Best Funds & Asset Management Lawyers in Beijing

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Fred Kan & Co.
Beijing, China

Founded in 1981
English
Established in 1981, Fred Kan & Co. is a Hong Kong-based law firm renowned for delivering comprehensive legal services to both domestic and international corporate clients. The firm's practice areas encompass company and corporate finance, intellectual property, employment, dispute resolution, real...

Founded in 1986
English
Established in 1986 by Manuela António, Manuela António - Lawyers and Notaries is a full-service law firm based in Macau. The firm has developed a reputation for delivering high-quality legal services across various practice areas, including banking and finance, corporate mergers and...
Jones Day
Beijing, China

Founded in 1893
2,500 people in their team
Chinese
English
Jones Day has a history of more than 125 years and a culture of client service and professionalism based on explicit shared values. These values include providing pro bono legal services, building diversity in our profession, and supporting outreach efforts around the world.Jones Day has a long...
Guantao Law Firm
Beijing, China

Founded in 1994
50 people in their team
Chinese
English
Founded in Beijing in 1994, Guantao Law Firm is one of the leading law firms in China. After almost three decades of expansion and innovation, Guantao now has a team of over 300 partners and 1,200 lawyers.Full spectrum offerings With 26 domestic and overseas offices, Guantao provides...

English
Established in 2013, CFS - Luís Cavaleiro de Ferreira, Ricardo Silva & Associados is a prominent full-service law firm based in Macau. The firm has built a strong reputation for delivering high-quality, innovative, and practical legal advice, adhering to international standards of responsiveness...

Founded in 1996
50 people in their team
Chinese
English
Guangsheng & Partners Law Offices (“G&P”) is a full-range service law firm based in Beijing with branch office in Shanghai.  As one of the leading and largest law firms in China, G&P was originated from China Legal Affairs Center established in 1985, which was affiliated...
C&C Lawyers
Beijing, China

Founded in 1996
English
Established in 1996, C&C Lawyers is one of Macau's largest and most respected law firms, offering comprehensive legal services across various practice areas. The firm is organized by specialized departments, enabling its team of over 30 lawyers and 40 supporting staff to provide in-depth legal...
Long'an Law Firm
Beijing, China

Founded in 1992
50 people in their team
Chinese
English
Long An Law Firm is a full service Chinese law firm with thirty-three offices in all major metropolis across China. Founded in 1992, when China embarked on the process of privatization and reform of its economy, our first office in Beijing was one of the earliest private law partnerships licensed...
Effort Law Firm
Beijing, China

Founded in 1998
50 people in their team
Chinese
English
Co-effort Law Firm is a comprehensive professional legal service organization with a global perspective and local wisdom, dedicated to providing professional legal services to clients. Uphold the concept of "Service Creates Value", We are committed to achieving our own value and social value...
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About Funds & Asset Management Law in Beijing, China

Funds and asset management law in Beijing covers the regulation and supervision of collective investment schemes, private equity funds, hedge funds, mutual funds, and the management of assets for clients. As the capital and financial hub of China, Beijing serves as a central location for regulatory bodies and is home to major financial institutions. The legal framework governing funds and asset management is mainly established by national authorities such as the China Securities Regulatory Commission (CSRC) and supplemented by relevant local requirements in Beijing. The area of law addresses fund formation, registration, disclosure, investor protection, compliance obligations, anti-money laundering, and dispute resolution.

Why You May Need a Lawyer

Seeking legal advice in the realm of funds and asset management can help individuals and businesses navigate a complex set of rules and ensure compliance. Here are some common situations when legal help may be necessary:

  • Forming or registering a new investment fund or asset management company
  • Entering a joint venture involving fund products or assets
  • Negotiating and drafting investment agreements or fund documentation
  • Complying with disclosure and regulatory requirements set by the CSRC or local Beijing authorities
  • Dealing with disputes relating to fund performance or management
  • Conducting due diligence before making investments or acquiring fund managers
  • Responding to investigations or enforcement actions regarding fund management practices
  • Advising on cross-border fund activity involving international investors or investments

Local Laws Overview

The legal landscape for funds and asset management in Beijing is defined by several key laws and regulations. The Securities Investment Fund Law of the People's Republic of China regulates the formation, management, and operation of securities funds. The Interim Measures for the Supervision and Administration of Private Investment Funds governs private funds, while the Asset Management Association of China (AMAC) issues self-regulatory rules for fund managers and practitioners. Regulatory policies concerning anti-money laundering, data privacy, and foreign investment also apply. Local Beijing authorities may have additional requirements for fund registration and information disclosure, making legal advice essential to ensure full compliance in both national and municipal contexts.

