growth and protection of policyholders.

Are there specific regulations for digital banking services?

Yes, digital banking services are subject to regulations under the Payment and Settlement Systems Act, 2007 and guidelines issued by the RBI regarding digital transactions and security standards.

How do I obtain a financial services license?

Obtaining a financial services license usually involves applying to the relevant regulatory body, meeting specific requirements, and undergoing a thorough compliance review.

Can a lawyer help with regulatory compliance?

Absolutely. Lawyers specializing in financial services regulation can help ensure that your business complies with all necessary legal requirements, minimizing the risk of penalties.

What are the penalties for non-compliance with financial regulations?

Penalties can vary widely but may include fines, sanctions, disqualification of directors, or revocation of licenses, depending on the severity of the non-compliance.

How does the public access financial regulatory rulings?

Many regulatory bodies publish their rulings and guidelines on their official websites, providing the public with access to current regulations and decisions.

What legal options are available in case of a financial dispute?

Options include negotiation and settlement, arbitration, and litigation in courts, depending on the nature of the dispute and the entities involved.

Additional Resources

Here are some resources and organizations that could be helpful:

  • Reserve Bank of India (RBI)
  • Securities and Exchange Board of India (SEBI)
  • Insurance Regulatory and Development Authority of India (IRDAI)
  • Ministry of Finance, Government of India
  • Confederation of Indian Industry (CII)

Next Steps

If you need legal assistance in Financial Services Regulation, consider the following steps:

  • Identify your specific legal needs and gather all relevant documents.
  • Research and contact a specialized lawyer or legal firm with expertise in financial regulation law.
  • Schedule a consultation to discuss your case and explore legal strategies.
  • Ensure that the legal representative is equipped to navigate both local and national regulations effectively.
  • Stay informed about changes in financial regulations that may impact your situation.
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Disclaimer:
The information provided on this page is for general informational purposes only and does not constitute legal advice. While we strive to ensure the accuracy and relevance of the content, legal information may change over time, and interpretations of the law can vary. You should always consult with a qualified legal professional for advice specific to your situation. We disclaim all liability for actions taken or not taken based on the content of this page. If you believe any information is incorrect or outdated, please contact us, and we will review and update it where appropriate.