Best Investment Lawyers in New York

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Davies & Associates, LLC

Davies & Associates, LLC

New York, United States

Founded in 2020
100 people in their team
Davies & Associates ("D&A") has grown to become the largest global law firm specializing in US, UK and Italian business and investment...
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Jones Day

Jones Day

New York, United States

Founded in 1893
2,500 people in their team
Jones Day has a history of more than 125 years and a culture of client service and professionalism based on explicit shared values. These values...
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Potomac Law Group, PLLC.

Potomac Law Group, PLLC.

New York, United States

125 people in their team
Innovation, Excellence, and ProfessionalismPotomac Law is committed to innovation, excellence, and professionalism. Our value stems directly from the...
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Dorsey & Whitney LLP

Dorsey & Whitney LLP

New York, United States

Founded in 1912
1,390 people in their team
worldwide advantageYOUR BUSINESS REQUIRES AN ADVANTAGE, AN EDGE, TO SUCCEED IN A HIGHLY COMPETITIVE WORLD.Dorsey’s lawyers and staff can help you...
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Perkins Coie LLP

Perkins Coie LLP

New York, United States

Founded in 1912
2,875 people in their team
Perkins Coie is a leading international law firm that is known for providing high value, strategic solutions and extraordinary client service on...
English
Fenwick & West LLP

Fenwick & West LLP

New York, United States

Founded in 1972
1,118 people in their team
Fenwick & West LLP provides comprehensive legal services to ground-breaking technology and life sciences companies – at every stage of their...
English
Lippes Mathias LLP

Lippes Mathias LLP

New York, United States

Founded in 1965
177 people in their team
Lippes Mathias LLP is a full-service law firm with more than 135 attorneys serving clients regionally, nationally, and internationally. With offices...
English
Arnold & Porter Kaye Scholer LLP

Arnold & Porter Kaye Scholer LLP

New York, United States

Founded in 1946
2,057 people in their team
At Arnold & Porter, we are client-driven and industry-focused. Our lawyers practice in more than 40 practice areas across the litigation,...
English
Weil, Gotshal & Manges LLP

Weil, Gotshal & Manges LLP

New York, United States

Founded in 1931
1,100 people in their team
Founded in 1931, Weil has provided legal services to the largest public companies, private equity firms and financial institutions for the past 90...
English
Greenberg Traurig, LLP.

Greenberg Traurig, LLP.

New York, United States

Founded in 1967
2,300 people in their team
Five decades ago, while at lunch in a South Florida deli, attorneys Larry J. Hoffman, Mel Greenberg, and Robert Traurig saw an opportunity to...
English

About Investment Law in New York, United States

Investment law in New York involves the regulation and oversight of securities, finances, and other monies invested in corporations, partnerships, stock, or any other assets. This legal area primarily seeks to protect investors from misleading business practices, investment fraud, and inside trading. It also aims to ensure the fair distribution of relevant information that can affect the investments' value. The key governing bodies for these laws at the federal level are the U.S. Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). However, the New York State Attorney General's office also plays a significant role at the state level through the Investor Protection Bureau.

Why You May Need a Lawyer

Investment transactions can be complex, posing substantial financial risks. Legal advice can help understand these risks and navigate the investment process. A lawyer can be critical when starting a new venture, raising capital for a business, buying or selling a business, engaging in large transactions like mergers or acquisitions, or dealing with accusations of fraudulent practices or insider trading. Additionally, if you suspect your investment advisor of misconduct, a lawyer can help investigate and take appropriate legal actions.

Local Laws Overview

New York law mandates that all securities offerings in the state must either be registered or exempt from registration. The state's Martin Act empowers the New York Attorney General to combat financial fraud, including securities fraud. Additionally, the New York Stock Exchange (NYSE), with its strict regulations, is a global leader in stock and securities exchange regulations.

Frequently Asked Questions

What is the 'Blue Sky Law'?

The Blue Sky Law applies to the sale of securities to protect individuals from investing in fraudulent securities. It mandates that companies disclose accurate financial information when offering investments.

What is considered investment fraud?

Investment fraud involves deceiving investors or manipulating financial markets. Practices such as Ponzi schemes, insider trading, and misrepresentation of investment information generally fall under it.

What is the role of the NYSE in investment regulations?

The NYSE oversees the buying, trading, and selling of stocks and securities. It enforces various regulations to ensure transparency and maintain investor trust.

What should I do if I am a victim of securities fraud?

If you suspect securities fraud, it is recommended to seek immediate legal assistance. An experienced lawyer can guide you through the process of reporting the issue to the relevant agencies and potentially recovering your losses.

How can a lawyer help me in my investment process?

A lawyer can help understand the legal implications, direct you on regulatory compliance, evaluate contracts, and assist in negotiations. They can also provide legal defense if any disputes arise.

Additional Resources

Reputable resources for understanding investment laws in New York include the Investor Protection Bureau of the New York State Attorney General's office, the SEC, FINRA, and the NYSE. These organizations offer educational materials and can be crucial in understanding any legal matters related to investing.

Next Steps

If you need legal assistance in an investment-related matter, it is recommended to consult with a lawyer specializing in this area. Before hiring, ensure that they have significant experience with investment law in New York. Prepare for your consultation by gathering relevant documents and jotting down questions you may have. Remember, understanding and complying with investment laws can help protect your assets and legal rights.

Disclaimer:
The information provided on this page is intended for informational purposes only and should not be construed as legal advice. While we strive to present accurate and up-to-date information, we cannot guarantee the accuracy, completeness, or currentness of the content. Laws and regulations can change frequently, and interpretations of the law can vary. Therefore, you should consult with qualified legal professionals for specific advice tailored to your situation. We disclaim all liability for actions you take or fail to take based on any content on this page. If you find any information to be incorrect or outdated, please contact us, and we will make efforts to rectify it.