Share your needs with us, get contacted by law firms.
Free. Takes 2 min.
Funds and asset management law governs the organization, regulation, and supervision of investment funds and the management of assets on behalf of clients. In Kriens, Switzerland, this legal field is influenced by national Swiss law and shaped by global standards. The city is home to a variety of financial service providers, including asset management companies, investment advisors, and fund administrators. Swiss law is widely respected for its stability, transparency, and investor protection mechanisms, making Kriens an attractive location for both domestic and international funds and asset managers.
There are several situations where legal assistance in funds and asset management becomes essential. You may need a lawyer if you are setting up a new investment fund or asset management company, seeking to understand your regulatory obligations, or facing compliance audits. Legal guidance is also crucial when dealing with disputes between investors and managers, when drafting or reviewing complex fund documentation, or when conducting cross-border transactions. Engaging a legal expert helps clients minimize risks, ensure regulatory compliance, and protect their financial interests in an ever-changing financial environment.
In Switzerland, including Kriens, funds and asset management activities are governed primarily by the Financial Institutions Act (FinIA), the Financial Services Act (FinSA), and the Collective Investment Schemes Act (CISA). These laws set out requirements for fund authorization, licensing of asset managers, conduct of business standards, and investor protection. Key aspects include:
Local cantonal regulations may also apply, especially concerning business establishment and taxation. Seeking legal counsel ensures you adhere to both federal and any applicable cantonal laws.
FINMA is the Swiss financial markets regulator. It licenses and supervises fund managers, asset managers, and collective investment schemes to ensure that they operate in line with Swiss law and safeguard investor interests.
Yes. Asset managers who manage assets professionally for third parties are typically required to obtain a license from FINMA, except for certain limited exemptions.
Swiss law recognizes several types of investment funds, including contractual investment funds, investment companies with variable capital (SICAVs), and limited partnership for collective investment (LPCIs). Each type has specific legal requirements.
Investment funds are generally not subject to income tax at the fund level. However, income and capital gains distributed to investors may be subject to withholding tax and personal or corporate income tax, depending on the investor’s status and residency.
Yes, but the marketing of foreign investment funds to Swiss investors usually requires prior authorization from FINMA, and compliance with Swiss marketing and disclosure rules.
Key obligations include anti-money laundering controls, risk management, investor due diligence, periodic reporting, and maintaining transparent and fair fee structures.
Fund documentation must clearly outline the fund’s objectives, investment policies, risk factors, governance structure, fees, and redemption mechanisms. A lawyer ensures these documents meet legal requirements and protect both clients and managers.
Yes, certain funds are reserved for qualified investors, such as institutional investors or high-net-worth individuals, while others may be offered to the general public, subject to regulatory conditions.
Disputes are often resolved through negotiation or mediation. If necessary, legal proceedings can be initiated in Swiss courts, and having a qualified lawyer ensures your rights and interests are robustly represented.
Yes, but cross-border asset management is subject to both Swiss regulations and the laws of the relevant foreign jurisdictions. This requires careful legal assessment to ensure compliance and avoid regulatory pitfalls.
If you are seeking further information or support regarding funds and asset management in Kriens, consider contacting these resources:
If you require legal assistance with funds and asset management in Kriens, Switzerland, start by clearly identifying your needs, such as fund setup, compliance, investor relations, or dispute resolution. Gather any relevant documents and details. Contact a law firm or independent legal advisor who specializes in Swiss financial and investment regulations. Scheduling a consultation will allow you to explain your situation, receive tailored advice, and take confident steps toward meeting your legal and business objectives in funds and asset management.
