Best Securities Lawyers in Malaysia

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Trowers & Hamlins
Kuala Lumpur, Malaysia

English
Trowers & Hamlins, operating in Malaysia since 2012, is a distinguished international law firm renowned for its expertise in Islamic finance, mergers and acquisitions, and private equity. The firm's Kuala Lumpur office plays a pivotal role in advising on cross-border transactions across sectors...
Alan Lim & Salawati
Petaling Jaya, Malaysia

English
Alan Lim & Salawati (ALSA) is a distinguished Malaysian law firm renowned for its comprehensive legal services in conveyancing, banking, corporate law, taxation, and general litigation. Established in 2011 by Alan Lim Meng Sue and Salawati Bt Desa, ALSA builds upon over two decades of legal...
Chye Kwee Yeow & Co.
Kluang, Malaysia

Founded in 1996
English
Established in 1996, Chye Kwee Yeow & Co. is a distinguished law firm based in Johor, Malaysia, offering a comprehensive range of legal and advisory services. The firm's areas of expertise encompass conveyancing, corporate law, estate distribution, family law, and civil litigation. With a...

Founded in 2019
English
Lim Law Chambers is a distinguished law firm located in Johor Bahru, Malaysia, renowned for its comprehensive range of legal services. Specializing in areas such as family law-including on-site divorce services-estate planning, business contracts, real estate transactions, criminal defense, and...
Lim Chee Wee Partnership
Kuala Lumpur, Malaysia

Founded in 2020
English
Lim Chee Wee Partnership (LCWP) is a boutique law firm in Malaysia, specializing in international arbitration, commercial litigation, and contentious restructuring and insolvency. Established in July 2020, LCWP has rapidly gained recognition for its adept handling of complex, high-value disputes...
Izad Kazran & Co (IKC)
Kuala Lumpur, Malaysia

Founded in 2014
English
Izad Kazran & Co (IKC), established in 2014 and rebranded in 2018, has rapidly ascended as a prominent full-service law firm in Malaysia. With offices in Mont' Kiara, Kuala Lumpur, and Southkey, Johor Bahru, IKC specializes in Dispute Resolution, Corporate, and Real Estate law. The firm's...
AARON SANKAR & CO.
Kuala Lumpur, Malaysia

English
Established in January 2021, Aaron Sankar & Co. is a boutique law firm in Malaysia specializing in corporate and commercial law, mergers and acquisitions, projects, and real estate. The firm has expanded its practice areas to include intellectual property, franchise and licensing, and competition...
Suzanne, Lye, Fairuz & Yaw
Petaling Jaya, Malaysia

Founded in 2020
English
Suzanne, Lye, Fairuz & Yaw (SLFY) is a boutique law firm based in Petaling Jaya, Malaysia, offering comprehensive legal services across key practice areas, including real property, corporate and commercial matters, general and civil litigation, debt recovery, employment, and individual and family...
Tay Chambers
Johor Bahru, Malaysia

Founded in 2020
60 people in their team
English
Chinese
Malay
Website: www.taychambers.comTay Chambers is a full-service Malaysian law firm with headquarters at Johor Bahru and branches at Kuala Lumpur, Selangor and Batu Pahat, Johor.We offer a comprehensive suite of legal services under four main practice areas, namely(i) Dispute Resolution & Civil...

Founded in 2004
English
Messrs Sheila Hussain Vijay & Partners, established on April 1, 2004, is a dynamic commercial law firm based in Kuala Lumpur, Malaysia. The firm is led by partners Shakiroh Binti Mohd Ezmi, Vijayaraj R Kanniah, and Kwan Siew May, who collectively bring extensive experience in various legal...
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About Securities Law in Malaysia

Securities law in Malaysia is an integral part of the country's financial legal framework, primarily governed by the Securities Commission Malaysia (SC). It covers the regulation of equities, debt securities, derivatives, and the various activities of the capital market. The main legislative act is the Capital Markets and Services Act 2007 (CMSA), which provides a comprehensive framework for the regulation and supervision of all capital market activities, including securities trading and investments. It aims to protect investor interests and ensure a fair, efficient, and transparent securities market.

Why You May Need a Lawyer

Engaging a lawyer in securities can be crucial in several situations, such as:

  • Investments and Trade Disputes: If you experience any issues or disputes arising from your investments or trading activities.
  • Compliance and Regulatory Requirements: When navigating complex compliance regulations for new securities issues or corporate transactions.
  • Litigation: If you're involved in any litigation concerning securities fraud, insider trading, or misleading statements.
  • Public Offerings: Assisting with the legal framework and documentation necessary for initial public offerings (IPOs).
  • Mergers and Acquisitions: Structuring and facilitating legal processes in transactions involving securities.

