Best Securities Lawyers in Kuala Lumpur

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C C Choo Hazila & Teong

C C Choo Hazila & Teong

Kuala Lumpur, Malaysia

Founded in 2006
English
Established in 1985, C.C. Choo, Hazila & Teong is a Malaysian law firm with offices in Kuala Lumpur and Rawang. The firm offers a comprehensive range of legal services, including civil and commercial litigation, construction disputes and arbitration, land acquisitions, real estate development...

Raslan Loong, Shen & Eow

Kuala Lumpur, Malaysia

Founded in 1995
English
Raslan Loong, Shen & Eow is a distinguished Malaysian law firm renowned for its comprehensive legal services across various practice areas. The firm's team of seasoned attorneys brings extensive experience and in-depth knowledge to each case, ensuring clients receive tailored and effective legal...
VIN CHENG & CO

VIN CHENG & CO

Kuala Lumpur, Malaysia

Founded in 2022
English
Vin Cheng & Co, established in 2022 and based in Kuala Lumpur, is a multi-practice law firm offering comprehensive legal services across various sectors. The firm's areas of expertise include construction law, dispute resolution, corporate advisory, intellectual property, real estate conveyancing,...
Misyail Othman & Co (Kuala Lumpur)

Misyail Othman & Co (Kuala Lumpur)

Kuala Lumpur, Malaysia

English
Misyail Othman & Co (MONCO) is a distinguished commercial law firm based in Kuala Lumpur, Malaysia, committed to delivering exceptional legal services with the highest professional standards. The firm offers a comprehensive range of legal solutions, including dispute resolution, debt recovery,...
Christopher & Lee Ong

Christopher & Lee Ong

Kuala Lumpur, Malaysia

Founded in 2013
English
AARON SANKAR & CO.

AARON SANKAR & CO.

Kuala Lumpur, Malaysia

English
Established in January 2021, Aaron Sankar & Co. is a boutique law firm in Malaysia specializing in corporate and commercial law, mergers and acquisitions, projects, and real estate. The firm has expanded its practice areas to include intellectual property, franchise and licensing, and competition...

Ooi & Ooi - Advocates & Solicitors/ Commissioner for Oaths/ Pesuruhjaya Sumpah @ Mid Valley City

Kuala Lumpur, Malaysia

Founded in 2018
English
Ooi & Ooi - Advocates & Solicitors/ Commissioner for Oaths/ Pesuruhjaya Sumpah @ Mid Valley City is a distinguished law firm based in Kuala Lumpur, Malaysia, specializing in dispute resolution, including litigation, arbitration, and construction adjudication. The firm is led by partners Nicholas...

Isharidah, Ho, Chong & Menon

Kuala Lumpur, Malaysia

Founded in 1987
English
Isharidah, Ho, Chong & Menon, established in 1987, is a distinguished Malaysian law firm offering comprehensive legal services across various practice areas. The firm's expertise encompasses general, civil, and commercial litigation; banking and finance, including Islamic banking; corporate...
Messrs. Nazmi Zaini Chambers

Messrs. Nazmi Zaini Chambers

Kuala Lumpur, Malaysia

Founded in 2020
English
Messrs. Nazmi Zaini Chambers, based in Kuala Lumpur, Malaysia, offers a comprehensive range of legal services, including Financial Services, Mergers & Acquisitions, Advisory & Compliance, Dispute Resolution, and Projects & Infrastructure. The firm's leadership comprises a Managing Partner...
Izad Kazran & Co (IKC)

Izad Kazran & Co (IKC)

Kuala Lumpur, Malaysia

Founded in 2014
English
Izad Kazran & Co (IKC), established in 2014 and rebranded in 2018, has rapidly ascended as a prominent full-service law firm in Malaysia. With offices in Mont' Kiara, Kuala Lumpur, and Southkey, Johor Bahru, IKC specializes in Dispute Resolution, Corporate, and Real Estate law. The firm's...
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About Securities Law in Kuala Lumpur, Malaysia

Securities Law in Kuala Lumpur, Malaysia, is primarily governed by The Capital Markets and Services Act 2007 (CMSA) and the guidance provided by the Securities Commission Malaysia (SC). Securities Legislation in Kuala Lumpur encompasses a wide range of financial instruments including shares, debentures, derivative contracts, bond, and units of collective investment schemes. The law is designed to maintain the fair, efficient, orderly and transparent operation of Securities market while protecting the investors interest.