Frequently Asked Questions

What is the main regulatory body for funds and asset management in Beijing?

The China Securities Regulatory Commission (CSRC) is the primary national regulator for funds and asset management. In addition, the Local Financial Supervision and Administration Bureau in Beijing may implement specific local requirements.

Do I need to register my fund with authorities in Beijing?

Yes, most types of funds must be registered with the CSRC or filed with the Asset Management Association of China. Local registrations or filings may also be necessary depending on the type of fund and business model.

What are the main types of funds in China?

The main types include public securities investment funds, private equity funds, venture capital funds, hedge funds, and real estate funds.

Can foreign investors participate in domestic funds in Beijing?

Yes, but there are restrictions and special procedures for cross-border investments. Legal advice is highly recommended for navigating foreign exchange and investment controls.

What are the compliance requirements for fund managers?

Fund managers are required to obtain appropriate licenses, set up robust internal controls, comply with anti-money laundering regulations, and file periodic reports with regulators.

How are disputes between investors and fund managers resolved?

Disputes can be settled through mediation, arbitration, or litigation in Chinese courts, depending on contract terms and the nature of the dispute.

What disclosures must be made to investors?

Fund managers must provide information on fund strategy, performance, risks, fees, conflicts of interest, and periodic portfolio updates to investors as required by law.

What penalties exist for non-compliance?

Penalties can include fines, suspension or revocation of licenses, reputational damage, and personal liability for executives.

Are there specific requirements for marketing funds in Beijing?

There are rules limiting how and to whom funds can be marketed. Public offerings are highly regulated, and private placements have strict investor suitability requirements.

How can I verify if a fund manager is properly licensed?

You can check with the Asset Management Association of China or the CSRC through their official channels to confirm licensing status.

Additional Resources

Several organizations and authorities provide valuable information and assistance on funds and asset management in Beijing:

  • China Securities Regulatory Commission (CSRC)
  • Asset Management Association of China (AMAC)
  • Beijing Local Financial Supervision and Administration Bureau
  • Chinese Institute of Certified Public Accountants
  • China Banking and Insurance Regulatory Commission (CBIRC)

Next Steps

If you need legal assistance with funds and asset management matters in Beijing, consider the following steps:

  • Identify your specific legal needs, such as fund formation, licensing, or dispute resolution
  • Gather any relevant documentation, including contracts, fund structures, and correspondence with regulators
  • Consult a qualified lawyer or law firm with expertise in funds and asset management law in Beijing
  • Prepare a list of questions or concerns to discuss during your initial consultation
  • Follow the advice provided to ensure your activities comply with all local and national regulations

Legal requirements in the funds and asset management sector are frequently updated, so staying informed and working with experienced local legal professionals is essential for success.

Lawzana helps you find the best lawyers and law firms in Beijing through a curated and pre-screened list of qualified legal professionals. Our platform offers rankings and detailed profiles of attorneys and law firms, allowing you to compare based on practice areas, including Funds & Asset Management, experience, and client feedback. Each profile includes a description of the firm's areas of practice, client reviews, team members and partners, year of establishment, spoken languages, office locations, contact information, social media presence, and any published articles or resources. Most firms on our platform speak English and are experienced in both local and international legal matters. Get a quote from top-rated law firms in Beijing, China - quickly, securely, and without unnecessary hassle.

Disclaimer:
The information provided on this page is for general informational purposes only and does not constitute legal advice. While we strive to ensure the accuracy and relevance of the content, legal information may change over time, and interpretations of the law can vary. You should always consult with a qualified legal professional for advice specific to your situation. We disclaim all liability for actions taken or not taken based on the content of this page. If you believe any information is incorrect or outdated, please contact us, and we will review and update it where appropriate.