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Securities law in Bangkok, Thailand, centres around the regulation of the securities market, comprising of investments like stocks and bonds. The major regulatory body is the Securities and Exchange Commission(SEC), Thailand, which oversees securities trading, public companies, financial services businesses, markets, and mergers & acquisitions.
There are various scenarios where an individual or business might require a securities lawyer. If you are a corporation intending to go public, you will need legal advice for preparing prospectuses and fulfilling disclosure requirements. Or, if you are an investor who believes you've been misled or defrauded by a company, a securities lawyer can help you assert your rights. Navigating the fairly complex regulatory environment of securities in Bangkok requires expert legal knowledge, which a lawyer specializing in securities can provide.
The primary law governing securities in Bangkok is the Securities and Exchange Act B.E. 2535 (1992). It covers matters such as the regulation of securities companies, prohibitions against insider trading, and requirements for public offerings. A subsequent series of amendments and additional laws, such as the Derivatives Act, B.E. 2546 (2003), have broadened the scope of regulation, introducing, for example, more stringent controls for derivatives trading.
What types of securities are regulated in Bangkok? Securities regulated in Bangkok include equities, bonds, derivatives, mutual funds, and other investment products.
Who regulates securities in Bangkok? The primary regulator of securities in Bangkok is the Securities and Exchange Commission (SEC), Thailand.
What rights do investors have in Bangkok? Investors have the right to expect companies to disclose accurate information and to refrain from misleading or fraudulent activities. They also have the right to sue if their expectations are not met.
What obligations do companies have when issuing securities? Companies issuing securities must prepare prospectuses, fulfill disclosure requirements, and comply with financial reporting standards, among other obligations.
Can foreign investors buy securities in Thailand? Foreigners are generally allowed to invest in securities in Thailand, but there may be restrictions on certain types of securities and investments.
The Securities and Exchange Commission (SEC), Thailand's website provides in-depth information about securities laws, regulations, and investments. The Federation of Thai Capital Market Organizations (FETCO) is another valuable resource, offering educational materials and market data. Furthermore, the Stock Exchange of Thailand (SET) website has substantial resources about individual companies, investments, and market conditions.
If you require legal help in securities in Bangkok, you should seek a reputable law firm with expertise in securities law. From there, a lawyer can advise you about your situation, and guide you through any necessary legal processes.