Why You May Need a Lawyer

You may need a lawyer for various reasons regarding securities law. If you are planning to issue securities to the public, you must comply with strict registration and disclosure requirements. You may need a lawyer to help draft necessary documents and navigate the approval process with regulators. If you are a victim of market misconduct such as insider trading, market manipulation or fraudulent disclosures, you would need a lawyer to pursue legal remedies. If you need advice on maintaining compliance with ongoing disclosure and corporate governance requirements, a lawyer could be an invaluable asset. Finally, businesses already listed on the stock exchange or plan to get listed might need regular legal assistance to ensure adherence to the securities law.

Local Laws Overview

The most relevant aspect of the securities law is the requirement of full, accurate and timely disclosure of information by issuers of securities. The next important aspect is the prohibition of market misconduct. Insider trading, market manipulation, and fraudulent disclosures are rigorously monitored and prosecuted. The law also requires mandatory registration of market professionals such as dealers and advisors. Collective Investment Schemes, including Unit Trusts, are strictly regulated. Lastly, SC has powers to supervise and enforce the law and to licence and regulate all authorised persons including brokers, advisers, and asset managers.

Frequently Asked Questions

1. What is the role of Securities Commission Malaysia?

Securities Commission Malaysia (SC) oversees and enforces the regulations related to securities, futures and funds sector and manages the administrative function of the Malaysian capital market.

2. What is insider trading?

Insider trading involves trading in a public company's stock by individuals with access to non-public, material information about the company.

3. Are there any laws against market manipulation?

Yes, under the Capital Market and Services Act (CMSA), market manipulation such as cornering and ramping is prohibited and can draw heavy penalties.

4. How are collective investment schemes regulated?

The CMSA outlines comprehensive regulation for collective investment schemes. The management company of a scheme must be approved by SC and all schemes are subjected to an annual audit.

5. What is the duty-scope of a reporting corporation?

A reporting corporation needs to circulate the annual audited financial statements to its shareholders and reel in continuous disclosure of information on any events which may affect the financial position of the company.

6. Do I need a lawyer to list my company's shares on the stock exchange?

While it's not an absolute necessity, having a lawyer can be beneficial to ensure compliance with complex listing rules and regulations.

7. What penalties can be levied against laws' breaches?

The SC has powers to impose a variety of sanctions, including fines, imprisonment, disgorgement of profits, compensation orders, and management banning orders.

8. What is the role of an investment adviser?

An investment adviser gives advice on securities to clients and issues analysis or reports for securities for a fee.

9. Who oversees the securities industry in Kuala Lumpur, Malaysia?

The Securities Commission Malaysia oversees the securities industry in Malaysia.

10. Can I raise grievances with the SC?

Yes, you can file an official complaint with the SC if you have issues with any aspect of the capital markets.

Additional Resources

You may consult resources from Securities Commission Malaysia, publications and guidelines from Bursa Malaysia, and databases for listed companies. Various law firms in Kuala Lumpur also provide free general advice on their websites.

Next Steps

If you need legal assistance in relation to securities law, the first step should be contacting a practicing lawyer experienced in this area. They can guide you through the complexities of the law, safeguard your interest and ensure you have full understanding of your legal rights and obligations.

Lawzana helps you find the best lawyers and law firms in Kuala Lumpur through a curated and pre-screened list of qualified legal professionals. Our platform offers rankings and detailed profiles of attorneys and law firms, allowing you to compare based on practice areas, including Securities, experience, and client feedback. Each profile includes a description of the firm's areas of practice, client reviews, team members and partners, year of establishment, spoken languages, office locations, contact information, social media presence, and any published articles or resources. Most firms on our platform speak English and are experienced in both local and international legal matters. Get a quote from top-rated law firms in Kuala Lumpur, Malaysia—quickly, securely, and without unnecessary hassle.

Disclaimer:
The information provided on this page is for general informational purposes only and does not constitute legal advice. While we strive to ensure the accuracy and relevance of the content, legal information may change over time, and interpretations of the law can vary. You should always consult with a qualified legal professional for advice specific to your situation. We disclaim all liability for actions taken or not taken based on the content of this page. If you believe any information is incorrect or outdated, please contact us, and we will review and update it where appropriate.