Best Securities Lawyers in Kuala Lumpur

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Trowers & Hamlins
Kuala Lumpur, Malaysia

English
Trowers & Hamlins, operating in Malaysia since 2012, is a distinguished international law firm renowned for its expertise in Islamic finance, mergers and acquisitions, and private equity. The firm's Kuala Lumpur office plays a pivotal role in advising on cross-border transactions across sectors...
Burton Tan, Syazwan & Co.
Kuala Lumpur, Malaysia

Founded in 2013
English
Burton Tan, Syazwan & Co. is a distinguished legal firm operating in Pontian, Johor, with a branch office in Pekan Nanas. Established on August 31, 2013, the firm is co-founded by Managing Partner Burton Tan, who brings a wealth of experience in various legal disciplines. Mr. Tan, called to the Bar...

Founded in 2023
English
Christine Ng & Lachman, established in August 2023, is a dynamic law firm based in Kuala Lumpur, Malaysia. The firm offers a comprehensive range of legal services, encompassing both contentious and non-contentious matters. Their practice areas include real estate transactions, will drafting,...
Wong Chambers
Kuala Lumpur, Malaysia

Founded in 2013
English
Wong Chambers, established in 2013, is a boutique law firm in Kuala Lumpur, Malaysia, renowned for delivering tailored legal solutions that are both practical and commercially sound. The firm specializes in civil and commercial litigation, arbitration, and alternative dispute resolution, as well as...
Kuala Lumpur, Malaysia

English
Belden Advocates & Solicitors is a boutique law firm in Malaysia, renowned for its specialization in construction and engineering dispute resolution. The firm's core expertise encompasses sectors such as construction and engineering, oil and gas, energy and utilities, and related insurance claims....
Albar & Partners
Kuala Lumpur, Malaysia

Founded in 1981
English
Established in 1981, Albar & Partners has evolved into one of Malaysia's leading law firms, renowned for its expertise in banking and finance, capital markets, and corporate and commercial law. The firm offers a comprehensive range of legal services, including debt capital markets involving both...
VIN CHENG & CO
Kuala Lumpur, Malaysia

Founded in 2022
English
Vin Cheng & Co, established in 2022 and based in Kuala Lumpur, is a multi-practice law firm offering comprehensive legal services across various sectors. The firm's areas of expertise include construction law, dispute resolution, corporate advisory, intellectual property, real estate conveyancing,...

English
Foo Leong Tan & Chan (KL Office) is a boutique law firm in Kuala Lumpur, Malaysia, offering personalized legal solutions across various practice areas. The firm's expertise encompasses commercial and civil litigation, corporate advisory, and matrimonial proceedings. With a commitment to excellence,...
Kuala Lumpur, Malaysia

English
Robyn Choi, Advocates & Solicitors, is a niche law firm in Kuala Lumpur, Malaysia, dedicated to delivering personalized and professional legal services. The firm has successfully represented a diverse clientele, including statutory bodies, international organizations, public and private companies,...
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About Securities Law in Kuala Lumpur, Malaysia

Securities Law in Kuala Lumpur, Malaysia, is primarily governed by The Capital Markets and Services Act 2007 (CMSA) and the guidance provided by the Securities Commission Malaysia (SC). Securities Legislation in Kuala Lumpur encompasses a wide range of financial instruments including shares, debentures, derivative contracts, bond, and units of collective investment schemes. The law is designed to maintain the fair, efficient, orderly and transparent operation of Securities market while protecting the investors interest.

Why You May Need a Lawyer

You may need a lawyer for various reasons regarding securities law. If you are planning to issue securities to the public, you must comply with strict registration and disclosure requirements. You may need a lawyer to help draft necessary documents and navigate the approval process with regulators. If you are a victim of market misconduct such as insider trading, market manipulation or fraudulent disclosures, you would need a lawyer to pursue legal remedies. If you need advice on maintaining compliance with ongoing disclosure and corporate governance requirements, a lawyer could be an invaluable asset. Finally, businesses already listed on the stock exchange or plan to get listed might need regular legal assistance to ensure adherence to the securities law.

Local Laws Overview

The most relevant aspect of the securities law is the requirement of full, accurate and timely disclosure of information by issuers of securities. The next important aspect is the prohibition of market misconduct. Insider trading, market manipulation, and fraudulent disclosures are rigorously monitored and prosecuted. The law also requires mandatory registration of market professionals such as dealers and advisors. Collective Investment Schemes, including Unit Trusts, are strictly regulated. Lastly, SC has powers to supervise and enforce the law and to licence and regulate all authorised persons including brokers, advisers, and asset managers.

Frequently Asked Questions

1. What is the role of Securities Commission Malaysia?

Securities Commission Malaysia (SC) oversees and enforces the regulations related to securities, futures and funds sector and manages the administrative function of the Malaysian capital market.

2. What is insider trading?

Insider trading involves trading in a public company's stock by individuals with access to non-public, material information about the company.

3. Are there any laws against market manipulation?

Yes, under the Capital Market and Services Act (CMSA), market manipulation such as cornering and ramping is prohibited and can draw heavy penalties.

4. How are collective investment schemes regulated?

The CMSA outlines comprehensive regulation for collective investment schemes. The management company of a scheme must be approved by SC and all schemes are subjected to an annual audit.

5. What is the duty-scope of a reporting corporation?

A reporting corporation needs to circulate the annual audited financial statements to its shareholders and reel in continuous disclosure of information on any events which may affect the financial position of the company.

6. Do I need a lawyer to list my company's shares on the stock exchange?

While it's not an absolute necessity, having a lawyer can be beneficial to ensure compliance with complex listing rules and regulations.

7. What penalties can be levied against laws' breaches?

The SC has powers to impose a variety of sanctions, including fines, imprisonment, disgorgement of profits, compensation orders, and management banning orders.

8. What is the role of an investment adviser?

An investment adviser gives advice on securities to clients and issues analysis or reports for securities for a fee.

9. Who oversees the securities industry in Kuala Lumpur, Malaysia?

The Securities Commission Malaysia oversees the securities industry in Malaysia.

10. Can I raise grievances with the SC?

Yes, you can file an official complaint with the SC if you have issues with any aspect of the capital markets.

Additional Resources

You may consult resources from Securities Commission Malaysia, publications and guidelines from Bursa Malaysia, and databases for listed companies. Various law firms in Kuala Lumpur also provide free general advice on their websites.

Next Steps

If you need legal assistance in relation to securities law, the first step should be contacting a practicing lawyer experienced in this area. They can guide you through the complexities of the law, safeguard your interest and ensure you have full understanding of your legal rights and obligations.

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Disclaimer:
The information provided on this page is for general informational purposes only and does not constitute legal advice. While we strive to ensure the accuracy and relevance of the content, legal information may change over time, and interpretations of the law can vary. You should always consult with a qualified legal professional for advice specific to your situation. We disclaim all liability for actions taken or not taken based on the content of this page. If you believe any information is incorrect or outdated, please contact us, and we will review and update it where appropriate.