Best Securities Lawyers in Kuala Lumpur

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Izad Kazran & Co (IKC)
Kuala Lumpur, Malaysia

Founded in 2014
English
Izad Kazran & Co (IKC), established in 2014 and rebranded in 2018, has rapidly ascended as a prominent full-service law firm in Malaysia. With offices in Mont' Kiara, Kuala Lumpur, and Southkey, Johor Bahru, IKC specializes in Dispute Resolution, Corporate, and Real Estate law. The firm's...
Kuala Lumpur, Malaysia

English
Heaw, Lim & Associates (HLA) is a boutique law firm located in Bukit Mertajam, Penang, Malaysia. The firm is dedicated to providing clients with practical legal advice and personalized services, ensuring that each client's concerns are addressed with care and professionalism. HLA operates on the...

Founded in 2018
10 people in their team
English
Nazreen Oon & Partners, established in November 2018, is a boutique law firm in Malaysia offering a comprehensive range of legal services, including commercial, corporate, civil, conveyancing, and criminal defense. The firm is co-founded by Muhammad Nazreen Jaafar Bin Datoโ€™ Abdullah and...
Amos Ho, Sew & Kiew
Kuala Lumpur, Malaysia

Founded in 2016
English
Established in 2016, Amos Ho, Sew & Kiew (ASK) is a boutique law firm located in Kuala Lumpur, Malaysia. The firm offers a comprehensive range of legal services, with particular expertise in dispute resolution and commercial transactions. The partners bring extensive experience in their respective...
Azmi Fadzly Maha & Sim
Kuala Lumpur, Malaysia

Founded in 2014
English
Azmi Fadzly Maha & Sim is a boutique law firm based in Kuala Lumpur, Malaysia, offering a comprehensive range of legal services to corporate entities, government bodies, organizations, and individuals. The firm's practice areas encompass corporate and commercial law, corporate restructuring and...

Founded in 2004
English
Messrs Sheila Hussain Vijay & Partners, established on April 1, 2004, is a dynamic commercial law firm based in Kuala Lumpur, Malaysia. The firm is led by partners Shakiroh Binti Mohd Ezmi, Vijayaraj R Kanniah, and Kwan Siew May, who collectively bring extensive experience in various legal...
Cheang & Ariff
Kuala Lumpur, Malaysia

Founded in 1986
English
Cheang & Ariff is a distinguished Malaysian law firm renowned for its comprehensive legal services across various sectors. With over 37 years of experience, the firm offers expertise in areas such as arbitration, corporate law, environmental litigation, real estate, competition law, construction,...
Kuala Lumpur, Malaysia

English
Robyn Choi, Advocates & Solicitors, is a niche law firm in Kuala Lumpur, Malaysia, dedicated to delivering personalized and professional legal services. The firm has successfully represented a diverse clientele, including statutory bodies, international organizations, public and private companies,...

Founded in 2023
English
Christine Ng & Lachman, established in August 2023, is a dynamic law firm based in Kuala Lumpur, Malaysia. The firm offers a comprehensive range of legal services, encompassing both contentious and non-contentious matters. Their practice areas include real estate transactions, will drafting,...
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About Securities Law in Kuala Lumpur, Malaysia

Securities Law in Kuala Lumpur, Malaysia, is primarily governed by The Capital Markets and Services Act 2007 (CMSA) and the guidance provided by the Securities Commission Malaysia (SC). Securities Legislation in Kuala Lumpur encompasses a wide range of financial instruments including shares, debentures, derivative contracts, bond, and units of collective investment schemes. The law is designed to maintain the fair, efficient, orderly and transparent operation of Securities market while protecting the investors interest.

