Best Securities Lawyers in Kuala Lumpur

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Chai & Company
Kuala Lumpur, Malaysia

Founded in 2018
English
Established in July 2018, Chai & Company is a boutique law firm based in Kuala Lumpur, Malaysia, dedicated to delivering high-quality legal services in a cost-effective and efficient manner. The firm specializes in conveyancing, commercial litigation, and general civil litigation, offering...
Dhyan & Co.
Kuala Lumpur, Malaysia

Founded in 2013
English
Established in 2013, Dhyan & Co. is a distinguished law firm located in Solaris Mont Kiara, Kuala Lumpur, Malaysia. The firm offers comprehensive legal services across various practice areas, including litigation, conveyancing, and corporate law. With a team of experienced and dedicated lawyers,...
HAEME LEW

HAEME LEW

15 minutes Free Consultation
Kuala Lumpur, Malaysia

Founded in 2017
6 people in their team
English
Malay
Chinese
Haeme Lew is an award-winning, Kuala Lumpur-based multi-practice law firm specializing in corporate and commercial transactions, restructuring and insolvency, dispute resolution, and criminal defence. Known for its client-first approach, deep legal expertise, and regional reach across Asia Pacific,...
Misyail Othman & Co (Kuala Lumpur)
Kuala Lumpur, Malaysia

English
Misyail Othman & Co (MONCO) is a distinguished commercial law firm based in Kuala Lumpur, Malaysia, committed to delivering exceptional legal services with the highest professional standards. The firm offers a comprehensive range of legal solutions, including dispute resolution, debt recovery,...
Kuala Lumpur, Malaysia

Founded in 2015
English
Established in 2015, Ariff Rozhan & Co. (ARC) is a distinguished Malaysian law firm specializing in dispute resolution and litigation. Led by Managing Partner Ariff Rozhan, alongside Senior Partners William Lim, Christopher Arun, and Ezane Chong, the firm offers comprehensive legal services across...
Deol & Gill
Kuala Lumpur, Malaysia

Founded in 2000
English
Established in 2000, Deol & Gill is a distinguished Malaysian law firm renowned for its expertise in corporate and commercial law. The firm has been a pioneer in providing legal advisory services to the private equity and venture capital industry, offering extensive experience and commercially...
Chua, Tan & Partners
Kuala Lumpur, Malaysia

English
Chua, Tan & Partners is a boutique legal firm based in Kuala Lumpur, Malaysia, offering personalized legal services in residential and commercial real estate transactions. The firm also practices corporate and commercial law, with additional expertise in trademark registration. Prior to...

English
Foo Leong Tan & Chan (KL Office) is a boutique law firm in Kuala Lumpur, Malaysia, offering personalized legal solutions across various practice areas. The firm's expertise encompasses commercial and civil litigation, corporate advisory, and matrimonial proceedings. With a commitment to excellence,...
Joseph & Partners
Kuala Lumpur, Malaysia

Founded in 2010
English
Joseph & Partners is a distinguished law firm in Malaysia, renowned for its specialization in shipping and maritime law. With over 25 years of dedicated service, the firm has built a solid reputation for delivering comprehensive legal solutions to both domestic and international clients within the...
WenJie & Co.
Kuala Lumpur, Malaysia

Founded in 2021
5 people in their team
English
Chinese
Malay
We are a reputable law firm in Kuala Lumpur, Malaysia made up of professional lawyers in Kuala Lumpur, Malaysia and dedicated to providing clients with exceptional legal services and a comfortable experience. We have been recognized as one of the leading firms in Kuala Lumpur and lawyer firm...
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About Securities Law in Kuala Lumpur, Malaysia

Securities Law in Kuala Lumpur, Malaysia, is primarily governed by The Capital Markets and Services Act 2007 (CMSA) and the guidance provided by the Securities Commission Malaysia (SC). Securities Legislation in Kuala Lumpur encompasses a wide range of financial instruments including shares, debentures, derivative contracts, bond, and units of collective investment schemes. The law is designed to maintain the fair, efficient, orderly and transparent operation of Securities market while protecting the investors interest.