Local Laws Overview

Key aspects of securities laws in Malaysia include:

  • Securities Commission Malaysia (SC): This body is the main regulator of the securities industry, ensuring compliance with securities laws, licensing of market intermediaries, and protection of investor interests.
  • Capital Markets and Services Act 2007 (CMSA): This legislation provides the foundation of Malaysian securities laws and regulations.
  • Listing Requirements: Rules under Bursa Malaysia for listing and trading of securities, including disclosure obligations and governance standards.
  • Anti-Fraud Provisions: Regulations under the CMSA to prevent and punish deceptive practices in securities transactions.
  • Insider Trading Laws: Strict prohibitions and penalties for trading based on non-public information.

Frequently Asked Questions

What is the role of the Securities Commission Malaysia?

The Securities Commission Malaysia (SC) is the regulatory authority overseeing Malaysia's capital market, ensuring market integrity and investors' protection.

What is considered insider trading in Malaysia?

Insider trading involves trading securities based on material non-public information. It is illegal under Malaysian law, with significant penalties for violations.

How are securities disputes resolved in Malaysia?

Securities disputes can be resolved through regulatory bodies, arbitration, or litigation in the Malaysian courts, depending on the nature of the issue.

What are the steps to launch an Initial Public Offering (IPO) in Malaysia?

The process involves preparing a prospectus, meeting the listing requirements of Bursa Malaysia, and gaining approval from the SC.

What are the penalties for violating securities laws in Malaysia?

Penalties include fines, imprisonment, and being barred from the securities industry, depending on the severity of the violation.

How can I protect myself from securities fraud?

Investors should conduct due diligence, seek advice from reputable financial advisors, and ensure compliance with securities regulations.

Are there rules regarding the disclosure of information by listed companies?

Yes, companies must comply with continuous disclosure requirements, providing timely and accurate information to maintain market transparency.

How does one become a licensed market intermediary?

Applicants must meet the qualifications and requirements set by the SC for obtaining a license to operate as a market intermediary.

How can foreign investors participate in the Malaysian securities market?

Foreign investors can participate through various schemes approved by the SC, subject to regulatory requirements and investment guidelines.

What is the Capital Markets and Services Act 2007 (CMSA)?

The CMSA is the primary legislation governing Malaysia's securities, capital markets, and related services to promote efficient and transparent markets.

Additional Resources

For further assistance, consider the following resources:

  • Securities Commission Malaysia (SC): The main regulatory authority ensuring orderly and fair capital markets.
  • Bursa Malaysia: The official stock exchange offering information on trading and listing requirements.
  • Legal Firms Specializing in Securities Law: Seek out law firms experienced in securities regulations and market practices.
  • InvestSmart®: An initiative by the SC to educate investors and promote market awareness.
  • Capital Market Development Fund (CMDF): Provides funding for initiatives to develop Malaysia's capital markets.

Next Steps

If you require legal assistance in securities, consider these steps:

  1. Identify Your Legal Needs: Clearly outline the issues you face or the services you require in the securities market.
  2. Seek Specialist Advice: Contact law firms or legal advisors who specialize in securities law for initial consultations.
  3. Prepare Documentation: Gather all relevant documents, such as contracts, trade confirmations, or regulatory communications.
  4. Engage Legal Representation: Once you have reviewed qualifications and fees, formally engage the services of a legal professional.
  5. Stay Informed: Keep up with changes in securities regulations and advice from your legal representative.

Lawzana helps you find the best lawyers and law firms in Malaysia through a curated and pre-screened list of qualified legal professionals. Our platform offers rankings and detailed profiles of attorneys and law firms, allowing you to compare based on practice areas, including Securities, experience, and client feedback.

Each profile includes a description of the firm's areas of practice, client reviews, team members and partners, year of establishment, spoken languages, office locations, contact information, social media presence, and any published articles or resources. Most firms on our platform speak English and are experienced in both local and international legal matters.

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Disclaimer:

The information provided on this page is for general informational purposes only and does not constitute legal advice. While we strive to ensure the accuracy and relevance of the content, legal information may change over time, and interpretations of the law can vary. You should always consult with a qualified legal professional for advice specific to your situation.

We disclaim all liability for actions taken or not taken based on the content of this page. If you believe any information is incorrect or outdated, please contact us, and we will review and update it where appropriate.