Why You May Need a Lawyer

You may need a lawyer for various reasons regarding securities law. If you are planning to issue securities to the public, you must comply with strict registration and disclosure requirements. You may need a lawyer to help draft necessary documents and navigate the approval process with regulators. If you are a victim of market misconduct such as insider trading, market manipulation or fraudulent disclosures, you would need a lawyer to pursue legal remedies. If you need advice on maintaining compliance with ongoing disclosure and corporate governance requirements, a lawyer could be an invaluable asset. Finally, businesses already listed on the stock exchange or plan to get listed might need regular legal assistance to ensure adherence to the securities law.

Local Laws Overview

The most relevant aspect of the securities law is the requirement of full, accurate and timely disclosure of information by issuers of securities. The next important aspect is the prohibition of market misconduct. Insider trading, market manipulation, and fraudulent disclosures are rigorously monitored and prosecuted. The law also requires mandatory registration of market professionals such as dealers and advisors. Collective Investment Schemes, including Unit Trusts, are strictly regulated. Lastly, SC has powers to supervise and enforce the law and to licence and regulate all authorised persons including brokers, advisers, and asset managers.

Frequently Asked Questions

1. What is the role of Securities Commission Malaysia?

Securities Commission Malaysia (SC) oversees and enforces the regulations related to securities, futures and funds sector and manages the administrative function of the Malaysian capital market.

2. What is insider trading?

Insider trading involves trading in a public company's stock by individuals with access to non-public, material information about the company.

3. Are there any laws against market manipulation?

Yes, under the Capital Market and Services Act (CMSA), market manipulation such as cornering and ramping is prohibited and can draw heavy penalties.

4. How are collective investment schemes regulated?

The CMSA outlines comprehensive regulation for collective investment schemes. The management company of a scheme must be approved by SC and all schemes are subjected to an annual audit.

5. What is the duty-scope of a reporting corporation?

A reporting corporation needs to circulate the annual audited financial statements to its shareholders and reel in continuous disclosure of information on any events which may affect the financial position of the company.

6. Do I need a lawyer to list my company's shares on the stock exchange?

While it's not an absolute necessity, having a lawyer can be beneficial to ensure compliance with complex listing rules and regulations.

7. What penalties can be levied against laws' breaches?

The SC has powers to impose a variety of sanctions, including fines, imprisonment, disgorgement of profits, compensation orders, and management banning orders.

8. What is the role of an investment adviser?

An investment adviser gives advice on securities to clients and issues analysis or reports for securities for a fee.

9. Who oversees the securities industry in Kuala Lumpur, Malaysia?

The Securities Commission Malaysia oversees the securities industry in Malaysia.

10. Can I raise grievances with the SC?

Yes, you can file an official complaint with the SC if you have issues with any aspect of the capital markets.

Additional Resources

You may consult resources from Securities Commission Malaysia, publications and guidelines from Bursa Malaysia, and databases for listed companies. Various law firms in Kuala Lumpur also provide free general advice on their websites.

Next Steps

If you need legal assistance in relation to securities law, the first step should be contacting a practicing lawyer experienced in this area. They can guide you through the complexities of the law, safeguard your interest and ensure you have full understanding of your legal rights and obligations.

Lawzana helps you find the best lawyers and law firms in Kuala Lumpur through a curated and pre-screened list of qualified legal professionals. Our platform offers rankings and detailed profiles of attorneys and law firms, allowing you to compare based on practice areas, including Securities, experience, and client feedback. Each profile includes a description of the firm's areas of practice, client reviews, team members and partners, year of establishment, spoken languages, office locations, contact information, social media presence, and any published articles or resources. Most firms on our platform speak English and are experienced in both local and international legal matters. Get a quote from top-rated law firms in Kuala Lumpur, Malaysia - quickly, securely, and without unnecessary hassle.

Disclaimer:
The information provided on this page is for general informational purposes only and does not constitute legal advice. While we strive to ensure the accuracy and relevance of the content, legal information may change over time, and interpretations of the law can vary. You should always consult with a qualified legal professional for advice specific to your situation. We disclaim all liability for actions taken or not taken based on the content of this page. If you believe any information is incorrect or outdated, please contact us, and we will review and update it where appropriate.