Why You May Need a Lawyer

You may need a lawyer for various reasons regarding securities law. If you are planning to issue securities to the public, you must comply with strict registration and disclosure requirements. You may need a lawyer to help draft necessary documents and navigate the approval process with regulators. If you are a victim of market misconduct such as insider trading, market manipulation or fraudulent disclosures, you would need a lawyer to pursue legal remedies. If you need advice on maintaining compliance with ongoing disclosure and corporate governance requirements, a lawyer could be an invaluable asset. Finally, businesses already listed on the stock exchange or plan to get listed might need regular legal assistance to ensure adherence to the securities law.

Local Laws Overview

The most relevant aspect of the securities law is the requirement of full, accurate and timely disclosure of information by issuers of securities. The next important aspect is the prohibition of market misconduct. Insider trading, market manipulation, and fraudulent disclosures are rigorously monitored and prosecuted. The law also requires mandatory registration of market professionals such as dealers and advisors. Collective Investment Schemes, including Unit Trusts, are strictly regulated. Lastly, SC has powers to supervise and enforce the law and to licence and regulate all authorised persons including brokers, advisers, and asset managers.

Frequently Asked Questions

1. What is the role of Securities Commission Malaysia?

Securities Commission Malaysia (SC) oversees and enforces the regulations related to securities, futures and funds sector and manages the administrative function of the Malaysian capital market.

2. What is insider trading?

Insider trading involves trading in a public company's stock by individuals with access to non-public, material information about the company.

3. Are there any laws against market manipulation?

Yes, under the Capital Market and Services Act (CMSA), market manipulation such as cornering and ramping is prohibited and can draw heavy penalties.

4. How are collective investment schemes regulated?

The CMSA outlines comprehensive regulation for collective investment schemes. The management company of a scheme must be approved by SC and all schemes are subjected to an annual audit.

5. What is the duty-scope of a reporting corporation?

A reporting corporation needs to circulate the annual audited financial statements to its shareholders and reel in continuous disclosure of information on any events which may affect the financial position of the company.

6. Do I need a lawyer to list my company's shares on the stock exchange?

While it's not an absolute necessity, having a lawyer can be beneficial to ensure compliance with complex listing rules and regulations.

7. What penalties can be levied against laws' breaches?

The SC has powers to impose a variety of sanctions, including fines, imprisonment, disgorgement of profits, compensation orders, and management banning orders.

8. What is the role of an investment adviser?

An investment adviser gives advice on securities to clients and issues analysis or reports for securities for a fee.

9. Who oversees the securities industry in Kuala Lumpur, Malaysia?

The Securities Commission Malaysia oversees the securities industry in Malaysia.

10. Can I raise grievances with the SC?

Yes, you can file an official complaint with the SC if you have issues with any aspect of the capital markets.

Additional Resources

You may consult resources from Securities Commission Malaysia, publications and guidelines from Bursa Malaysia, and databases for listed companies. Various law firms in Kuala Lumpur also provide free general advice on their websites.

Next Steps

If you need legal assistance in relation to securities law, the first step should be contacting a practicing lawyer experienced in this area. They can guide you through the complexities of the law, safeguard your interest and ensure you have full understanding of your legal rights and obligations.

Lawzana helps you find the best lawyers and law firms in Kuala Lumpur through a curated and pre-screened list of qualified legal professionals. Our platform offers rankings and detailed profiles of attorneys and law firms, allowing you to compare based on practice areas, including Securities, experience, and client feedback. Each profile includes a description of the firm's areas of practice, client reviews, team members and partners, year of establishment, spoken languages, office locations, contact information, social media presence, and any published articles or resources. Most firms on our platform speak English and are experienced in both local and international legal matters. Get a quote from top-rated law firms in Kuala Lumpur, Malaysia - quickly, securely, and without unnecessary hassle.

Disclaimer:
The information provided on this page is for general informational purposes only and does not constitute legal advice. While we strive to ensure the accuracy and relevance of the content, legal information may change over time, and interpretations of the law can vary. You should always consult with a qualified legal professional for advice specific to your situation. We disclaim all liability for actions taken or not taken based on the content of this page. If you believe any information is incorrect or outdated, please contact us, and we will review and update it where appropriate.